Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DigitalBridge Group, Inc.CLNS · Entity 4232 | Director · Executive Vice Chairman | December 14, 2017 | December 18, 2017 |
| NorthStar Realty Europe Corp.NRE · Entity 154676 | Director | January 10, 2017 | January 12, 2017 |
| United Homes Group, Inc.UHG · Entity 49322 | Director | February 26, 2024 | February 28, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DigitalBridge Group, Inc.
Report date December 14, 2017 · Filed December 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2015-NSAM | 100,629 |
Reported balance
After 2017-12-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-12-14 · Sale · Disposed 136,930 · Balance 100,629 F1: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2016-NSAM | 164,118 |
Reported balance
After 2017-12-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-14 · Sale · Disposed 132,199 · Balance 164,118 F2: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2016-NRF | 119,389 |
Reported balance
After 2017-12-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-12-14 · Sale · Disposed 35,657 · Balance 119,389 F3: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,103,147 |
Reported balance
After 2017-12-14 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-12-14 · Sale · Disposed 805,174 · Balance 2,103,147 F4: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,436,978 |
Reported balance
After 2017-12-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2017-12-15 · Sale · Disposed 666,169 · Balance 1,436,978 F5: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00. |
| Class A Common StockSEC Table I · non-derivative | Direct | 987,198 |
Reported balance
After 2017-12-18 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2017-12-18 · Sale · Disposed 449,780 · Balance 987,198 F6: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2015-NRF | 89,956 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 89,956 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy DTH Investment Holdings LLC | 10,108 |
Reported balance
Holding disclosure · report date 2017-12-14 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 10,108 |
Filing footnotes · ownership attribution and instrument terms
F1: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045.
F2: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.
F3: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned.
F4: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned.
F5: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00.
F6: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975.
NorthStar Realty Europe Corp.
Report date January 10, 2017 · Filed January 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 354,916 |
Reported balance
After 2017-01-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-10 · Grant · Acquired 30,796 · Balance 354,916 F1: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger") relating the long-term performance based incentive compensation awards granted by NorthStar Realty Europe Corp. ("NRE") for 2015 and 2016. The remainder of these awards was forfeited. |
| Common StockSEC Table I · non-derivative | Direct | 368,857 |
Reported balance
After 2017-01-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-01-10 · Exercise / conversion · Acquired 13,941 · Balance 368,857 F2: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. |
| Common StockSEC Table I · non-derivative | Direct | 198,720 |
Reported balance
After 2017-01-10 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-01-10 · Tax withholding · Disposed 170,137 · Balance 198,720 F4: Represents shares of Common Stock retained by NRE in order to satisfy tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnotes (1) and (2) above. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 70,414 |
Reported balance
After 2017-01-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-01-10 · Exercise / conversion · Disposed 41,823 · Balance 70,414 F2: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-01-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-01-10 · Disposition to issuer · Disposed 70,414 · Balance 0 F3: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock. F5: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. |
| Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2016- NRE | 165,179 |
Reported balance
Holding disclosure · report date 2017-01-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 165,179 |
| Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT I-2015 | 184,338 |
Reported balance
Holding disclosure · report date 2017-01-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 184,338 |
| Common StockSEC Table I · non-derivative | IndirectBy DTH Investment Holdings LLC | 1,087 |
Reported balance
Holding disclosure · report date 2017-01-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,087 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger") relating the long-term performance based incentive compensation awards granted by NorthStar Realty Europe Corp. ("NRE") for 2015 and 2016. The remainder of these awards was forfeited.
F2: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement.
F3: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock.
F4: Represents shares of Common Stock retained by NRE in order to satisfy tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnotes (1) and (2) above.
F5: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger.
United Homes Group, Inc.
Report date February 26, 2024 · Filed February 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.16 · Expires 2034-02-26 | Direct | 3,400 |
Reported balance
After 2024-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-26 · Grant · Acquired 34,000 · Balance 3,400 F1: The option will become exercisable in three equal annual installments beginning on 02/26/2025; provided, however, that the option will vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $12.00 |
Filing footnotes · ownership attribution and instrument terms
F1: The option will become exercisable in three equal annual installments beginning on 02/26/2025; provided, however, that the option will vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $12.00
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORTHSTAR REALTY FINANCE CORP.
