Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.SGH · Entity 4377 | SVP and CFO | April 20, 2024 | April 23, 2024 |
| Qnity Electronics, Inc.Q · Entity 928 | SVP, Chief Financial Officer | September 30, 2026 | October 02, 2026 |
| SYNAPTICS IncSYNA · Entity 4089 | See Remarks | August 17, 2026 | August 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date April 20, 2024 · Filed April 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 154,025 |
Reported balance
After 2024-04-20 transaction · row 1
1 source rowRow 1 · 2024-04-20 · Tax withholding · Disposed 5,897 · Balance 154,025 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
Qnity Electronics, Inc.
Report date September 30, 2026 · Filed October 02, 2026
This filing explicitly reported no securities owned.
SYNAPTICS Inc
Report date August 17, 2026 · Filed August 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 134,365 |
Ending reported balance
After 2026-08-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-08-17 · Grant · Acquired 15,479 · Balance 119,896 F1: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2026, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2029. Row 2 · 2026-08-17 · Grant · Acquired 31,720 · Balance 151,616 F2: Reflects earned performance stock units and market stock units. Row 3 · 2026-08-17 · Tax withholding · Disposed 17,251 · Balance 134,365 F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units, performance stock units and market stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2026, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2029.
F2: Reflects earned performance stock units and market stock units.
F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units, performance stock units and market stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 19, 2026 22:11 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 17,251 | $110.58 | $1,907,615.58 |
DisclosureSEC source: 0001846472-26-000015 · wk-form4_1787177464.xml · nonDerivative · entry 3 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,365 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units, performance stock units and market stock units. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 22:11 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 31,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001846472-26-000015 · wk-form4_1787177464.xml · nonDerivative · entry 2 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,616 F2 · shares: Reflects earned performance stock units and market stock units. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 22:11 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 15,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001846472-26-000015 · wk-form4_1787177464.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,896 F1 · shares: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2026, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2029. Read SEC document |
| July 17, 2026 Filed Jul 21, 2026 00:55 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 1,473 | $114.05 | $167,995.65 |
DisclosureSEC source: 0001846472-26-000013 · wk-form4_1784595319.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,417 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units. Read SEC document |
| May 22, 2026 Filed May 26, 2026 20:34 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 2,853 | $143.69 | $409,947.57 |
DisclosureSEC source: 0001846472-26-000011 · wk-form4_1779827688.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,890 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units. Read SEC document |
| May 17, 2026 Filed May 19, 2026 17:56 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 3,241 | $128.23 | $415,593.43 |
DisclosureSEC source: 0001846472-26-000008 · wk-form4_1779213395.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,743 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units and performance stock units. Read SEC document |
| April 17, 2026 Filed Apr 21, 2026 14:05 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 5,895 | $80.22 | $472,896.90 |
DisclosureSEC source: 0001846472-26-000006 · wk-form4_1776780305.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,984 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units. Read SEC document |
| February 23, 2026 Filed Feb 23, 2026 23:39 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 2,853 | $84.28 | $240,450.84 |
DisclosureSEC source: 0001846472-26-000004 · wk-form4_1771889940.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,879 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 00:05 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 3,317 | $85.40 | $283,271.80 |
DisclosureSEC source: 0001846472-26-000002 · wk-form4_1771459535.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,732 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units and performance stock units. Read SEC document |
| November 22, 2025 Filed Nov 25, 2025 16:28 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 2,848 | $63.17 | $179,908.16 |
DisclosureSEC source: 0001846472-25-000017 · wk-form4_1764088109.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,049 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units. Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 01:42 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 3,235 | $61.89 | $200,214.15 |
DisclosureSEC source: 0001846472-25-000015 · wk-form4_1763516523.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,897 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlemnet of restricted stock units and performance stock units. Read SEC document |
| August 22, 2025 Filed Aug 22, 2025 22:43 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 2,848 | $71.45 | $203,489.60 |
DisclosureSEC source: 0001846472-25-000012 · wk-form4_1755902603.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,132 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| August 17, 2025 Filed Aug 19, 2025 22:15 UTC | SYNAPTICS Inc SYNA · Entity 4089 | Tax withholdingCommon Stock | 12,935 | $66.80 | $864,058.00 |
DisclosureSEC source: 0001846472-25-000010 · wk-form4_1755641739.xml · nonDerivative · entry 3 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,980 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of restricted stock units and performance stock units. Read SEC document |
| August 17, 2025 Filed Aug 19, 2025 22:15 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 48,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001846472-25-000010 · wk-form4_1755641739.xml · nonDerivative · entry 2 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,915 F2 · shares: Reflects earned performance stock units. Read SEC document |
| August 17, 2025 Filed Aug 19, 2025 22:15 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 27,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001846472-25-000010 · wk-form4_1755641739.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,855 F1 · shares: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2025, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2028. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:13 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001846472-25-000006 · wk-form4_1748031223.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,641 F1 · shares: The restricted stock units will vest in four equal quarterly installments. Read SEC document |
