Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AQUANTIA CORPAQ · Entity 12241 | Director | June 19, 2019 | June 21, 2019 |
| Horizon Global CorpHZN · Entity 117083 | Director | May 15, 2018 | May 17, 2018 |
| MTS SYSTEMS CORPMTSC · Entity 140393 | Director | February 13, 2018 | February 15, 2018 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AQUANTIA CORP
Report date June 19, 2019 · Filed June 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,594 |
Reported balance
After 2019-06-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-06-19 · Grant · Acquired 4,594 · Balance 4,594 F1: The security represents restricted stock units granted pursuant to the issuer's non-employee director compensation policy. F2: The share underlying these restricted stock units vests on the earlier of the date of the next annual shareholder meeting, or, the one-year anniversary of the date of grant, subject to the reporting person's continued service on the board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The security represents restricted stock units granted pursuant to the issuer's non-employee director compensation policy.
F2: The share underlying these restricted stock units vests on the earlier of the date of the next annual shareholder meeting, or, the one-year anniversary of the date of grant, subject to the reporting person's continued service on the board of directors.
Horizon Global Corp
Report date May 15, 2018 · Filed May 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,875 |
Reported balance
After 2018-05-15 transaction · row 1
1 source rowRow 1 · 2018-05-15 · Grant · Acquired 14,035 · Balance 16,875 |
MTS SYSTEMS CORP
Report date February 13, 2018 · Filed February 15, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,541 |
Reported balance
After 2018-02-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-13 · Grant · Acquired 2,391 · Balance 4,541 F1: Amount shown is the number of restricted stock units that may only be settled on a 1 for 1 basis in shares of common stock. F2: Includes (i) 2,150 restricted stock units that vest on 6/7/18; and (ii) 2,391 restricted stock units that vest on 2/13/19. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount shown is the number of restricted stock units that may only be settled on a 1 for 1 basis in shares of common stock.
F2: Includes (i) 2,150 restricted stock units that vest on 6/7/18; and (ii) 2,391 restricted stock units that vest on 2/13/19.
Penguin Solutions, Inc.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,975 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Sale · Disposed 3,000 · Balance 51,975 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 20:34 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 3,000 | $49.00 | $147,000.00 |
DisclosureSEC source: 0001696393-26-000006 · wk-form4_1779136481.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,975 Read SEC document |
| May 12, 2026 Filed May 13, 2026 21:47 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 4,000 | $44.34 | $177,363.60 |
DisclosureSEC source: 0001696393-26-000004 · wk-form4_1778708868.xml · nonDerivative · entry 2 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,975 Read SEC document |
| May 11, 2026 Filed May 13, 2026 21:47 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 8,000 | $45.00 | $359,995.20 |
DisclosureSEC source: 0001696393-26-000004 · wk-form4_1778708868.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,975 Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 23:43 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 10,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001696393-26-000002 · wk-form4_1770767026.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,975 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:26 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantOrdinary Shares | 8,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001616533-25-000014 · wk-form4_1739309165.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,941 F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 7, 2026 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 22:21 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 6,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-004535 · wk-form4_1707862862.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,544 F1 · shares: Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 10, 2023 Filed Feb 15, 2023 01:20 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 8,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-007087 · form4.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,723 F1 · shares: . Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 10, 2024 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 01:51 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 5,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-005640 · form4.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,306 F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 11, 2023 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:51 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002433 · dp146213_4-straub.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 17:20 UTC | AQUANTIA CORP AQ · Entity 12241 | GrantCommon Stock | 4,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038587 · doc4.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594 F1 · security: The security represents restricted stock units granted pursuant to the issuer's non-employee director compensation policy. F2 · shares: The share underlying these restricted stock units vests on the earlier of the date of the next annual shareholder meeting, or, the one-year anniversary of the date of grant, subject to the reporting person's continued service on the board of directors. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:46 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 11,458 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-004538 · dp104918_4-straub.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,458 F1 · shares: Represents a restricted stock unit award that is scheduled to vest as to 6,249 units on April 1, 2020 and as to the remainder of the award on January 31, 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 18:50 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 14,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-18-000073 · wf-form4_152659742944719.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,875 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:34 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 2,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-18-000039 · wf-form4_152149523529725.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:41 UTC | MTS SYSTEMS CORP MTSC · Entity 140393 | GrantCommon Stock | 2,391 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000049 · edgar.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,541 F1 · shares: Amount shown is the number of restricted stock units that may only be settled on a 1 for 1 basis in shares of common stock. F2 · balance_after: Includes (i) 2,150 restricted stock units that vest on 6/7/18; and (ii) 2,391 restricted stock units that vest on 2/13/19. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 15:02 UTC | MTS SYSTEMS CORP MTSC · Entity 140393 | GrantCommon Stock | 2,150 | $53.50 | $115,025.00 |
DisclosureSEC source: 0001179110-17-008759 · edgar.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 F1 · shares: Amount shown is the number of restricted stock units that may only be settled on a 1 for 1 basis in shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.