Report date December 31, 2016 · Filed February 14, 2017
Section 16 reporting ended · disclosed 2017-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 370,205 |
Reported balance
After 2016-12-23 transaction · row 1
1 source rowRow 1 · 2016-12-23 · Gift · Disposed 125,189 · Balance 370,205 |
| Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2016-NRF | 207,002 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 207,002 |
| Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2015-NRF | 81,808 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 81,808 |
| Common StockSEC Table I · non-derivative | IndirectBy the DTH Investment Holdings LLC | 3,261 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,261 |
NorthStar Asset Management Group Inc.
Report date December 31, 2016 · Filed February 14, 2017
Section 16 reporting ended · disclosed 2017-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,052,724 |
Reported balance
After 2016-12-23 transaction · row 1
1 source rowRow 1 · 2016-12-23 · Gift · Disposed 261,762 · Balance 1,052,724 |
| Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2016-NSAM | 400,000 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400,000 |
| Common StockSEC Table I · non-derivative | IndirectBy the David T. Hamamoto GRAT 2015-NSAM | 237,559 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 237,559 |
| Common StockSEC Table I · non-derivative | IndirectBy DTH Investment Holdings LLC | 6,523 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,523 |
Stark Novus Financial Inc.
Report date March 14, 2024 · Filed March 18, 2024
Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 110,388 |
Reported balance
After 2024-03-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-03-14 · Exercise / conversion · Acquired 410 · Balance 110,388 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. F2: Amount also includes 57,433 shares previously reported as held indirectly by the David T. Hamamoto GRAT 2019-SPAC (the "GRAT"), which was a grantor-retained annuity trust of which the reporting person was the trustee and sole annuitant, which distributed the shares in satisfaction of its final annuity obligation on June 7, 2023. |
| Class A common stockSEC Table I · non-derivative | Direct | 110,798 |
Reported balance
After 2024-03-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-03-14 · Exercise / conversion · Acquired 410 · Balance 110,798 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-03-14 · Exercise / conversion · Disposed 410 · Balance 0 F4: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F5: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-14 · Exercise / conversion · Disposed 410 · Balance 0 F4: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F6: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. |
| Class A common stockSEC Table I · non-derivative | IndirectBy LLC | 53,394 |
Reported balance
Holding disclosure · report date 2024-03-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 53,394 F3: Shares are held by DiamondHead Partners LLC, of which the reporting person is the sole managing member. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.
F2: Amount also includes 57,433 shares previously reported as held indirectly by the David T. Hamamoto GRAT 2019-SPAC (the "GRAT"), which was a grantor-retained annuity trust of which the reporting person was the trustee and sole annuitant, which distributed the shares in satisfaction of its final annuity obligation on June 7, 2023.
F3: Shares are held by DiamondHead Partners LLC, of which the reporting person is the sole managing member.
F4: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.
F5: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.
F6: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2024 Filed Mar 18, 2024 17:11 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · derivative · entry 5 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F6 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. F6 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 17:11 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · derivative · entry 4 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F5 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. F5 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 17:11 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · nonDerivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 17:11 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035638 · tm249101-5_4seq1.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. F2 · balance_after: Amount also includes 57,433 shares previously reported as held indirectly by the David T. Hamamoto GRAT 2019-SPAC (the "GRAT"), which was a grantor-retained annuity trust of which the reporting person was the trustee and sole annuitant, which distributed the shares in satisfaction of its final annuity obligation on June 7, 2023. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 17:57 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantStock Option (Right to buy) · Derivative | 34,000 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001474506-24-000098 · primary_doc.xml · derivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,400 Underlying: Class A Common Stock · 34,000 shares Expires 2034-02-26 F1 · derivative.exercise_date: The option will become exercisable in three equal annual installments beginning on 02/26/2025; provided, however, that the option will vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $12.00 Read SEC document |
| May 25, 2023 Filed May 30, 2023 18:37 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $11.64 | $0.00 |
DisclosureSEC source: 0001474506-23-000256 · primary_doc.xml · derivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2033-05-25 F1 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on 05/25/2024. Read SEC document |
| May 19, 2023 Filed May 22, 2023 17:57 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 31,915 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-008526 · form4-05222023_090527.xml · derivative · entry 4 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023. F4 · derivative.expiration_date: On May 19 2022, the reporting person was granted 31,915 RSUs vesting on May 19, 2023. Read SEC document |
