Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penguin Solutions, Inc.SGH · Entity 4377 | Director | October 14, 2021 | October 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penguin Solutions, Inc.
Report date October 14, 2021 · Filed October 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld through Invati Capital LLC | 106,612 |
Reported balance
After 2021-10-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-10-14 · Sale · Disposed 50,000 · Balance 106,612 F1: This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld through Invati Capital LLC | 97,055 |
Reported balance
After 2021-10-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-10-14 · Sale · Disposed 9,557 · Balance 97,055 F2: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld through Invati Capital LLC | 86,612 |
Reported balance
After 2021-10-15 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-10-15 · Sale · Disposed 10,443 · Balance 86,612 F3: This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld through Invati Capital LLC | 66,839 |
Reported balance
After 2021-10-18 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-10-18 · Sale · Disposed 19,773 · Balance 66,839 F4: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | IndirectHeld through Invati Capital LLC | 59,653 |
Reported balance
After 2021-10-18 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2021-10-18 · Sale · Disposed 7,186 · Balance 59,653 F5: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 25,176 |
Reported balance
Holding disclosure · report date 2021-10-14 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 25,176 F6: Includes Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Includes Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2021 Filed Oct 18, 2021 19:55 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 7,186 | $52.03 | $373,858.12 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 5 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 59,653 F5 · price: This transaction was executed in multiple trades at prices ranging from $52.00 to $52.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 19:55 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 19,773 | $51.09 | $1,010,163.02 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 4 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 66,839 F4 · price: This transaction was executed in multiple trades at prices ranging from $51.00 to $51.50. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 19:55 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 10,443 | $53.56 | $559,285.31 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 3 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 86,612 F3 · price: This transaction was executed in multiple trades at prices ranging from $53.50 to $53.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 19:55 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 9,557 | $54.01 | $516,145.85 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 97,055 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 19:55 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 50,000 | $51.97 | $2,598,310.00 |
DisclosureSEC source: 0001567619-21-018420 · doc1.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 106,612 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.85 to $52.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 26, 2021 Filed Jul 28, 2021 20:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | OtherOrdinary Shares | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-011374 · dp155266_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,176 F1 · kind: Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Sumeru Fund Cayman, L.P. and certain of its affiliates to the reporting person. No consideration was paid for the Ordinary Shares. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| July 14, 2021 Filed Jul 14, 2021 20:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Disposition to issuerOrdinary Shares | 4,856 | $54.59 | $265,089.04 |
DisclosureSEC source: 0000950103-21-010496 · dp154379_4-patel.xml · nonDerivative · entry 4 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 156,612 F4 · price: This transaction was executed in multiple trades at prices ranging from $54.40 to $54.66. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 14, 2021 Filed Jul 14, 2021 20:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Disposition to issuerOrdinary Shares | 10,000 | $54.71 | $547,100.00 |
DisclosureSEC source: 0000950103-21-010496 · dp154379_4-patel.xml · nonDerivative · entry 3 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 161,468 F3 · price: This transaction was executed in multiple trades at prices ranging from $54.37 to $55.29. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 20:54 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | Disposition to issuerOrdinary Shares | 5,144 | $53.02 | $272,734.88 |
DisclosureSEC source: 0000950103-21-010496 · dp154379_4-patel.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 171,468 F2 · price: This transaction was executed in multiple trades at prices ranging from $53.000 to $53.315. The price reported above reflects the weighted average sale price rounded up to the nearest penny. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:56 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002435 · dp146211_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,763 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 21:10 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 3,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-20-002895 · dp121533_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,220 F1 · shares: 100% of the RSUs vest on February 13, 2021. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 19:43 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 176,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-19-009308 · dp109732_4-patel.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Invati Capital LLC Disclosed balance after: 176,612 F2 · shares: In connection with the acquisition by SMART Global Holdings, Inc. (the "Issuer") of Inforce Computing, Inc. ("Inforce Computing") on July 9, 2019, pursuant to an Agreement and Plan of Merger, dated July 9, 2019 (the "Merger Agreement"), Mr. Patel became entitled to receive 176,612 Ordinary Shares of the Issuer in respect of his approximate 28% ownership interest in Inforce Computing, 150,074 Ordinary Shares of which were issued to Mr. Patel at the closing of the acquisition and an additional 26,538 Ordinary Shares ("Holdback Shares") which may be issued to Mr. Patel on the date that is one year following the closing of the Inforce Acquisition, which Holdback Shares were retained by the Issuer as security for post-closing purchase price adjustments and the indemnification obligations of the shareholders of Inforce Computing under the Merger Agreement. F2 · price: In connection with the acquisition by SMART Global Holdings, Inc. (the "Issuer") of Inforce Computing, Inc. ("Inforce Computing") on July 9, 2019, pursuant to an Agreement and Plan of Merger, dated July 9, 2019 (the "Merger Agreement"), Mr. Patel became entitled to receive 176,612 Ordinary Shares of the Issuer in respect of his approximate 28% ownership interest in Inforce Computing, 150,074 Ordinary Shares of which were issued to Mr. Patel at the closing of the acquisition and an additional 26,538 Ordinary Shares ("Holdback Shares") which may be issued to Mr. Patel on the date that is one year following the closing of the Inforce Acquisition, which Holdback Shares were retained by the Issuer as security for post-closing purchase price adjustments and the indemnification obligations of the shareholders of Inforce Computing under the Merger Agreement. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 11:47 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 4,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-19-001698 · dp102031_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,585 F1 · shares: 100% of the RSUs vest on February 1, 2020. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 18:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 14,398 | $31.85 | $458,576.30 |
DisclosureSEC source: 0000950103-18-012184 · dp97104_4-patel.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.46 to $32.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. F5 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 18:48 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 24,941 | $31.86 | $794,620.26 |
DisclosureSEC source: 0000950103-18-012184 · dp97104_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.45 to $32.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4. F4 · ownership.nature: Patel Family Partners L.P. - Fund No. 2 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 600 | $42.28 | $25,368.00 |
DisclosureSEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 4 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,398 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F6 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 13,798 | $41.64 | $574,548.72 |
DisclosureSEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 3 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,998 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F4 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.25 to $42.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F6 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 1,984 | $42.28 | $83,883.52 |
DisclosureSEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,941 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F3 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $42.21 to $42.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F5 · ownership.nature: Patel Family Partners L.P. - Fund No. 2 Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:08 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 22,956 | $41.62 | $955,428.72 |
DisclosureSEC source: 0000950103-18-007548 · dp92388_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,925 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $41.21 to $42.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4. F5 · ownership.nature: Patel Family Partners L.P. - Fund No. 2 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 396 | $34.53 | $13,673.88 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 6 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,796 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $34.54, inclusive. F9 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,685 | $33.67 | $90,403.95 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 5 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,192 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.45 to $34.43, inclusive. F9 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 11,317 | $32.66 | $369,613.22 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 4 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 31,877 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $33.16, inclusive. F9 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 500 | $34.54 | $17,270.00 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 3 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 49,881 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.54, inclusive. F8 · ownership.nature: The Patel Family Partners L.P. - Fund No. 2 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 4,703 | $33.67 | $158,350.01 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,381 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $34.09, inclusive. F8 · ownership.nature: The Patel Family Partners L.P. - Fund No. 2 Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:33 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 19,737 | $32.65 | $644,413.05 |
DisclosureSEC source: 0000950103-18-002226 · dp86988_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 55,084 F1 · shares: The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $32.2 to $33.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (7) to this Form 4. F8 · ownership.nature: The Patel Family Partners L.P. - Fund No. 2 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 20:35 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | GrantOrdinary Shares | 3,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-001141 · dp85828_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,749 F1 · shares: 100% of the RSUs vest on 1/26/2019. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 17:46 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 11,511 | $32.10 | $369,503.10 |
DisclosureSEC source: 0000950103-17-012214 · dp83921_4-patel.xml · nonDerivative · entry 3 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 43,194 F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount. F3 · ownership.nature: The Patel Revocable Trust (U/A/D 6/6/2002) Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 17:46 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 19,941 | $32.10 | $640,106.10 |
DisclosureSEC source: 0000950103-17-012214 · dp83921_4-patel.xml · nonDerivative · entry 2 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 74,821 F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount. F2 · ownership.nature: Patel Family Partners L.P. - Fund No. 2 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 17:46 UTC | Penguin Solutions, Inc. SGH · Entity 4377 | SaleOrdinary Shares | 2,006 | $32.10 | $64,392.60 |
DisclosureSEC source: 0000950103-17-012214 · dp83921_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,528 F1 · price: The reporting person was a selling shareholder under a registration statement on Form S-1 of the Issuer. This price represents the public offering price of $33.50 per share less the underwriters' discount. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.