Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.PENG · Entity 4377 | SVP and Chief Legal Officer | October 03, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date October 03, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 144,807 |
Ending reported balance
After 2026-10-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-03 · Grant · Acquired 41,242 · Balance 165,791 F1: On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 41,242 PSUs were earned by the reporting person and vested as of such date. Row 2 · 2026-10-03 · Tax withholding · Disposed 20,984 · Balance 144,807 F2: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 41,242 PSUs were earned by the reporting person and vested as of such date.
F2: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2026 Filed Oct 6, 2026 23:24 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 20,984 | $61.36 | $1,287,578.24 |
DisclosureSEC source: 0001855880-26-000020 · wk-form4_1791329045.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,807 F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Read SEC document |
| October 03, 2026 Filed Oct 6, 2026 23:24 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 41,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001855880-26-000020 · wk-form4_1791329045.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,791 F1 · shares: On September 25, 2023, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 3, 2026, the Committee certified the performance goal achievement and determined that 41,242 PSUs were earned by the reporting person and vested as of such date. Read SEC document |
| September 29, 2026 Filed Oct 2, 2026 03:40 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 11,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001855880-26-000018 · wk-form4_1790898007.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,549 F1 · shares: Represents restricted stock units that will vest as to 25% on October 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to the recipient's continued service through each applicable vesting date. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 23:15 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 100 | $51.34 | $5,134.00 |
DisclosureSEC source: 0001855880-26-000016 · wk-form4_1787786148.xml · nonDerivative · entry 3 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,994 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 23:15 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 3,300 | $50.73 | $167,393.16 |
DisclosureSEC source: 0001855880-26-000016 · wk-form4_1787786148.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 113,094 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $50.23 to $51.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 24, 2026 Filed Aug 26, 2026 23:15 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 600 | $49.62 | $29,774.04 |
DisclosureSEC source: 0001855880-26-000016 · wk-form4_1787786148.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 116,394 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $49.15 to $49.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 22, 2026 Filed Jul 22, 2026 22:41 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 739 | $56.12 | $41,472.68 |
DisclosureSEC source: 0001855880-26-000014 · wk-form4_1784760082.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 116,994 F2 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| July 20, 2026 Filed Jul 22, 2026 22:41 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 3,061 | $60.41 | $184,915.01 |
DisclosureSEC source: 0001855880-26-000014 · wk-form4_1784760082.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 117,733 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 23:48 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 100 | $65.63 | $6,563.00 |
DisclosureSEC source: 0001855880-26-000012 · wk-form4_1781653678.xml · nonDerivative · entry 4 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 120,794 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 23:48 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,596 | $64.82 | $103,451.44 |
DisclosureSEC source: 0001855880-26-000012 · wk-form4_1781653678.xml · nonDerivative · entry 3 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 120,894 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F4 · price: This transaction was executed in multiple trades at prices ranging from $64.55 to $65.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 23:48 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 2,104 | $64.16 | $134,984.86 |
DisclosureSEC source: 0001855880-26-000012 · wk-form4_1781653678.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 122,490 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $63.54 to $64.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 23:48 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 200 | $62.51 | $12,502.00 |
DisclosureSEC source: 0001855880-26-000012 · wk-form4_1781653678.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,594 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $62.29 to $62.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 26, 2026 Filed May 28, 2026 20:07 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 2,100 | $54.98 | $115,452.75 |
DisclosureSEC source: 0001855880-26-000010 · wk-form4_1779998859.xml · nonDerivative · entry 3 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,794 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F4 · price: This transaction was executed in multiple trades at prices ranging from $54.57 to $55.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 26, 2026 Filed May 28, 2026 20:07 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 1,600 | $54.11 | $86,568.00 |
