Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Eos Energy Enterprises, Inc.EOSE · Entity 4901 | Director | July 21, 2026 | August 06, 2026 |
| Penguin Solutions, Inc.SGH · Entity 4377 | SVP, Pres, LED Solutions | July 20, 2022 | July 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Eos Energy Enterprises, Inc.
Report date July 21, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 157,400 |
Reported balance
After 2026-07-21 transaction · row 1
1 source rowRow 1 · 2026-07-21 · Exercise / conversion · Acquired 1,825 · Balance 157,400 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 · Expires 2026-07-21 | Direct | 0 |
Reported balance
After 2026-07-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-21 · Exercise / conversion · Disposed 1,825 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.48 | Direct | 801 |
Reported balance
After 2026-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-21 · Exercise / conversion · Acquired 801 · Balance 801 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share.
F2: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value.
Penguin Solutions, Inc.
Report date July 20, 2022 · Filed July 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 154,864 |
Ending reported balance
After 2022-07-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-07-20 · Tax withholding · Disposed 5,468 · Balance 159,032 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Row 2 · 2022-07-20 · Tax withholding · Disposed 4,168 · Balance 154,864 F2: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
F2: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Piedmont Lithium Inc.
Report date August 29, 2025 · Filed August 29, 2025
Section 16 reporting ended · disclosed 2025-08-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-08-29 transaction · row 1
1 source rowRow 1 · 2025-08-29 · Disposition to issuer · Disposed 11,179 · Balance 0 F1: Piedmont Lithium Inc. ("Piedmont"), Sayona Mining Limited ("Sayona") and Shock MergeCo Inc. ("Merger Sub") are parties to the Agreement and Plan of Merger, dated as of November 18, 2024 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub was merged with and into Piedmont (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of Piedmont was converted into the right to receive 527 ordinary shares of Sayona. |
Filing footnotes · ownership attribution and instrument terms
F1: Piedmont Lithium Inc. ("Piedmont"), Sayona Mining Limited ("Sayona") and Shock MergeCo Inc. ("Merger Sub") are parties to the Agreement and Plan of Merger, dated as of November 18, 2024 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub was merged with and into Piedmont (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of Piedmont was converted into the right to receive 527 ordinary shares of Sayona.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2026 Filed Aug 6, 2026 12:03 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionWarrant (right to buy) · Derivative | 801 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053885 · wk-form4_1786017831.xml · derivative · entry 3 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 801 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F2 · derivative.exercise_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. F2 · derivative.expiration_date: Warrants became exercisable immediately after the Rights Offering closed and expire 10 years later, unless exercised or redeemed earlier. If a warrant is not exercised or redeemed before it expires, it will have no value. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:03 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 1,825 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-26-053885 · wk-form4_1786017831.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,825 shares Expires 2026-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. F1 · derivative.exercise_date: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| July 21, 2026 Filed Aug 6, 2026 12:03 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 1,825 | $5.48 | $10,001.00 |
DisclosureSEC source: 0001628280-26-053885 · wk-form4_1786017831.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering that closed on July 21, 2026 (the "Rights Offering"). Each subscription right was exercisable for units that consisted of (i) 1 share of common stock and (ii) 0.4388 of a warrant exercisable to acquire a share of common stock at an exercise price of $5.48 per share. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 20:24 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 18,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041918 · wk-form4_1781036643.xml · derivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,217 Underlying: Common Stock · 18,217 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in cash or common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:29 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 23,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036654 · wk-form4_1779233393.xml · derivative · entry 3 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:29 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Disposition to issuerCommon Stock | 9,244 | $6.88 | $63,598.72 |
DisclosureSEC source: 0001628280-26-036654 · wk-form4_1779233393.xml · nonDerivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,575 F2 · shares: Represents the cash settlement on May 19, 2026 of RSUs granted on May 19, 2025. Each RSU was settled for $6.88, the closing price per share of common stock of the Company on May 19, 2026. No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. Read SEC document |
