NRDE

SEC source: 0001104659-21-012352 · tm215396-3_4seq1.xml · nonDerivative · entry 1

Brown Shane · CIK 0001833107 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-21-012349 · tm215396-2_4seq1.xml · nonDerivative · entry 1

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.14 to $25.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001104659-21-004306 · tm212851-2_4seq1.xml · derivative · entry 2

Brown Shane · CIK 0001833107 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 400 shares

Expires 2021-01-15

SEC source: 0001104659-21-004306 · tm212851-2_4seq1.xml · nonDerivative · entry 1

Brown Shane · CIK 0001833107 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 1

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,717

SEC source: 0001104659-20-138222 · tm2039116-2_4seq1.xml · nonDerivative · entry 3

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,717

SEC source: 0001104659-20-138222 · tm2039116-2_4seq1.xml · nonDerivative · entry 2

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,717

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.75 to $20.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · derivative · entry 20

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 400 shares

Expires 2025-10-23

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · derivative · entry 19

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Class A Common Stock · 226 shares

Expires 2025-10-23

SEC source: 0001104659-20-138222 · tm2039116-2_4seq1.xml · nonDerivative · entry 1

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,217

SEC source: 0001104659-20-138219 · tm2039116-1_4seq1.xml · nonDerivative · entry 1

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,878

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · derivative · entry 18

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626

Underlying: Class A Common Stock · 626 shares

Expires 2025-10-23

F1 · kind: This is the first of two late filings to report the transactions described herein that occurred on various dates from November 18, 2020 to April 15, 2021 (see "Remarks"), pursuant to which the reporting person purchased an aggregate 100,976 shares of Issuer's Class A Common Stock and warrants as reported herein that were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,976 shares with the reporting person's sale of 1,000 and 100,000 shares of the Issuer's Class A Common Stock at a price of $26.00 per share on February 3, 2021 and $25.21 per share on February 2, 2021, respectively. The reporting person has paid to the Issuer $414,409.00, representing the full amount of the profit realized in connection with the short-swing transaction.

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · derivative · entry 17

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 485 shares

Expires 2025-10-23

SEC source: 0001104659-20-118292 · a4.xml · derivative · entry 4

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,826,396

Underlying: Class A Common Stock · 1,826,396 shares

Expires 2025-10-23

F3 · kind: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction.

F4 · kind: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F3 · ownership.nature: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction.

F4 · ownership.nature: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-20-118292 · a4.xml · derivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,402,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp.

F2 · price: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp.

F2 · derivative.exercise_date: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp.

F2 · derivative.expiration_date: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp.

F3 · ownership.nature: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction.

F4 · ownership.nature: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-20-118292 · a4.xml · nonDerivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,402,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp.

F3 · kind: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction.

F4 · kind: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F3 · ownership.nature: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction.

F4 · ownership.nature: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

SEC source: 0001104659-20-118291 · a4.xml · derivative · entry 2

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,613

Underlying: Class A Common Stock · 91,613 shares

Expires 2025-10-23

F1 · kind: On October 23, 2020, in connection with the dissolution and transfer of the assets of DiamondPeak Sponsor LLC and certain other affiliated entities, the Reporting Person acquired these securities.

SEC source: 0001104659-20-118291 · a4.xml · nonDerivative · entry 1

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,032

F1 · kind: On October 23, 2020, in connection with the dissolution and transfer of the assets of DiamondPeak Sponsor LLC and certain other affiliated entities, the Reporting Person acquired these securities.

SEC source: 0001104659-20-118289 · a4.xml · nonDerivative · entry 2

Burns Stephen S. · CIK 0001481717 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 13,906,553

F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

F2 · ownership.nature: The shares are held in a grantor-retained annuity trust of which the reporting person is trustee and sole annuitant.