DisclosureSEC source: 0001855880-26-000010 · wk-form4_1779998859.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 126,894 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F3 · price: This transaction was executed in multiple trades at prices ranging from $53.55 to $54.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 26, 2026 Filed May 28, 2026 20:07 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 300 | $52.58 | $15,773.01 |
DisclosureSEC source: 0001855880-26-000010 · wk-form4_1779998859.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 128,494 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $52.32 to $52.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2026 Filed Apr 23, 2026 00:12 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 738 | $27.92 | $20,604.96 |
DisclosureSEC source: 0001855880-26-000008 · wk-form4_1776903142.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 128,794 F3 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. Read SEC document |
| April 20, 2026 Filed Apr 23, 2026 00:12 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 3,062 | $26.74 | $81,877.88 |
DisclosureSEC source: 0001855880-26-000008 · wk-form4_1776903142.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 129,532 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. F2 · balance_after: This amount includes 1,242 shares purchased by the reporting person in the Issuer's Amended and Restated Employee Stock Purchase Plan on April 15, 2026. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 20:19 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 4,000 | $17.75 | $70,980.80 |
DisclosureSEC source: 0001855880-26-000006 · wk-form4_1773778750.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 131,352 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $17.53 to $18.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:13 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | SaleCommon Stock | 4,000 | $20.80 | $83,203.20 |
DisclosureSEC source: 0001855880-26-000004 · wk-form4_1772226788.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,352 F1 · kind: This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on November 11, 2025. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.53 to $21.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 20, 2026 Filed Jan 21, 2026 21:26 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 3,379 | $19.96 | $67,444.84 |
DisclosureSEC source: 0001855880-26-000002 · wk-form4_1769030772.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,352 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 22:38 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 2,639 | $21.74 | $57,371.86 |
DisclosureSEC source: 0001855880-25-000008 · wk-form4_1761172686.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,731 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| October 14, 2025 Filed Oct 16, 2025 20:13 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 21,928 | $22.32 | $489,432.96 |
DisclosureSEC source: 0001855880-25-000006 · wk-form4_1760645611.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,370 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Read SEC document |
| October 14, 2025 Filed Oct 16, 2025 20:13 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 43,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001855880-25-000006 · wk-form4_1760645611.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,298 F1 · kind: On September 26, 2022, the reporting person was granted performance-based restricted stock units ("PSUs"), the vesting of which was (i) tied to the achievement of total stockholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 14, 2025, the Committee certified the performance goal achievement and determined that 43,182 PSUs were earned by the reporting person and vested as of such date. Read SEC document |
| September 29, 2025 Filed Oct 2, 2025 00:58 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantCommon Stock | 23,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001855880-25-000004 · wk-form4_1759366683.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,116 F1 · shares: Represents restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| July 20, 2025 Filed Jul 22, 2025 20:12 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingCommon Stock | 2,637 | $24.43 | $64,421.91 |
DisclosureSEC source: 0001616533-25-000036 · wk-form4_1753215148.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,410 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| April 20, 2025 Filed Apr 22, 2025 20:30 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 2,737 | $15.88 | $43,463.56 |
DisclosureSEC source: 0001616533-25-000020 · wk-form4_1745353794.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,047 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2025 Filed Jan 23, 2025 00:28 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 3,092 | $20.51 | $63,416.92 |
DisclosureSEC source: 0001616533-25-000004 · wk-form4_1737592107.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,784 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2024 Filed Oct 22, 2024 23:23 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 2,051 | $15.69 | $32,180.19 |
DisclosureSEC source: 0001628280-24-043330 · wk-form4_1729639409.xml · nonDerivative · entry 3 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,876 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 19, 2024 Filed Oct 22, 2024 23:23 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | Tax withholdingOrdinary Shares | 4,153 | $15.69 | $65,160.57 |
DisclosureSEC source: 0001628280-24-043330 · wk-form4_1729639409.xml · nonDerivative · entry 2 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,927 F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of PSUs. No shares were sold. Read SEC document |