| April 17, 2025 Filed Apr 19, 2025 00:04 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 21,854 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-055965 · ownership.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,484 F1 · shares: One-half of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of April 17, 2025, and one-eighth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on April 17, 2027. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:48 UTC | SYNAPTICS Inc SYNA · Entity 4089 | PurchaseCommon Stock | 3,600 | $69.15 | $248,940.00 |
DisclosureSEC source: 0000950170-25-017997 · ownership.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,630 Read SEC document |
| August 17, 2024 Filed Aug 20, 2024 23:24 UTC | SYNAPTICS Inc SYNA · Entity 4089 | GrantCommon Stock | 24,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-099317 · ownership.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,030 F1 · shares: One-third of the total number of restricted stock units shall vest on the first anniversary date following the vesting commencement date of August 17, 2024, and one-twelfth of the total number of restricted stock units shall vest each quarter thereafter until fully vested on August 17, 2027. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 20:44 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 5,897 | $16.92 | $99,777.24 |
DisclosureSEC source: 0001628280-24-017413 · wk-form4_1713905079.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,025 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 21:36 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 5,961 | $22.89 | $136,447.29 |
DisclosureSEC source: 0001628280-24-001957 · wk-form4_1706045751.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,922 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 23, 2023 Filed Oct 25, 2023 20:58 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 1,800 | $13.57 | $24,417.36 |
DisclosureSEC source: 0000905148-23-001198 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,883 F1 · price: This transaction was executed in multiple trades at prices ranging from $13.5557 to $13.5699. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,782 | $14.27 | $68,239.14 |
DisclosureSEC source: 0000905148-23-001187 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,083 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 22:57 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 30,932 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001023 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,865 F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| July 20, 2023 Filed Jul 25, 2023 00:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,781 | $26.00 | $124,306.00 |
DisclosureSEC source: 0001140361-23-035922 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,933 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2023 Filed Apr 25, 2023 00:50 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,781 | $16.35 | $78,169.35 |
DisclosureSEC source: 0001140361-23-019963 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,714 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 5,061 | $16.54 | $83,708.94 |
DisclosureSEC source: 0001140361-23-002599 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,495 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 5,179 | $13.00 | $67,327.00 |
DisclosureSEC source: 0001140361-22-038272 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,556 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 32,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035032 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,735 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:18 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | PurchaseOrdinary Shares | 4,250 | $17.85 | $75,862.50 |
DisclosureSEC source: 0001567619-22-014614 · doc1.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,348 Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 3,088 | $18.40 | $56,819.20 |
DisclosureSEC source: 0001140361-22-026774 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,098 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 12,338 | $24.51 | $302,404.38 |
DisclosureSEC source: 0001628280-22-010051 · wf-form4_165067132020082.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,186 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 23:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 8,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-033785 · form4.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,262 F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 02:17 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 4,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002462 · dp146304_4-rizvi.xml · nonDerivative · entry 3 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,827 F3 · shares: Represents a grant of 4,985 RSUs with restrictions generally lapsing and shares vesting in four equal tranches of 25% on April 20, 2022 and each of the first three anniversaries of that date, subject to (x) continued service through each vesting date, and (y) the closing price of an ordinary share of SMART equaling or exceeding $94.34 (which is 200% of the closing price of an ordinary share of SMART on the grant date) for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) the year preceding any subsequent annual vesting date if the price appreciation performance condition is not met in a prior year. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 02:17 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 4,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002462 · dp146304_4-rizvi.xml · nonDerivative · entry 2 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,842 F2 · shares: Represents a grant of 4,985 RSUs with restrictions generally lapsing and shares vesting in four equal tranches of 25% on April 20, 2022 and each of the first three anniversaries of that date, subject to (x) continued service through each vesting date, and (y) the closing price of an ordinary share of the Issuer, SMART Global Holdings, Inc. ("SMART") equaling or exceeding $70.76 (which is 150% of the closing price of an ordinary share of SMART on the grant date) for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) the year preceding any subsequent annual vesting date if the price appreciation performance condition is not met in a prior year. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 02:17 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 49,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002462 · dp146304_4-rizvi.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,857 F1 · shares: Represents restricted share units ("RSUs") that will vest as to 25% on 4/20/2022, and the remaining RSUs will thereafter vest in equal quarterly installments over the subsequent three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.