| May 19, 2026 Filed May 19, 2026 23:29 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 23,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036654 · wk-form4_1779233393.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| August 29, 2025 Filed Aug 29, 2025 21:13 UTC | Piedmont Lithium Inc. PLL · Entity 75957 | Disposition to issuerCommon Stock, par value $0.0001 | 11,179 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-25-033481 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Piedmont Lithium Inc. ("Piedmont"), Sayona Mining Limited ("Sayona") and Shock MergeCo Inc. ("Merger Sub") are parties to the Agreement and Plan of Merger, dated as of November 18, 2024 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub was merged with and into Piedmont (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of Piedmont was converted into the right to receive 527 ordinary shares of Sayona. F1 · price: Piedmont Lithium Inc. ("Piedmont"), Sayona Mining Limited ("Sayona") and Shock MergeCo Inc. ("Merger Sub") are parties to the Agreement and Plan of Merger, dated as of November 18, 2024 (the "Merger Agreement"), pursuant to which, among other things, Merger Sub was merged with and into Piedmont (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock of Piedmont was converted into the right to receive 527 ordinary shares of Sayona. Read SEC document |
| May 19, 2025 Filed May 21, 2025 20:10 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 23,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000102 · wk-form4_1747858234.xml · derivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,111 Underlying: Common Stock · 23,111 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:07 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 78,947 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000073 · wk-form4_1747426018.xml · derivative · entry 3 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:07 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Disposition to issuerCommon Stock | 31,579 | $6.94 | $219,158.26 |
DisclosureSEC source: 0001805077-25-000073 · wk-form4_1747426018.xml · nonDerivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,708 F2 · shares: Represents the cash settlement on May 14, 2025 of RSUs granted on July 25, 2024. Each RSU was settled for $6.94, the closing price per share of common stock of the Company on May 14, 2025. No shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:07 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-25-000073 · wk-form4_1747426018.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document |
| July 25, 2024 Filed Jul 30, 2024 00:36 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000085 · wk-form4_1722299762.xml · derivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,947 Underlying: Common Stock · 78,947 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The reporting person was granted RSUs that settle in common stock, which will vest on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 13, 2024 Filed Jun 13, 2024 22:21 UTC | Piedmont Lithium Inc. PLL · Entity 75957 | GrantCommon Stock, par value $0.0001 | 7,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-030061 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,179 F1 · shares: Represents restricted stock units ("RSUs") that were granted and vested upon approval by the shareholders of Piedmont Lithium Inc. (the "Issuer"). Each RSU represents the right to receive one share of common stock of the Issuer. Such RSUs will generally be restricted from sale so long as the reporting person is a director of the Issuer. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:19 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 32,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000042 · wk-form4_1714695540.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:19 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 32,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001805077-24-000042 · wk-form4_1714695540.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 20:52 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | SaleCommon Stock | 20,143 | $2.78 | $55,997.54 |
DisclosureSEC source: 0001628280-23-031885 · wk-form4_1694206310.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,012 F1 · security: The transaction reported represents a sale by the Reporting Person in order to satisfy his personal income tax liability. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.76 to $2.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 20:05 UTC | Piedmont Lithium Inc. PLL · Entity 75957 | SaleCommon Stock, par value $0.0001 | 782 | $45.12 | $35,283.84 |
DisclosureSEC source: 0001140361-23-042361 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,455 Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 22:04 UTC | Piedmont Lithium Inc. PLL · Entity 75957 | GrantCommon Stock, par value $0.0001 | 1,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-030140 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,237 F1 · shares: Represents restricted stock units ("RSUs") that were granted and vested upon approval by the shareholders of Piedmont Lithium Inc. (the "Issuer"). Each RSU represents the right to receive one share of common stock of the Issuer. Such RSUs will generally be restricted from sale so long as the reporting person is a director of the Issuer. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:47 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 32,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019346 · wk-form4_1684795642.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,328 Underlying: Common Stock · 32,328 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 18, 2023 Filed May 22, 2023 22:47 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 72,380 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0001628280-23-019346 · wk-form4_1684795642.xml · derivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,380 Underlying: Common Stock · 72,380 shares Expires 2028-05-18 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:19 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 63,559 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018757 · wk-form4_1684358351.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| May 15, 2023 Filed May 17, 2023 21:19 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-018757 · wk-form4_1684358351.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 4,168 | $18.40 | $76,691.20 |