| May 19, 2023 Filed May 22, 2023 17:57 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionClass A Common Stock | 31,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-008526 · form4-05222023_090527.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 17:25 UTC | United Homes Group, Inc. UHG · Entity 49322 | OtherPrivate Placement Warrants · Derivative | 1,096,479 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-23-041000 · tm2311384-1_4seq1.xml · derivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,096,479 Underlying: UHG Class A Common Shares · 1,096,479 shares Expires 2028-03-30 F1 · kind: On March 30, 2023, DiamondHead Holdings Corp. (the "Former Issuer") consummated its business combination with Great Southern Homes, Inc., as described on Form S-4 (File No. 333-267820) filed by the Former Issuer with the U.S. Securities and Exchange Commission, which was declared effective on February 14, 2023 and includes a proxy statement/prospectus of the Former Issuer (the "Definitive Proxy"). Pursuant to the terms of the Limited Liability Company Operating Agreement of DHP SPAC-II Sponsor LLC, the Former Issuer's sponsor (the "Sponsor"), dated January 25, 2021 as amended from time to time, the Reporting Person, as a member of the Sponsor, received 1,576,694 UHG Class A Common Shares (as defined in the Definitive Proxy), which were converted from DHHC Class B Shares (as defined in the Definitive Proxy) upon consummation of the business combination, and 1,096,479 Private Placement Warrants (as defined in the Definitive Proxy). Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 17:25 UTC | United Homes Group, Inc. UHG · Entity 49322 | OtherClass A Common Stock | 1,576,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041000 · tm2311384-1_4seq1.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,826,694 F1 · kind: On March 30, 2023, DiamondHead Holdings Corp. (the "Former Issuer") consummated its business combination with Great Southern Homes, Inc., as described on Form S-4 (File No. 333-267820) filed by the Former Issuer with the U.S. Securities and Exchange Commission, which was declared effective on February 14, 2023 and includes a proxy statement/prospectus of the Former Issuer (the "Definitive Proxy"). Pursuant to the terms of the Limited Liability Company Operating Agreement of DHP SPAC-II Sponsor LLC, the Former Issuer's sponsor (the "Sponsor"), dated January 25, 2021 as amended from time to time, the Reporting Person, as a member of the Sponsor, received 1,576,694 UHG Class A Common Shares (as defined in the Definitive Proxy), which were converted from DHHC Class B Shares (as defined in the Definitive Proxy) upon consummation of the business combination, and 1,096,479 Private Placement Warrants (as defined in the Definitive Proxy). Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 17:28 UTC | United Homes Group, Inc. DHHC · Entity 49322 | PurchaseClass A Common Stock | 162,256 | $10.09 | $1,636,351.76 |
DisclosureSEC source: 0001104659-23-005087 · tm233914-1_4seq1.xml · nonDerivative · entry 3 HAMAMOTO DAVID T · CIK 0001139257 · Director · Co-CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250,000 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 17:28 UTC | United Homes Group, Inc. DHHC · Entity 49322 | PurchaseClass A Common Stock | 86,744 | $10.09 | $875,246.96 |
DisclosureSEC source: 0001104659-23-005087 · tm233914-1_4seq1.xml · nonDerivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director · Co-CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,744 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 17:28 UTC | United Homes Group, Inc. DHHC · Entity 49322 | PurchaseClass A Common Stock | 1,000 | $10.08 | $10,080.00 |
DisclosureSEC source: 0001104659-23-005087 · tm233914-1_4seq1.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · Co-CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,001,000 Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 17:07 UTC | United Homes Group, Inc. DHHC · Entity 49322 | PurchaseClass A Common Stock | 1,000,000 | $10.09 | $10,090,000.00 |
DisclosureSEC source: 0001104659-23-003870 · tm233447-1_4seq1.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · Co-CEO, Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:24 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantStock Options · Derivative | 31,915 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001415889-22-005559 · form4-05232022_040508.xml · derivative · entry 6 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,915 Underlying: Class A Common Stock · 31,915 shares Expires 2029-05-19 F6 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:24 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 31,915 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005559 · form4-05232022_040508.xml · derivative · entry 5 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,915 Underlying: Class A Common Stock · 31,915 shares Expires not disclosed F5 · derivative.exercise_date: 31,915 RSUs vest on May 19, 2023. F5 · derivative.expiration_date: 31,915 RSUs vest on May 19, 2023. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:24 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 15,937 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005559 · form4-05232022_040508.xml · derivative · entry 4 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022. F4 · derivative.expiration_date: These RSUs were initially reported as vesting on February 5, 2023 and instead vested on the annual stockholder meeting date of May 19, 2022. Read SEC document |