SEC source: 0001104659-20-118289 · a4.xml · nonDerivative · entry 1

Burns Stephen S. · CIK 0001481717 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,445,192

F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118287 · a4.xml · nonDerivative · entry 1

Kowitz Mickey W. · CIK 0001480708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060

F1 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"), pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Legacy Lordstown. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118290 · a4.xml · derivative · entry 3

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,444

Underlying: Class A Common Stock · 616,444 shares

Expires 2029-11-01

F3 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

F3 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

SEC source: 0001104659-20-118290 · a4.xml · derivative · entry 2

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2029-11-01

F2 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

F2 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

SEC source: 0001104659-20-118290 · a4.xml · nonDerivative · entry 1

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970

F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118284 · a4.xml · derivative · entry 4

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,444

Underlying: Class A Common Stock · 616,444 shares

Expires 2029-11-01

F4 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

F4 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

SEC source: 0001104659-20-118284 · a4.xml · derivative · entry 3

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2029-11-01

F3 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 21, 2020, and 55,881 options vest on November 21, 2021.

F3 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 21, 2020, and 55,881 options vest on November 21, 2021.

SEC source: 0001104659-20-118284 · a4.xml · nonDerivative · entry 2

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,380

F2 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Legacy Lordstown pursuant to the Merger Agreement.

SEC source: 0001104659-20-118284 · a4.xml · nonDerivative · entry 1

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,228

F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118285 · a4.xml · nonDerivative · entry 1

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"), pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Legacy Lordstown. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118283 · a4.xml · derivative · entry 2

LaFleur John · CIK 0001828252 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,444

Underlying: Class A Common Stock · 616,444 shares

Expires 2029-11-01

F2 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

F2 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

SEC source: 0001104659-20-118283 · a4.xml · derivative · entry 1

LaFleur John · CIK 0001828252 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2029-11-01

F1 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

F1 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

SEC source: 0001104659-20-118288 · a4.xml · derivative · entry 3

Schmidt Phil Richard · CIK 0001827670 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,444

Underlying: Class A Common Stock · 616,444 shares

Expires 2029-11-01

F3 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

F3 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

SEC source: 0001104659-20-118288 · a4.xml · derivative · entry 2

Schmidt Phil Richard · CIK 0001827670 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2029-11-01

F2 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

F2 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

SEC source: 0001104659-20-118288 · a4.xml · nonDerivative · entry 1

Schmidt Phil Richard · CIK 0001827670 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,778

F1 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"), pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Legacy Lordstown. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118286 · a4.xml · nonDerivative · entry 1

Gates Michael · CIK 0001827668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,101

F1 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"), pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Legacy Lordstown. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118281 · a4.xml · derivative · entry 2

Post Darren · CIK 0001827681 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,881

Underlying: Class A Common Stock · 55,881 shares

Expires 2030-02-14

F2 · price: The options were received in exchange for options to purchase 1,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 18,608 options vest on February 14, 2021, 18,608 options vest on February 14, 2022, and 18,665 options vest on February 14, 2023.

F2 · derivative.exercise_date: The options were received in exchange for options to purchase 1,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 18,608 options vest on February 14, 2021, 18,608 options vest on February 14, 2022, and 18,665 options vest on February 14, 2023.

SEC source: 0001104659-20-118281 · a4.xml · derivative · entry 1

Post Darren · CIK 0001827681 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2029-11-20

F1 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options vest on November 11, 2020, 55,882 options vest on November 11, 2021, and 55,881 options vest on November 11, 2022.

F1 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options vest on November 11, 2020, 55,882 options vest on November 11, 2021, and 55,881 options vest on November 11, 2022.

SEC source: 0001104659-20-118282 · a4.xml · derivative · entry 1

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,704

Underlying: Class A Common Stock · 139,704 shares

Expires 2030-02-14

F1 · price: The options were received in exchange for options to purchase 2,500 shares of Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 27,940 options are fully vested and exercisable. 55,882 options vest on February 14, 2021, and 55,882 options vest on February 14, 2022.

F1 · derivative.exercise_date: The options were received in exchange for options to purchase 2,500 shares of Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 27,940 options are fully vested and exercisable. 55,882 options vest on February 14, 2021, and 55,882 options vest on February 14, 2022.

SEC source: 0001104659-20-118280 · a4.xml · derivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,704

Underlying: Class A Common Stock · 139,704 shares

Expires 2030-02-14

F1 · price: The options were received in exchange for options to purchase 2,500 shares of Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 27,940 options are fully vested and exercisable. 55,882 options vest on February 14, 2021, and 55,882 options vest on February 14, 2022.

F1 · derivative.exercise_date: The options were received in exchange for options to purchase 2,500 shares of Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 27,940 options are fully vested and exercisable. 55,882 options vest on February 14, 2021, and 55,882 options vest on February 14, 2022.

