Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 17, 2018 Filed Apr 19, 2018 23:08 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000185 · wf-form4_152417924061284.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120.14

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:07 UTC
BYNOE LINDADirector
GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000184 · wf-form4_152417922434495.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,466.01

F1 · balance_after: Includes 19,466.01 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 18:00 UTC
CROWN SUSANDirector
GrantCommon Stock Units 1,033 $0.00 $0.00
Disclosure

SEC source: 0001124194-18-000004 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,390.63

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of the Issuer's stock.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 23:48 UTC GrantCommon Stock 315.14 $103.13 $32,500.39
Disclosure

SEC source: 0000073124-18-000165 · wf-form4_152279929134421.xml · nonDerivative · entry 4

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087.14

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 23:24 UTC GrantCommon Stock 303.02 $103.13 $31,250.45
Disclosure

SEC source: 0000073124-18-000161 · wf-form4_152279788263335.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,769.76

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 23:24 UTC GrantCommon Stock 290.89 $103.13 $29,999.49
Disclosure

SEC source: 0000073124-18-000160 · wf-form4_152279786642930.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,184.89

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 23:24 UTC GrantCommon Stock 290.89 $103.13 $29,999.49
Disclosure

SEC source: 0000073124-18-000159 · wf-form4_152279784857657.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,115.56

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 23:24 UTC
BYNOE LINDADirector
GrantCommon Stock 303.02 $103.13 $31,250.45
Disclosure

SEC source: 0000073124-18-000158 · wf-form4_152279780904064.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,433.01

F1 · balance_after: Includes 18,433.01 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 15:44 UTC
CROWN SUSANDirector
GrantCommon Stock Units 290 $103.13 $29,907.70
Disclosure

SEC source: 0001124194-18-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,356.74

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:27 UTC SaleCommon Stock 4,807 $110.00 $528,770.00
Disclosure

SEC source: 0000073124-18-000153 · wf-form4_152097640643534.xml · nonDerivative · entry 1

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,926

F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 23:41 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000151 · wf-form4_152063887260443.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,473

F2 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 23:41 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
SaleCommon Stock 6,000 $106.79 $640,740.00
Disclosure

SEC source: 0000073124-18-000151 · wf-form4_152063887260443.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,873

F1 · price: Price reflects the weighted average sales price from $106.74 to $106.86. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:25 UTC SaleCommon Stock 3,730 $105.14 $392,172.20
Disclosure

SEC source: 0000073124-18-000149 · wf-form4_152003308075022.xml · nonDerivative · entry 1

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 21,733

F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.

F2 · price: Price reflects the weighted average sales price from $105.00 to $105.33. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F3 · balance_after: Reflects the March 1, 2018 transfer of 10,000 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 00:00 UTC
MORRISON WILLIAM LVice Chairman
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 26,825 $0.00 Strike: $58.25 $0.00
Disclosure

SEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · derivative · entry 9

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,824

Underlying: Common Stock · 26,825 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 00:00 UTC
MORRISON WILLIAM LVice Chairman
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 19,228 $0.00 Strike: $70.21 $0.00
Disclosure

SEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · derivative · entry 8

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,703

Underlying: Common Stock · 19,228 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/17/2016.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 00:00 UTC
MORRISON WILLIAM LVice Chairman
SaleCommon Stock 6,493 $109.74 $712,541.82
Disclosure

SEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 4

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,569

F3 · price: Price reflects the weighted average sales price from $109.51 to $109.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 00:00 UTC
MORRISON WILLIAM LVice Chairman
SaleCommon Stock 39,560 $109.09 $4,315,600.40
Disclosure

SEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 3

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,062

F2 · price: Price reflects the weighted average sales price from $108.46 to $109.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 00:00 UTC
MORRISON WILLIAM LVice Chairman
Exercise / conversionCommon Stock 26,825 $58.25 $1,562,556.25
Disclosure

SEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 2

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 00:00 UTC
MORRISON WILLIAM LVice Chairman
Exercise / conversionCommon Stock 19,228 $70.21 $1,349,997.88
Disclosure

SEC source: 0000073124-18-000146 · wf-form4_151977600234756.xml · nonDerivative · entry 1

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:59 UTC
Bowman BiffChief Financial Officer
SaleCommon Stock 13,811 $108.53 $1,498,907.83
Disclosure

SEC source: 0000073124-18-000145 · wf-form4_151977598218526.xml · nonDerivative · entry 1

Bowman Biff · CIK 0001548048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,801

F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:00 UTC
Pembleton Susan GillianEVP/Human Resources
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 6,898 $0.00 Strike: $58.25 $0.00
Disclosure

SEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · derivative · entry 5

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,795

Underlying: Common Stock · 6,898 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/16/2017.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:00 UTC
Pembleton Susan GillianEVP/Human Resources
SaleCommon Stock 6,898 $108.49 $748,364.02
Disclosure

SEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · nonDerivative · entry 3

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,330

F3 · price: Price reflects the weighted average sales price from $108.21 to $108.74. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:00 UTC
Pembleton Susan GillianEVP/Human Resources
Exercise / conversionCommon Stock 6,898 $58.25 $401,808.50
Disclosure

SEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · nonDerivative · entry 2

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:00 UTC
Pembleton Susan GillianEVP/Human Resources
SaleCommon Stock 9,300 $108.26 $1,006,818.00
Disclosure

SEC source: 0000073124-18-000147 · wf-form4_151977603418510.xml · nonDerivative · entry 1

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,330

F1 · price: Price reflects the weighted average sales price from $108.21 to $108.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC
WADDELL FREDERICK HDirector · Chairman
GrantCommon Stock 13,369 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000136 · wf-form4_151933734890692.xml · nonDerivative · entry 2

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,607

F3 · balance_after: Includes 188,487 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC
WADDELL FREDERICK HDirector · Chairman
Tax withholdingCommon Stock 5,246 $105.15 $551,616.90
Disclosure

SEC source: 0000073124-18-000136 · wf-form4_151933734890692.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,238

F1 · balance_after: Reflects 5,246 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 11,840 previously reported stock units. The remaining 6,594 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Includes 175,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 5,014 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000135 · wf-form4_151933733131607.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,375

F3 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:09 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 209 $105.15 $21,976.35
Disclosure

SEC source: 0000073124-18-000135 · wf-form4_151933733131607.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,361

F1 · balance_after: Reflects 209 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 713 previously reported stock units. The remaining 504 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 4,584 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:08 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 6,769 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000134 · wf-form4_151933731224619.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,711

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:08 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 1,578 $105.15 $165,926.70
Disclosure

SEC source: 0000073124-18-000134 · wf-form4_151933731224619.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,942

F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:08 UTC GrantCommon Stock 10,027 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000133 · wf-form4_151933729117145.xml · nonDerivative · entry 2

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,716

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:08 UTC Tax withholdingCommon Stock 1,972 $105.15 $207,355.80
Disclosure

SEC source: 0000073124-18-000133 · wf-form4_151933729117145.xml · nonDerivative · entry 1

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,689

F1 · balance_after: Reflects 1,972 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,451 previously reported stock units. The remaining 2,479 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:08 UTC
Potter Stephen NVice Chairman
GrantCommon Stock 5,515 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000132 · wf-form4_151933727219394.xml · nonDerivative · entry 2

Potter Stephen N · CIK 0001378549 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,515

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:08 UTC
Potter Stephen NVice Chairman
Tax withholdingCommon Stock 1,578 $105.15 $165,926.70
Disclosure

SEC source: 0000073124-18-000132 · wf-form4_151933727219394.xml · nonDerivative · entry 1