| May 19, 2022 Filed May 23, 2022 19:24 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionClass A Common Stock | 15,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-005559 · form4-05232022_040508.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 17:30 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 15,937 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001170 · form4-02082022_020219.xml · derivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,937 Underlying: Class A Common Stock · 15,937 shares Expires not disclosed F1 · derivative.exercise_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023. F1 · derivative.expiration_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 07:38 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 6,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-017039 · tm215396-9_4seq1.xml · derivative · entry 3 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,164 Underlying: Class A Common Stock · 6,164 shares Expires not disclosed F3 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022. F3 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 07:38 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 6,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-017039 · tm215396-9_4seq1.xml · derivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,164 Underlying: Class A Common Stock · 6,164 shares Expires not disclosed F2 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022. F2 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:33 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | OtherWarrant (Right to Buy) · Derivative | 1,826,396 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-118292 · a4.xml · derivative · entry 4 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,826,396 Underlying: Class A Common Stock · 1,826,396 shares Expires 2025-10-23 F3 · kind: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction. F4 · kind: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction. F4 · ownership.nature: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:33 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionClass B Common Stock · Derivative | 2,402,739 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-118292 · a4.xml · derivative · entry 3 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 2,402,739 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp. F2 · price: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp. F2 · derivative.exercise_date: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp. F2 · derivative.expiration_date: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp. F3 · ownership.nature: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction. F4 · ownership.nature: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:33 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionClass A Common Stock | 2,402,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-118292 · a4.xml · nonDerivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,402,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: In connection with the closing of the business combination between DiamondPeak Holdings Corp. ("DiamondPeak"), DPL Merger Sub Corp. and Lordstown Motors Corp. on October 23, 2020 (the "Business Combination"), all shares of DiamondPeak's Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the Business Combination, DiamondPeak changed its name to Lordstown Motors Corp. F3 · kind: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction. F4 · kind: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F3 · ownership.nature: On October 23, 2020, DiamondPeak Sponsor, LLC (the "Sponsor") transferred the 6,187,500 shares of Class A Common Stock and 4,460,000 warrants acquired by the Sponsor in connection with the formation of the issuer to the Sponsor's members, which further distributed those shares to the direct and indirect owners of the Sponsor, all in accordance with their respective proportionate interests in the Sponsor and the direct and indirect owners of the Sponsor. Those distributions effected a change in the form of indirect beneficial ownership of the Reporting Person without changing the Reporting Person's pecuniary interest in the shares of Class A Common Stock and warrants, as contemplated by Rule 16a-13 under the Securities Exchange Act of 1934. The exercisability of the warrants was conditioned on consummation of the Business Transaction. F4 · ownership.nature: (Continued from Footnote 3) Following the distributions, 800,913 shares of Class A Common Stock and 608,799 warrants were transferred to DiamondHead Partners LLC ("DiamondHead Partners") and 1,601,826 shares of Class A Common Stock and 1,217,597 warrants were transferred to David T. Hamamoto GRAT 2019 - SPAC (the "GRAT"), which is a grantor-retained annuity trust. The Reporting Person is the sole managing member of DiamondHead Partners and the trustee and sole annuitant of the GRAT, and as a result may be deemed to beneficially own the securities of each of these entities. Mr. Hamamoto disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 20:33 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 1,000,000 | $16.38 | $16,380,000.00 |
DisclosureSEC source: 0001104659-20-118292 · a4.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Reporting Person sold these shares of Class A Common Stock to trusts established for the benefit of family members of the Reporting Person in estate planning transactions. F1 · price: The Reporting Person sold these shares of Class A Common Stock to trusts established for the benefit of family members of the Reporting Person in estate planning transactions. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 19:19 UTC | Stark Novus Financial Inc. DPHCU · Entity 7504 | OtherClass B Common Stock · Derivative | 187,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004582 · ownership.xml · derivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,187,500 Underlying: Class A Common Stock · 187,500 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2 · kind: As contemplated in connection with the initial public offering of the issuer, 187,500 shares of Class B common stock were returned by DiamondPeak Sponsor LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-229286) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F3 · ownership.nature: These shares represent the Class B common stock of the issuer held by the Sponsor acquired pursuant to a subscription agreement by and between the Sponsor and the issuer. Mr. Hamamoto, the Chief Executive Officer and Chairman of the issuer, is the sole managing member of Diamond Head Partners LLC, the sole managing member of DHP SPAC Sponsor LLC. DHP SPAC Sponsor LLC is a managing member of the Sponsor and shares the voting and dispositive power of the securities held by the Sponsor. Accordingly, each of Mr. Hamamoto, DHP SPAC Sponsor LLC and Diamond Head Partners LLC may be deemed to share beneficial ownership of such shares. Each of Mr. Hamamoto, DHP SPAC Sponsor LLC and Diamond Head Partners LLC disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 18:46 UTC | Stark Novus Financial Inc. DPHCU · Entity 7504 | OtherClass A Common Stock, par value $0.0001 | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001213900-19-003692 · ownership.