Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | EVP, COO, Pres, Integrated Mem | October 20, 2025 | October 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date October 20, 2025 · Filed October 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 239,364 |
Reported balance
After 2025-10-20 transaction · row 1
1 source rowRow 1 · 2025-10-20 · Tax withholding · Disposed 11,778 · Balance 239,364 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2025 Filed Oct 22, 2025 18:44 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 11,778 | $21.74 | $256,053.72 |
DisclosureSEC source: 0001344018-25-000008 · wk-form4_1761173064.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,364 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 14, 2025 Filed Oct 16, 2025 16:17 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 24,669 | $22.32 | $550,612.08 |
DisclosureSEC source: 0001344018-25-000006 · wk-form4_1760645858.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,142 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Read SEC document |
| October 14, 2025 Filed Oct 16, 2025 16:17 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 48,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001344018-25-000006 · wk-form4_1760645858.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,811 F1 · kind: On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 48,580 PSUs were earned by the reporting person and vested as of such date. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 16:27 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $10.78 | $0.00 |
DisclosureSEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · derivative · entry 7 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 16:27 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,447 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · derivative · entry 6 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,447 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 16:27 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 60,000 | $24.83 | $1,489,992.00 |
DisclosureSEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 227,231 F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 21, 2025. F4 · price: This transaction was executed in multiple trades at prices ranging from $24.25 to $25.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 16:27 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionCommon Stock | 60,000 | $10.78 | $646,500.00 |
DisclosureSEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 287,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 16:27 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 3,447 | $24.84 | $85,608.31 |
DisclosureSEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 227,231 F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 21, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $24.33 to $25.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2025 Filed Jul 22, 2025 16:27 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionCommon Stock | 3,447 | $9.20 | $31,695.17 |
DisclosureSEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 230,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2025 Filed Jul 22, 2025 16:27 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 2,158 | $24.43 | $52,719.94 |
DisclosureSEC source: 0001616533-25-000042 · wk-form4_1753216064.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 227,231 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| April 20, 2025 Filed Apr 22, 2025 16:37 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 2,159 | $15.88 | $34,284.92 |
DisclosureSEC source: 0001616533-25-000023 · wk-form4_1745354245.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,389 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 16:04 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,219 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001616533-25-000017 · wk-form4_1743019471.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,447 Underlying: Ordinary Shares · 3,219 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 16:04 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 3,219 | $20.00 | $64,386.44 |
DisclosureSEC source: 0001616533-25-000017 · wk-form4_1743019471.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 231,548 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 16:04 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionOrdinary Shares | 3,219 | $9.20 | $29,598.71 |
DisclosureSEC source: 0001616533-25-000017 · wk-form4_1743019471.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 234,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:20 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,667 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001616533-25-000015 · wk-form4_1740190825.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,666 Underlying: Ordinary Shares · 6,667 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:20 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 6,667 | $22.14 | $147,594.05 |
DisclosureSEC source: 0001616533-25-000015 · wk-form4_1740190825.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 231,548 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.88 to $22.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 20, 2025 Filed Feb 21, 2025 21:20 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionOrdinary Shares | 6,667 | $9.20 | $61,303.07 |
DisclosureSEC source: 0001616533-25-000015 · wk-form4_1740190825.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 238,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 19:39 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,667 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · derivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,333 Underlying: Ordinary Shares · 6,667 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 19:39 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 6,667 | $20.55 | $137,024.18 |
DisclosureSEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 231,548 F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. F3 · price: This transaction was executed in multiple trades at prices ranging from $20.32 to $20.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 21, 2025 Filed Jan 22, 2025 19:39 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionOrdinary Shares | 6,667 | $9.20 | $61,303.07 |
DisclosureSEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 238,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 19:39 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 4,412 | $20.51 | $90,490.12 |
DisclosureSEC source: 0001616533-25-000007 · wk-form4_1737592761.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 231,548 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 16:08 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,666 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001616533-24-000007 · wk-form4_1735333689.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares · 6,666 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 16:08 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 6,666 | $20.00 | $133,320.00 |
DisclosureSEC source: 0001616533-24-000007 · wk-form4_1735333689.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 235,960 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. Read SEC document |
| December 26, 2024 Filed Dec 27, 2024 16:08 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionOrdinary Shares | 6,666 | $9.20 | $61,293.87 |
DisclosureSEC source: 0001616533-24-000007 · wk-form4_1735333689.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 242,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 16:17 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,334 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001616533-24-000005 · wk-form4_1733951823.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,666 Underlying: Ordinary Shares · 13,334 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 16:17 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleOrdinary Shares | 13,334 | $20.05 | $267,366.70 |
