Tapewire

Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
MORRISON WILLIAM LVice Chairman
Exercise / conversionCommon Stock 3,872 $88.06 $340,968.32
Disclosure

SEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · nonDerivative · entry 2

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 21:10 UTC
MORRISON WILLIAM LVice Chairman
Exercise / conversionCommon Stock 10,014 $60.85 $609,351.90
Disclosure

SEC source: 0000073124-18-000250 · wf-form4_153246664340368.xml · nonDerivative · entry 1

MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 21, 2018 Filed Jan 24, 2019 17:02 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 1,055 $109.36 $115,374.80
Disclosure

SEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 2

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,080.63

F3 · balance_after: Reflects 1,055 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,243 previously reported stock units. The remaining 1,188 shares were distributed to the reporting person as shares of common stock.

F4 · balance_after: Includes 13,508 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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July 20, 2018 Filed Jul 24, 2018 21:12 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 4,740 $0.00 Strike: $55.39 $0.00
Disclosure

SEC source: 0000073124-18-000253 · wf-form4_153246672567663.xml · derivative · entry 3

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,740 shares

Expires 2019-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/16/2010.

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July 20, 2018 Filed Jul 24, 2018 21:12 UTC
Thomas Shundrawn APresident / Asset Management
SaleCommon Stock 4,740 $107.88 $511,351.20
Disclosure

SEC source: 0000073124-18-000253 · wf-form4_153246672567663.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,101

F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:12 UTC
Thomas Shundrawn APresident / Asset Management
Exercise / conversionCommon Stock 4,740 $55.39 $262,548.60
Disclosure

SEC source: 0000073124-18-000253 · wf-form4_153246672567663.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 21:11 UTC
Parker TeresaExecutive Vice President
SaleCommon Stock 5,606 $108.23 $606,737.38
Disclosure

SEC source: 0000073124-18-000251 · wf-form4_153246667100662.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,623

F1 · price: Price reflects the weighted average sales price from $108.19 to $108.27. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 14,614 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:39 UTC
St Clair JoyceExecutive Vice President
SaleCommon Stock 3,166 $110.00 $348,260.00
Disclosure

SEC source: 0000073124-18-000245 · wf-form4_153203637857734.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,910

F1 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.

Read SEC document
July 15, 2018 Filed Jul 17, 2018 21:32 UTC
Levy Susan CohenExecutive VP & General Counsel
Tax withholdingCommon Stock 2,577 $104.89 $270,301.53
Disclosure

SEC source: 0000073124-18-000239 · wf-form4_153186315247010.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,739

F1 · balance_after: Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 2,577 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 5,816 previously reported stock units. The remaining 3,239 shares were distributed to the reporting person as shares of common stock.

Read SEC document
July 15, 2018 Filed Jan 24, 2019 17:02 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 729 $104.89 $76,464.81
Disclosure

SEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 1

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,135.63

F1 · balance_after: Reflects 729 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,551 previously reported stock units. The remaining 822 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 15,751 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:44 UTC GrantCommon Stock 1.24 $102.89 $127.58
Disclosure

SEC source: 0000073124-18-000234 · wf-form4_153065425523096.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,107.72

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:44 UTC GrantCommon Stock 1.19 $102.89 $122.44
Disclosure

SEC source: 0000073124-18-000233 · wf-form4_153065422801194.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,510.65

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:43 UTC GrantCommon Stock 1.19 $102.89 $122.44
Disclosure

SEC source: 0000073124-18-000232 · wf-form4_153065419880287.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,441.32

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:43 UTC GrantCommon Stock 1.29 $102.89 $132.73
Disclosure

SEC source: 0000073124-18-000231 · wf-form4_153065417244266.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437.3

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:42 UTC
BYNOE LINDADirector
GrantCommon Stock 1.24 $102.89 $127.58
Disclosure

SEC source: 0000073124-18-000230 · wf-form4_153065414627924.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,770.97

F2 · balance_after: Includes 19,770.97 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:44 UTC GrantCommon Stock 303.72 $102.89 $31,249.75
Disclosure

SEC source: 0000073124-18-000234 · wf-form4_153065425523096.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,106.48