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 F1 · kind: On March 4, 2019, the reporting person purchase 1,000,000 units in the issuer's initial public offering. Each unit consists of one share of Class A common stock and one-third of one warrant. Each whole warrant entitles the reporting person to purchase one share of Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the issuer's initial business combination or 12 months from the closing of its initial public offering. Read SEC document |
| December 18, 2017 Filed Dec 18, 2017 21:03 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 449,780 | $12.05 | $5,419,309.26 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 6 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,198 F6 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975. F6 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.17 and the low sales price at $11.975. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:03 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 666,169 | $12.04 | $8,018,476.40 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 5 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,436,978 F5 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00. F5 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.14 and the low sales price at $12.00. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 805,174 | $12.15 | $9,778,999.26 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 4 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103,147 F4 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned. F4 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned. F4 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Includes 176,256 shares of the Company's class A common stock previously held in certain grantor annuity trusts that were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 35,657 | $12.13 | $432,651.34 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 3 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NRF Disclosed balance after: 119,389 F3 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F3 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F3 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 72,573 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 132,199 | $12.13 | $1,604,063.01 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NSAM Disclosed balance after: 164,118 F2 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F2 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. F2 · balance_after: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Excludes 103,683 shares of the Company's class A common stock that were distributed to the reporting person and are reported in this Form 4 as directly owned. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 21:03 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | SaleClass A Common Stock | 136,930 | $12.13 | $1,661,467.54 |
DisclosureSEC source: 0000899243-17-029076 · doc4.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2015-NSAM Disclosed balance after: 100,629 F1 · shares: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. F1 · price: The dispositions were executed in a series of intraday transactions with the high sales price at $12.25 and the low sales price at $12.045. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 19:12 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantLTIP Units · Derivative | 3,506,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-002409 · doc4.xml · derivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,506,387 Underlying: Class A Common Stock · 3,506,387 shares Expires not disclosed F1 · derivative.exercise_price: Represents LTIP Units issued by Colony Capital Operating Company, LLC (the "OP") to the reporting person as a replacement equity award in connection with the mergers contemplated by the Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc., Colony Capital, Inc., NorthStar Realty Finance Corp., Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, having the rights, voting powers, restrictions, limitations as to distributions, qualifications and terms and conditions of redemption as set forth in the vesting agreement and the operating agreement of the OP. F3 · price: The number of LTIP Units awarded to the reporting person is based on a price of $15 per share of Colony NorthStar Class A Common Stock. F4 · price: The LTIP Units are structured as profits interests in the OP. Each LTIP Unit is convertible, at the election of the holder, into one common unit of membership interest in the OP ("OP Unit"). Each of the OP Units underlying these LTIP Units is redeemable at the election of the OP Unit holder for (1) cash equal to the then fair market value of one share of Colony NorthStar Class A Common Stock or (2) at the option of Colony NorthStar in its capacity as managing member of the OP, one share of Colony NorthStar Class A Common Stock. F2 · derivative.exercise_date: The LTIP Units vest on January 10, 2018. The rights to convert LTIP Units into OP Units (as defined below) and redeem OP Units do not have expiration dates. The reporting person also has the right to exchange LTIP Units for shares of restricted common stock at any time on or prior to October 9, 2017. F2 · derivative.expiration_date: The LTIP Units vest on January 10, 2018. The rights to convert LTIP Units into OP Units (as defined below) and redeem OP Units do not have expiration dates. The reporting person also has the right to exchange LTIP Units for shares of restricted common stock at any time on or prior to October 9, 2017. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantOP Units · Derivative | 222,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000143 · edgar.xml · derivative · entry 7 HAMAMOTO DAVID T · CIK 0001139257 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,235 Underlying: Class A Common Stock · 222,235 shares Expires not disclosed F4 · derivative.exercise_price: Represents performance restricted stock units granted as long-term performance based incentive compensation pursuant to NRF's Executive Incentive Bonus Plan for 2013 that were converted in connection with the Merger into operating company units ("OP Units"), which represent units of membership interests in Colony Capital Operating Company, LLC (the "Operating Company"), of which Colony NorthStar is the managing member. The OP Units have the rights and preferences as set forth in the operating agreement of the Operating Company and are redeemable for shares of Class A Common Stock or cash at the discretion of Colony NorthStar. The OP Units do not have an expiration date. F4 · price: Represents performance restricted stock units granted as long-term performance based incentive compensation pursuant to NRF's Executive Incentive Bonus Plan for 2013 that were converted in connection with the Merger into operating company units ("OP Units"), which represent units of membership interests in Colony Capital Operating Company, LLC (the "Operating Company"), of which Colony NorthStar is the managing member. The OP Units have the rights and preferences as set forth in the operating agreement of the Operating Company and are redeemable for shares of Class A Common Stock or cash at the discretion of Colony NorthStar. The OP Units do not have an expiration date. F4 · derivative.exercise_date: Represents performance restricted stock units granted as long-term performance based incentive compensation pursuant to NRF's Executive Incentive Bonus Plan for 2013 that were converted in connection with the Merger into operating company units ("OP Units"), which represent units of membership interests in Colony Capital Operating Company, LLC (the "Operating Company"), of which Colony NorthStar is the managing member. The OP Units have the rights and preferences as set forth in the operating agreement of the Operating Company and are redeemable for shares of Class A Common Stock or cash at the discretion of Colony NorthStar. The OP Units do not have an expiration date. F4 · derivative.expiration_date: Represents performance restricted stock units granted as long-term performance based incentive compensation pursuant to NRF's Executive Incentive Bonus Plan for 2013 that were converted in connection with the Merger into operating company units ("OP Units"), which represent units of membership interests in Colony Capital Operating Company, LLC (the "Operating Company"), of which Colony NorthStar is the managing member. The OP Units have the rights and preferences as set forth in the operating agreement of the Operating Company and are redeemable for shares of Class A Common Stock or cash at the discretion of Colony NorthStar. The OP Units do not have an expiration date. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 10,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000143 · edgar.xml · nonDerivative · entry 6 HAMAMOTO DAVID T · CIK 0001139257 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By DTH Investment Holdings LLC Disclosed balance after: 10,108 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., NorthStar Realty Finance Corp. ("NRF"), Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of NSAM into Colony NorthStar (the "Redomestication Merger"), each share of NSAM common stock converted into the right to receive one share of Colony NorthStar's class A common stock (continued...) F2 · shares: (continued from Footnote 1) and at the effective time of the merger of NRF into Colony NorthStar (the "NRF Merger," and together with the Redomestication Merger, the "Merger"), each share of NRF class A common stock converted into the right to receive 1.0996 shares of Colony NorthStar's class A common stock, subject to immaterial adjustments due to rounding and/or fractional shares. F3 · price: On the effective date of the Merger, the closing price of NRF's common stock was $16.13 per share and the closing price of NSAM's common stock and Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 89,956 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000143 · edgar.xml · nonDerivative · entry 5 HAMAMOTO DAVID T · CIK 0001139257 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2015-NRF Disclosed balance after: 89,956 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., NorthStar Realty Finance Corp. ("NRF"), Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of NSAM into Colony NorthStar (the "Redomestication Merger"), each share of NSAM common stock converted into the right to receive one share of Colony NorthStar's class A common stock (continued...) F2 · shares: (continued from Footnote 1) and at the effective time of the merger of NRF into Colony NorthStar (the "NRF Merger," and together with the Redomestication Merger, the "Merger"), each share of NRF class A common stock converted into the right to receive 1.0996 shares of Colony NorthStar's class A common stock, subject to immaterial adjustments due to rounding and/or fractional shares. F3 · price: On the effective date of the Merger, the closing price of NRF's common stock was $16.13 per share and the closing price of NSAM's common stock and Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 227,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000143 · edgar.xml · nonDerivative · entry 4 HAMAMOTO DAVID T · CIK 0001139257 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NRF Disclosed balance after: 227,619 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., NorthStar Realty Finance Corp. ("NRF"), Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of NSAM into Colony NorthStar (the "Redomestication Merger"), each share