DisclosureSEC source: 0001616533-24-000005 · wk-form4_1733951823.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 235,960 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 16:17 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Exercise / conversionOrdinary Shares | 13,334 | $9.20 | $122,606.13 |
DisclosureSEC source: 0001616533-24-000005 · wk-form4_1733951823.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Integrated Mem 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 249,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2024 Filed Oct 22, 2024 19:26 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 4,057 | $15.69 | $63,654.33 |
DisclosureSEC source: 0001628280-24-043332 · wk-form4_1729639583.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,960 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 19, 2024 Filed Oct 22, 2024 19:26 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 9,438 | $15.69 | $148,082.22 |
DisclosureSEC source: 0001628280-24-043332 · wk-form4_1729639583.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,017 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Read SEC document |
| October 19, 2024 Filed Oct 22, 2024 19:26 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantOrdinary Shares | 18,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-043332 · wk-form4_1729639583.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,455 F1 · kind: On October 1, 2021, the reporting person was granted performance-based restricted share units ("PSUs"), the vesting of which is (i) tied to the achievement of total shareholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 19, 2024, the Committee certified the performance goal achievement and determined that 18,622 PSUs were earned by the reporting person and vested as of such date. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:31 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 18,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042028 · wk-form4_1727915470.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,833 F1 · shares: Represents restricted share units ("RSUs") that will vest as to 100% on October 20, 2025, subject to the recipient's continued employment through such vesting date. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 16:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,334 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001628280-24-041219 · wk-form4_1727208682.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,000 Underlying: Ordinary Shares · 13,334 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 16:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 13,334 | $20.02 | $266,950.68 |
DisclosureSEC source: 0001628280-24-041219 · wk-form4_1727208682.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,896 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.00 to $20.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 16:11 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 13,334 | $9.20 | $122,606.13 |
DisclosureSEC source: 0001628280-24-041219 · wk-form4_1727208682.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 17:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,333 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001628280-24-038265 · wk-form4_1724361050.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 53,334 Underlying: Ordinary Shares · 13,333 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 17:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 13,333 | $21.14 | $281,822.29 |
DisclosureSEC source: 0001628280-24-038265 · wk-form4_1724361050.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,896 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.88 to $21.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2024 Filed Aug 22, 2024 17:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 13,333 | $9.20 | $122,596.94 |
DisclosureSEC source: 0001628280-24-038265 · wk-form4_1724361050.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 16:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,333 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001628280-24-033449 · wk-form4_1722369858.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,667 Underlying: Ordinary Shares · 13,333 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 16:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 13,333 | $23.16 | $308,834.95 |
DisclosureSEC source: 0001628280-24-033449 · wk-form4_1722369858.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 211,896 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.93 to $23.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 16:04 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 13,333 | $9.20 | $122,596.94 |
DisclosureSEC source: 0001628280-24-033449 · wk-form4_1722369858.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 225,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2024 Filed Jul 23, 2024 20:38 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,055 | $23.86 | $96,752.30 |
DisclosureSEC source: 0001628280-24-032673 · wk-form4_1721781474.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,896 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 16:42 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,056 | $16.92 | $68,627.52 |
DisclosureSEC source: 0001628280-24-017406 · wk-form4_1713904953.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,951 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001628280-24-006332 · wk-form4_1708636057.xml · derivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,000 Underlying: Ordinary Shares · 2,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,500 | $20.02 | $50,060.75 |
DisclosureSEC source: 0001628280-24-006332 · wk-form4_1708636057.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,007 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.0 to $20.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,500 | $9.20 | $22,987.50 |
DisclosureSEC source: 0001628280-24-006332 · wk-form4_1708636057.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 222,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 16:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · derivative · entry 5 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,500 Underlying: Ordinary Shares · 2,500 shares Expires 2030-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 16:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 100 | $23.22 | $2,322.00 |
DisclosureSEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 4 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,007 F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 16:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,400 | $22.50 | $53,990.40 |
DisclosureSEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 3 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,107 F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $22.20 to $22.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 22, 2024 Filed Jan 23, 2024 16:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Exercise / conversionOrdinary Shares | 2,500 | $9.20 | $22,987.50 |
DisclosureSEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 222,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 16:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,055 | $22.89 | $92,818.95 |
DisclosureSEC source: 0001628280-24-001961 · wk-form4_1706046226.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,007 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.