SEC source: 0001104659-20-118279 · a4.xml · derivative · entry 3

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,881

Underlying: Class A Common Stock · 55,881 shares

Expires 2030-02-14

F3 · price: The options were received in exchange for options to purchase 1,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 18,608 options vest on February 24, 2021, 18,608 options vest on February 24, 2022, and 18,665 options vest on February 24, 2023.

F3 · derivative.exercise_date: The options were received in exchange for options to purchase 1,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 18,608 options vest on February 24, 2021, 18,608 options vest on February 24, 2022, and 18,665 options vest on February 24, 2023.

SEC source: 0001104659-20-118279 · a4.xml · derivative · entry 2

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2030-02-14

F2 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options vest on February 24, 2021, 55,882 options vest on February 24, 2022, and 55,881 options vest on February 24, 2023.

F2 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options vest on February 24, 2021, 55,882 options vest on February 24, 2022, and 55,881 options vest on February 24, 2023.

SEC source: 0001104659-20-118279 · a4.xml · nonDerivative · entry 1

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,017

F1 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"), pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Legacy Lordstown. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

SEC source: 0001104659-20-118278 · a4.xml · derivative · entry 2

Flannery Caimin · CIK 0001828254 · Vice President of Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,444

Underlying: Class A Common Stock · 616,444 shares

Expires 2029-11-01

F2 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

F2 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

SEC source: 0001104659-20-118278 · a4.xml · derivative · entry 1

Flannery Caimin · CIK 0001828254 · Vice President of Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2029-11-01

F1 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

F1 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

SEC source: 0001104659-20-118292 · a4.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The Reporting Person sold these shares of Class A Common Stock to trusts established for the benefit of family members of the Reporting Person in estate planning transactions.

F1 · price: The Reporting Person sold these shares of Class A Common Stock to trusts established for the benefit of family members of the Reporting Person in estate planning transactions.

SEC source: 0001213900-19-004582 · ownership.xml · derivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,187,500

Underlying: Class A Common Stock · 187,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the issuer, 187,500 shares of Class B common stock were returned by DiamondPeak Sponsor LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: These shares represent the Class B common stock of the issuer held by the Sponsor acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. Mr. Hamamoto, the Chief Executive Officer and Chairman of the issuer, is the sole managing member of Diamond Head Partners LLC, the sole managing member of DHP SPAC Sponsor LLC. DHP SPAC Sponsor LLC is a managing member of the Sponsor and shares the voting and dispositive power of the securities held by the Sponsor. Accordingly, each of Mr. Hamamoto, DHP SPAC Sponsor LLC and Diamond Head Partners LLC may be deemed to share beneficial ownership of such shares. Each of Mr. Hamamoto, DHP SPAC Sponsor LLC and Diamond Head Partners LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001213900-19-004584 · ownership.xml · derivative · entry 1

WALSH MARK A · CIK 0001214575 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,187,500

Underlying: Class A Common Stock · 187,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the issuer, 187,500 shares of Class B common stock were returned by DiamondPeak Sponsor LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F3 · ownership.nature: These shares represent the Class B common stock of the issuer held by the Sponsor acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. Mr. Walsh, a director of the issuer, is a managing member of SP SPAC Sponsor LLC. SP SPAC Sponsor LLC is a managing member of the Sponsor and shares the voting and dispositive power of the securities held by the Sponsor. Accordingly, each of Mr. Walsh and SP SPAC Sponsor LLC may be deemed to share beneficial ownership of such shares. Each of Mr. Walsh and SP SPAC Sponsor LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

SEC source: 0001213900-19-004580 · ownership.xml · derivative · entry 1

DiamondPeak Sponsor LLC · CIK 0001759719 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187,500

Underlying: Class A Common Stock · 187,500 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the issuer, 187,500 shares of Class B common stock were returned by the reporting person to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

SEC source: 0001213900-19-003692 · ownership.xml · nonDerivative · entry 1

HAMAMOTO DAVID T · CIK 0001139257 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · kind: On March 4, 2019, the reporting person purchase 1,000,000 units in the issuer's initial public offering. Each unit consists of one share of Class A common stock and one-third of one warrant. Each whole warrant entitles the reporting person to purchase one share of Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination or 12 months from the closing of its initial public offering.