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:44 UTC GrantCommon Stock 291.57 $102.89 $29,999.64
Disclosure

SEC source: 0000073124-18-000233 · wf-form4_153065422801194.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,509.46

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:43 UTC GrantCommon Stock 291.57 $102.89 $29,999.64
Disclosure

SEC source: 0000073124-18-000232 · wf-form4_153065419880287.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,440.13

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:43 UTC GrantCommon Stock 315.87 $102.89 $32,499.86
Disclosure

SEC source: 0000073124-18-000231 · wf-form4_153065417244266.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436.01

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:42 UTC
BYNOE LINDADirector
GrantCommon Stock 303.72 $102.89 $31,249.75
Disclosure

SEC source: 0000073124-18-000230 · wf-form4_153065414627924.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,769.73

F1 · balance_after: Includes 19,769.73 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 15:20 UTC
CROWN SUSANDirector
GrantCommon Stock Units 291.57 $102.89 $29,999.64
Disclosure

SEC source: 0001124194-18-000006 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,683.39

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
June 22, 2018 Filed Feb 14, 2019 01:11 UTC OtherCommon Stock 1 $107.64 $107.64
Disclosure

SEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 46

Read SEC document
June 05, 2018 Filed Jun 5, 2018 22:31 UTC
St Clair JoyceExecutive Vice President
GiftCommon Stock 1,949 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000222 · wf-form4_152823784683420.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,076

Read SEC document
June 01, 2018 Filed Jun 1, 2018 21:55 UTC
WADDELL FREDERICK HDirector · Chairman
GiftCommon Stock 722 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000220 · wf-form4_152789010003368.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,105

Read SEC document
May 18, 2018 Filed Feb 14, 2019 01:11 UTC OtherCommon Stock 14 $107.81 $1,509.34
Disclosure

SEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 45

Read SEC document
May 17, 2018 Filed May 21, 2018 21:43 UTC
Bowman BiffChief Financial Officer
GiftCommon Stock 1,390 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000218 · wf-form4_152693902304220.xml · nonDerivative · entry 1

Bowman Biff · CIK 0001548048 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,411

F1 · balance_after: Includes 25,986 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 15, 2018 Filed May 16, 2018 23:09 UTC SaleCommon Stock 2,913 $107.38 $312,797.94
Disclosure

SEC source: 0000073124-18-000216 · wf-form4_152651217111576.xml · nonDerivative · entry 1

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,926

F1 · price: Price reflects the weighted average sales price from $107.35 to $107.44. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Read SEC document
May 10, 2018 Filed May 11, 2018 22:31 UTC
Thomas Shundrawn APresident / Asset Management
GiftCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000214 · wf-form4_152607783561391.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,101

F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 08, 2018 Filed May 8, 2018 22:39 UTC
WADDELL FREDERICK HDirector · Chairman
GiftCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000212 · wf-form4_152581918356679.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 88,827

Read SEC document
May 08, 2018 Filed May 8, 2018 22:39 UTC
Blake Aileen BEVP and Controller
GiftCommon Stock 925 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 4

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,660

Read SEC document
May 07, 2018 Filed May 8, 2018 22:39 UTC
Cohodes Jeffrey D.Executive Vice President
SaleCommon Stock 14,979 $105.15 $1,575,041.85
Disclosure

SEC source: 0000073124-18-000211 · wf-form4_152581916697598.xml · nonDerivative · entry 1

Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,484

F1 · price: Price reflects the weighted average sales price from $105.00 to $105.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 20,484 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:39 UTC
Blake Aileen BEVP and Controller
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative 6,163 $0.00 Strike: $60.85 $0.00
Disclosure

SEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · derivative · entry 5

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,163 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/10/2015.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:39 UTC
Blake Aileen BEVP and Controller
SaleCommon Stock 6,163 $105.10 $647,731.30
Disclosure

SEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 3

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,338

F3 · price: Price reflects the weighted average sales price from $105.05 to $105.18. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

F2 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:39 UTC
Blake Aileen BEVP and Controller
Exercise / conversionCommon Stock 6,163 $60.85 $375,018.55
Disclosure

SEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 2

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
May 07, 2018 Filed May 8, 2018 22:39 UTC
Blake Aileen BEVP and Controller
SaleCommon Stock 1,000 $105.49 $105,490.00
Disclosure

SEC source: 0000073124-18-000210 · wf-form4_152581910376244.xml · nonDerivative · entry 1

Blake Aileen B · CIK 0001322843 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,585

F1 · price: Price reflects the weighted average sales price from $105.49 to $105.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Read SEC document
May 01, 2018 Filed May 2, 2018 21:16 UTC
WADDELL FREDERICK HDirector · Chairman
GiftCommon Stock 9,972 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000202 · wf-form4_152529575525269.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · 2015 GRAT

Disclosed balance after: 0

F1 · balance_after: On May 1, 2018, the reporting person's grantor retained annuity trust ("GRAT") distributed 15,042 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 9,972 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 21:27 UTC
WADDELL FREDERICK HDirector · Chairman
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000198 · wf-form4_152486440010644.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 74,027

F1 · balance_after: Reflects the March 5, 2018 transfer of 48,090 shares of the Corporation's common stock from the reporting person's existing trust into a newly created grantor retained annuity trust.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 22:30 UTC SaleCommon Stock 2,627 $108.08 $283,926.16
Disclosure

SEC source: 0000073124-18-000196 · wf-form4_152460903286324.xml · nonDerivative · entry 1

Schreuder Jana R · CIK 0001328600 · COO

10b5-1 filing: Not disclosed

Ownership: Indirect · 2015 GRAT

Disclosed balance after: 0

F1 · price: Price reflects the weighted average sales price from $108.08 to $108.12. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:11 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000194 · wf-form4_152417946156308.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,802.76

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:10 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000193 · wf-form4_152417944320024.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,778

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:10 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000192 · wf-form4_152417941445989.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: On April 17, 2018, 1,214 already reported and vested stock units, granted on April 25, 2017, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:10 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000191 · wf-form4_152417937093954.xml · nonDerivative · entry 1

SLARK MARTIN P · CIK 0001012930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857.67

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:09 UTC
ROWE JOHN WDirector
GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000190 · wf-form4_152417935376313.xml · nonDerivative · entry 1

ROWE JOHN W · CIK 0001067838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,899.74

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:09 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000189 · wf-form4_152417933724740.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,217.89

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 17, 2018 Filed Apr 19, 2018 23:08 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000188 · wf-form4_152417931885259.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148.56

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 17, 2018 Filed Apr 19, 2018 23:08 UTC
POWELL CHARLES DAdvisory Director
GrantStock Units · Derivative 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000187 · wf-form4_152417930181409.xml · derivative · entry 4

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033

Underlying: Common Stock · 1,033 shares

Expires not disclosed

F3 · derivative.exercise_price: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2019 Annual Meeting of Stockholders.

F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2019 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2019 Annual Meeting of Stockholders.

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April 17, 2018 Filed Apr 19, 2018 23:08 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionStock Units · Derivative 1,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-18-000187 · wf-form4_152417930181409.xml · derivative · entry 3

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · derivative.exercise_date: 1,214 stock units vested on April 17, 2018 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

F2 · derivative.expiration_date: 1,214 stock units vested on April 17, 2018 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

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April 17, 2018 Filed Apr 19, 2018 23:08 UTC
POWELL CHARLES DAdvisory Director
Disposition to issuerCommon Stock 1,214 $107.04 $129,946.56
Disclosure

SEC source: 0000073124-18-000187 · wf-form4_152417930181409.xml · nonDerivative · entry 2

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · balance_after: 1,214 stock units vested on April 17, 2018 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:08 UTC
POWELL CHARLES DAdvisory Director
Exercise / conversionCommon Stock 1,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000073124-18-000187 · wf-form4_152417930181409.xml · nonDerivative · entry 1

POWELL CHARLES D · CIK 0001172570 · Advisory Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.

F2 · balance_after: 1,214 stock units vested on April 17, 2018 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:08 UTC GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000186 · wf-form4_152417928444942.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407

F1 · balance_after: Includes 1,033 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.