Potter Stephen N · CIK 0001378549 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
Pembleton Susan GillianEVP/Human Resources
GrantCommon Stock 5,682 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000131 · wf-form4_151933725517770.xml · nonDerivative · entry 2

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,630

F3 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
Pembleton Susan GillianEVP/Human Resources
Tax withholdingCommon Stock 1,381 $105.15 $145,212.15
Disclosure

SEC source: 0000073124-18-000131 · wf-form4_151933725517770.xml · nonDerivative · entry 1

Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,948

F1 · balance_after: Reflects 1,381 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,938 previously reported stock units. The remaining 1,557 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 15,264 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 1,131 $105.15 $118,924.65
Disclosure

SEC source: 0000073124-18-000130 · wf-form4_151933723440520.xml · nonDerivative · entry 3

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,229

F4 · balance_after: Reflects 1,131 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,388 stock units. The remaining 1,257 shares were distributed to the reporting person as shares of common stock.

F5 · balance_after: Includes 14,614 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 11,248 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000130 · wf-form4_151933723440520.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,360

F3 · balance_after: Includes 17,002 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 422 $105.15 $44,373.30
Disclosure

SEC source: 0000073124-18-000130 · wf-form4_151933723440520.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,112

F1 · balance_after: Reflects 422 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 891 previously reported stock units. The remaining 469 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 5,754 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
O'Grady MichaelDirector · President and CEO
GrantCommon Stock 16,210 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000129 · wf-form4_151933721537095.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,371

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:07 UTC
O'Grady MichaelDirector · President and CEO
Tax withholdingCommon Stock 1,578 $105.15 $165,926.70
Disclosure

SEC source: 0000073124-18-000129 · wf-form4_151933721537095.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,161

F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:06 UTC
MORRISON WILLIAM LVice Chairman
GrantCommon Stock 4,011 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000128 · wf-form4_151933719628972.xml · nonDerivative · entry 2

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,569

F3 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:06 UTC
MORRISON WILLIAM LVice Chairman
Tax withholdingCommon Stock 2,278 $105.15 $239,531.70
Disclosure

SEC source: 0000073124-18-000128 · wf-form4_151933719628972.xml · nonDerivative · entry 1

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,558

F1 · balance_after: Reflects 2,278 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,787 previously reported stock units. The remaining 3,509 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 45,224 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:06 UTC
Levy Susan CohenExecutive VP & General Counsel
GrantCommon Stock 5,682 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000127 · wf-form4_151933717744849.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,316

F3 · balance_after: Includes 26,762 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:06 UTC
Levy Susan CohenExecutive VP & General Counsel
Tax withholdingCommon Stock 1,302 $105.15 $136,905.30
Disclosure

SEC source: 0000073124-18-000127 · wf-form4_151933717744849.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,634

F1 · balance_after: Reflects 1,302 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,938 previously reported stock units. The remaining 1,636 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 21,080 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:06 UTC
Leech WilsonEVP/Chief Risk Officer
GrantCommon Stock 5,682 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000126 · wf-form4_151933715678174.xml · nonDerivative · entry 2

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,864.63

F3 · balance_after: Includes 17,302 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:06 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 210 $105.15 $22,081.50
Disclosure

SEC source: 0000073124-18-000126 · wf-form4_151933715678174.xml · nonDerivative · entry 1

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,182.63

F1 · balance_after: Reflects 210 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 446 previously reported stock units. The remaining 236 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 11,620 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:05 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 7,688 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000125 · wf-form4_151933713782979.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,666

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:05 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 1,578 $105.15 $165,926.70
Disclosure

SEC source: 0000073124-18-000125 · wf-form4_151933713782979.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,978

F1 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 20, 2018 Filed Feb 22, 2018 22:05 UTC
Cohodes Jeffrey D.Executive Vice President
GrantCommon Stock 5,415 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000124 · wf-form4_151933711820542.xml · nonDerivative · entry 2

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,463

F3 · balance_after: Includes 20,484 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.