DisclosureSEC source: 0001140361-22-026776 · form4.xml · nonDerivative · entry 2 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,864 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 5,468 | $18.40 | $100,611.20 |
DisclosureSEC source: 0001140361-22-026776 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,032 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:04 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 63,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015224 · wf-form4_165333981063768.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,559 Underlying: Common Stock · 63,559 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 19, 2022 Filed May 23, 2022 21:04 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 145,018 | $0.00 Strike: $1.18 | $0.00 |
DisclosureSEC source: 0001628280-22-015224 · wf-form4_165333981063768.xml · derivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,018 Underlying: Common Stock · 145,018 shares Expires 2027-05-19 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:54 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionRestricted Stock Units · Derivative | 5,396 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014777 · wf-form4_165290717967654.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 16, 2022 Filed May 18, 2022 20:54 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | Exercise / conversionCommon Stock | 5,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014777 · wf-form4_165290717967654.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units vested F2 · price: Convert without cost to shares of common stock on a one-for-one basis. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:47 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 27,365 | $23.93 | $654,918.34 |
DisclosureSEC source: 0001628280-22-010645 · wf-form4_165101681010283.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 21,843 | $24.51 | $535,371.93 |
DisclosureSEC source: 0001628280-22-010049 · wf-form4_165067128354786.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,865 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 12:51 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | PurchaseCommon Stock | 13,200 | $3.79 | $50,028.00 |
DisclosureSEC source: 0001628280-22-005186 · wf-form4_164665745503482.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Read SEC document |
| February 27, 2022 Filed Mar 3, 2022 15:30 UTC | Piedmont Lithium Inc. PLL · Entity 75957 | GrantCommon Stock, par value $0.0001 | 1,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-007607 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,646 F1 · shares: The grant of the RSUs is subject to shareholder approval, and the RSUs will vest immediately upon shareholder approval. Such RSUs will be restricted from sale so long as the reporting person is a director of the Company. Read SEC document |
| February 03, 2022 Filed Feb 10, 2022 20:06 UTC | Piedmont Lithium Inc. PLL · Entity 75957 | GrantCommon Stock, par value $0.0001 | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-004482 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197 F1 · shares: Represents RSUs vesting in three equal annual installments beginning December 31, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 23:13 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 8,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-033782 · form4.xml · nonDerivative · entry 1 Demby Claude · CIK 0001855640 · SVP, Pres, LED Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,854 F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:37 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantRestricted Stock Units · Derivative | 5,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-017907 · wf-form4_163044583254123.xml · derivative · entry 2 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,396 Underlying: Common Stock · 5,396 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 21:37 UTC | Eos Energy Enterprises, Inc. EOSE · Entity 4901 | GrantStock Option (Right to Buy) · Derivative | 13,777 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001628280-21-017907 · wf-form4_163044583254123.xml · derivative · entry 1 Demby Claude · CIK 0001855640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,777 Underlying: Common Stock · 13,777 shares Expires 2026-08-27 F1 · derivative.exercise_date: The reporting person was granted (A) an option to purchase common stock and (B) restricted stock units that settle in common stock, each of which vest on the earlier of (i) the first anniversary of the Grant Date, and (ii) immediately prior to the date of the next annual shareholders meeting of the Company following the grant date; provided, that, the option or restricted stock unit, as applicable, shall vest in full upon the consummation of a change in control. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.