of NSAM common stock converted into the right to receive one share of Colony NorthStar's class A common stock (continued...) F2 · shares: (continued from Footnote 1) and at the effective time of the merger of NRF into Colony NorthStar (the "NRF Merger," and together with the Redomestication Merger, the "Merger"), each share of NRF class A common stock converted into the right to receive 1.0996 shares of Colony NorthStar's class A common stock, subject to immaterial adjustments due to rounding and/or fractional shares. F3 · price: On the effective date of the Merger, the closing price of NRF's common stock was $16.13 per share and the closing price of NSAM's common stock and Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 237,559 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000143 · edgar.xml · nonDerivative · entry 3 HAMAMOTO DAVID T · CIK 0001139257 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2015-NSAM Disclosed balance after: 237,559 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., NorthStar Realty Finance Corp. ("NRF"), Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of NSAM into Colony NorthStar (the "Redomestication Merger"), each share of NSAM common stock converted into the right to receive one share of Colony NorthStar's class A common stock (continued...) F2 · shares: (continued from Footnote 1) and at the effective time of the merger of NRF into Colony NorthStar (the "NRF Merger," and together with the Redomestication Merger, the "Merger"), each share of NRF class A common stock converted into the right to receive 1.0996 shares of Colony NorthStar's class A common stock, subject to immaterial adjustments due to rounding and/or fractional shares. F3 · price: On the effective date of the Merger, the closing price of NRF's common stock was $16.13 per share and the closing price of NSAM's common stock and Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000143 · edgar.xml · nonDerivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2016-NSAM Disclosed balance after: 400,000 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., NorthStar Realty Finance Corp. ("NRF"), Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of NSAM into Colony NorthStar (the "Redomestication Merger"), each share of NSAM common stock converted into the right to receive one share of Colony NorthStar's class A common stock (continued...) F2 · shares: (continued from Footnote 1) and at the effective time of the merger of NRF into Colony NorthStar (the "NRF Merger," and together with the Redomestication Merger, the "Merger"), each share of NRF class A common stock converted into the right to receive 1.0996 shares of Colony NorthStar's class A common stock, subject to immaterial adjustments due to rounding and/or fractional shares. F3 · price: On the effective date of the Merger, the closing price of NRF's common stock was $16.13 per share and the closing price of NSAM's common stock and Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | DigitalBridge Group, Inc. CLNS · Entity 4232 | GrantClass A Common Stock | 2,817,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000143 · edgar.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,817,232 F1 · shares: Pursuant to the terms of that certain Agreement and Plans of Merger, dated as of June 2, 2016 (as amended by the two separate letter agreements dated July 28, 2016 and October 16, 2016, respectively, the "Merger Agreement"), by and among NorthStar Asset Management Group Inc. ("NSAM"), Colony Capital, Inc., NorthStar Realty Finance Corp. ("NRF"), Colony NorthStar, Inc. (formerly known as New Polaris Inc.) ("Colony NorthStar"), New Sirius Inc., NorthStar Realty Finance Limited Partnership, Sirius Merger Sub-T, LLC and New Sirius Merger Sub, LLC, at the effective time of the merger of NSAM into Colony NorthStar (the "Redomestication Merger"), each share of NSAM common stock converted into the right to receive one share of Colony NorthStar's class A common stock (continued...) F2 · shares: (continued from Footnote 1) and at the effective time of the merger of NRF into Colony NorthStar (the "NRF Merger," and together with the Redomestication Merger, the "Merger"), each share of NRF class A common stock converted into the right to receive 1.0996 shares of Colony NorthStar's class A common stock, subject to immaterial adjustments due to rounding and/or fractional shares. F3 · price: On the effective date of the Merger, the closing price of NRF's common stock was $16.13 per share and the closing price of NSAM's common stock and Colony NorthStar's class A common stock (as successor issuer of NSAM under Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended) was $15.84 per share. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 70,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000370 · t1700106x2.xml · derivative · entry 8 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,471 shares Expires not disclosed F3 · security: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock. F5 · security: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. F5 · derivative.exercise_price: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. F5 · derivative.exercise_date: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. F5 · derivative.expiration_date: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 41,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000370 · t1700106x2.xml · derivative · entry 7 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,414 Underlying: Common Stock · 13,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3 · security: As a result of the spin-off of NRE from NorthStar Realty Finance Corp. ("NRF") and subsequent reverse stock split of NRF, each 2014 RSU was adjusted to relate to one share of NRF common stock and one-third of a share of NRE common stock. F2 · derivative.exercise_price: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F2 · derivative.exercise_date: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F2 · derivative.expiration_date: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Tax withholdingCommon Stock | 170,137 | $12.44 | $2,116,504.28 |