| October 19, 2024 Filed Oct 22, 2024 23:23 UTC | Penguin Solutions, Inc. PENG · Entity 4377 | GrantOrdinary Shares | 11,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-043330 · wk-form4_1729639409.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,080 F1 · kind: On October 1, 2021, the reporting person was granted performance-based restricted share units ("PSUs"), the vesting of which is (i) tied to the achievement of total shareholder return goals relative to the performance of the median company in the Russell 2000 Index following the end of a given three-year performance period, and (ii) subject to the reporting person's continued employment through the date of certification of performance by the Compensation Committee of the Issuer's Board of Directors (the "Committee"). On October 19, 2024, the Committee certified the performance goal achievement and determined that 11,639 PSUs were earned by the reporting person and vested as of such date. Read SEC document |
| September 30, 2024 Filed Oct 3, 2024 00:17 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 30,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042022 · wk-form4_1727914657.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,441 F1 · shares: Represents restricted share units ("RSUs") that will vest as to 6.25% on January 20, 2025, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| July 20, 2024 Filed Jul 24, 2024 00:34 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,050 | $23.86 | $48,913.00 |
DisclosureSEC source: 0001628280-24-032671 · wk-form4_1721781285.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,141 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2024 Filed Apr 23, 2024 20:40 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,051 | $16.92 | $34,702.92 |
DisclosureSEC source: 0001628280-24-017405 · wk-form4_1713904836.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,191 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 21:25 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 2,116 | $22.89 | $48,435.24 |
DisclosureSEC source: 0001628280-24-001953 · wk-form4_1706045099.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,242 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 23:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,542 | $14.27 | $22,004.34 |
DisclosureSEC source: 0000905148-23-001184 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,358 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 22:52 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 20,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-23-001021 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · SVP and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,900 F1 · shares: Represents restricted stock units ("RSUs") that will vest as to 6.25% on January 20, 2024, with the remainder vesting quarterly thereafter in 15 equal installments, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| July 20, 2023 Filed Jul 25, 2023 00:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,541 | $26.00 | $40,066.00 |
DisclosureSEC source: 0001140361-23-035924 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,279 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2023 Filed Apr 25, 2023 00:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,542 | $16.35 | $25,211.70 |
DisclosureSEC source: 0001140361-23-019962 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,820 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:09 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,817 | $16.54 | $30,053.18 |
DisclosureSEC source: 0001140361-23-002602 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,362 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| October 20, 2022 Filed Oct 25, 2022 01:12 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 1,758 | $13.00 | $22,854.00 |
DisclosureSEC source: 0001140361-22-038270 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,179 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| September 26, 2022 Filed Sep 29, 2022 00:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 21,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-035036 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,937 F1 · shares: Represents restricted stock units ("RSUs") that will vest quarterly over a four-year period starting on January 20, 2023. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 23:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 846 | $18.40 | $15,566.40 |
DisclosureSEC source: 0001140361-22-026771 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,346 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 23:47 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Tax withholdingOrdinary Shares | 3,464 | $24.51 | $84,902.64 |
DisclosureSEC source: 0001628280-22-010048 · wf-form4_165067126224336.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,192 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold. F2 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 23:14 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-033786 · form4.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,828 F1 · shares: Reflects an RSU award that will vest as to 25% on October 20, 2022, and the remaining shares will vest quarterly over approximately the next three years, subject to the recipient's continued employment through each applicable vesting date. Read SEC document |
| April 01, 2021 Filed Apr 9, 2021 01:32 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 19,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-005388 · dp149231_4-kuykendall.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,556 F1 · shares: Represents restricted stock units ("RSUs") that will vest as follows subject to the Reporting Person's continued service through each vesting date: (i) 25% of the RSUs on April 20, 2022 and (ii) the remainder in equal quarterly installments thereafter each equal to 6.25% of the number of RSUs in the original award, with the vesting dates occurring on the 20th day of each July, October, January and April until the total number of RSUs in the award has vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.