DisclosureSEC source: 0001571049-17-000370 · t1700106x2.xml · nonDerivative · entry 3 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,720 F4 · kind: Represents shares of Common Stock retained by NRE in order to satisfy tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person and the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnotes (1) and (2) above. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Exercise / conversionCommon Stock | 13,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000370 · t1700106x2.xml · nonDerivative · entry 2 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled in shares of Common Stock pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of restricted stock units granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or units of limited partnership interest structured as profits interests in the operating partnership of NRE, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:51 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | GrantCommon Stock | 30,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000370 · t1700106x2.xml · nonDerivative · entry 1 HAMAMOTO DAVID T · CIK 0001139257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,916 F1 · security: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger") relating the long-term performance based incentive compensation awards granted by NorthStar Realty Europe Corp. ("NRE") for 2015 and 2016. The remainder of these awards was forfeited. F1 · price: Represents shares of Common Stock that were issued or vested pursuant to the previously disclosed agreement entered into by the reporting person in connection with the merger of NorthStar Asset Management Group Inc. ("NSAM") into Colony NorthStar, Inc. on January 10, 2017 (the "CLNS Merger") relating the long-term performance based incentive compensation awards granted by NorthStar Realty Europe Corp. ("NRE") for 2015 and 2016. The remainder of these awards was forfeited. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:46 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Disposition to issuerPerformance Restricted Stock Units · Derivative | 70,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000367 · t1700104x11.xml · derivative · entry 9 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,416 shares Expires not disclosed F6 · security: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. F6 · derivative.exercise_price: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. F6 · derivative.exercise_date: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. F6 · derivative.expiration_date: Represents the portion of the 2014 RSUs that was forfeited pursuant to the previously disclosed agreement entered into by the reporting person in connection with the NRF Reorganization and the CLNS Merger. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:46 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 41,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-000367 · t1700104x11.xml · derivative · entry 8 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,416 Underlying: Common Stock · 41,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3 · derivative.exercise_price: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3 · derivative.exercise_date: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. F3 · derivative.expiration_date: Represents the portion of the 2014 RSUs (as defined below) that vested and was settled pursuant to the previously disclosed agreement entered into by the reporting person in connection with the CLNS Merger. The "2014 RSUs" consist of RSUs granted as long-term performance based incentive compensation pursuant to NorthStar Asset Management Group Inc.'s Executive Incentive Bonus Plan for 2014 that were subject to vesting based on continued employment and the achievement of performance criteria related to total stockholder return from January 1, 2014 through December 31, 2017. Upon vesting, each 2014 RSU was to be settled in shares of Common Stock or LTIP Units of NRFLP, if available, and otherwise in cash. The 2014 RSUs expired and ceased to exist following settlement. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:46 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Disposition to issuerCommon Stock | 3,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000367 · t1700104x11.xml · nonDerivative · entry 7 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM 10b5-1 filing: Not disclosed Ownership: Indirect · By DTH Investment Holdings LLC Disclosed balance after: 0 F5 · price: Represents shares of common stock of New NRF that were disposed of pursuant to the merger of New NRF with and into CLNS in exchange for shares of CLNS common stock at a ratio of one share of New NRF common stock for 1.0996 shares of CLNS common stock having a market value of $15.84 per share on the effective date of the CLNS Merger based on the reported closing sale price on such date. Prior to the merger of New NRF with and into CLNS, all outstanding shares of Common Stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:46 UTC | NORTHSTAR REALTY FINANCE CORP. NRF · Entity 178832 | Disposition to issuerCommon Stock | 81,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001571049-17-000367 · t1700104x11.xml · nonDerivative · entry 6 HAMAMOTO DAVID T · CIK 0001139257 · Director · Executive Chairman of NSAM 10b5-1 filing: Not disclosed Ownership: Indirect · By the David T. Hamamoto GRAT 2015-NRF Disclosed balance after: 0 F5 · price: Represents shares of common stock of New NRF that were disposed of pursuant to the merger of New NRF with and into CLNS in exchange for shares of CLNS common stock at a ratio of one share of New NRF common stock for 1.0996 shares of CLNS common stock having a market value of $15.84 per share on the effective date of the CLNS Merger based on the reported closing sale price on such date. Prior to the merger of New NRF with and into CLNS, all outstanding shares of Common Stock were automatically converted into an equal number of shares of New NRF common stock pursuant to the NRF Reorganization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.