Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NorthStar Realty Europe Corp.
Report date September 30, 2019 · Filed September 30, 2019
Section 16 reporting ended · disclosed 2019-09-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-30 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-09-30 · Exercise / conversion · Acquired 24,194 · Balance 231,712 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 3, 2019, by and among CoRE PANEURO 2019 13 S.a.r.l, Nighthawk Merger Sub LLC ("Company Merger Sub"), NorthStar Realty Europe Corp. ("NRE"), Nighthawk Partnership Merger Sub LLC ("Partnership Merger Sub") and NorthStar Realty Europe Limited Partnership ("NRELP"), on September 30, 2019, (i) NRE merged with and into Company Merger Sub, with Company Merger Sub surviving the merger (the "Company Merger") and (ii) NRELP merged with and into Partnership Merger Sub, with Partnership Merger Sub surviving the merger. F2: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in connection with the spin-off of NRE from NorthStar Realty Finance Corp. on October 31, 2015 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3: (Continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Row 2 · 2019-09-30 · Grant · Acquired 30,241 · Balance 261,953 F2: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in connection with the spin-off of NRE from NorthStar Realty Finance Corp. on October 31, 2015 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3: (Continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Row 3 · 2019-09-30 · Exercise / conversion · Acquired 12,904 · Balance 274,857 F4: Represents shares of NRE Common Stock underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria. These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the Per Share Consideration. F5: (Continued from footnote 4) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Row 4 · 2019-09-30 · Grant · Acquired 12,904 · Balance 287,761 F4: Represents shares of NRE Common Stock underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria. These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the Per Share Consideration. F5: (Continued from footnote 4) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Row 5 · 2019-09-30 · Disposition to issuer · Disposed 287,761 · Balance 0 F6: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement. |
| Common UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-30 · Disposition to issuer · Disposed 5,780 · Balance 0 F7: Represents common units of limited partnership interest ("Common Units") in NRELP, NRE's operating partnership. Prior to the Partnership Merger, each Common Unit was redeemable for cash equal to the then fair market value of one share of NRE Common Stock or, at the option of NRE, one share of NRE Common Stock. F8: Reflects the disposition of each issued and outstanding Common Unit held by the reporting person in connection with the Partnership Merger pursuant to the Merger Agreement. F9: The Common Units did not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-09-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-30 · Exercise / conversion · Disposed 12,097 · Balance 0 F10: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of December 31, 2019 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-09-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-30 · Exercise / conversion · Disposed 6,452 · Balance 0 F11: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 3, 2019, by and among CoRE PANEURO 2019 13 S.a.r.l, Nighthawk Merger Sub LLC ("Company Merger Sub"), NorthStar Realty Europe Corp. ("NRE"), Nighthawk Partnership Merger Sub LLC ("Partnership Merger Sub") and NorthStar Realty Europe Limited Partnership ("NRELP"), on September 30, 2019, (i) NRE merged with and into Company Merger Sub, with Company Merger Sub surviving the merger (the "Company Merger") and (ii) NRELP merged with and into Partnership Merger Sub, with Partnership Merger Sub surviving the merger.
F2: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in connection with the spin-off of NRE from NorthStar Realty Finance Corp. on October 31, 2015 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration").
F3: (Continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration.
F4: Represents shares of NRE Common Stock underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria. These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the Per Share Consideration.
F5: (Continued from footnote 4) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration.
F6: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement.
F7: Represents common units of limited partnership interest ("Common Units") in NRELP, NRE's operating partnership. Prior to the Partnership Merger, each Common Unit was redeemable for cash equal to the then fair market value of one share of NRE Common Stock or, at the option of NRE, one share of NRE Common Stock.
F8: Reflects the disposition of each issued and outstanding Common Unit held by the reporting person in connection with the Partnership Merger pursuant to the Merger Agreement.
F9: The Common Units did not have an expiration date.
F10: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of December 31, 2019 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control.
F11: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control.
Stark Novus Financial Inc.
Report date March 14, 2024 · Filed March 18, 2024
Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 13,544 |
Ending reported balance
After 2024-03-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-14 · Exercise / conversion · Acquired 410 · Balance 9,945 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Row 2 · 2024-03-14 · Exercise / conversion · Acquired 410 · Balance 10,355 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Row 3 · 2024-03-14 · Exercise / conversion · Acquired 1,062 · Balance 11,417 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Row 4 · 2024-03-14 · Exercise / conversion · Acquired 2,127 · Balance 13,544 F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-14 · Exercise / conversion · Disposed 410 · Balance 0 F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F3: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-14 · Exercise / conversion · Disposed 410 · Balance 0 F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F4: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-03-14 · Exercise / conversion · Disposed 1,062 · Balance 0 F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F5: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-03-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-03-14 · Exercise / conversion · Disposed 2,127 · Balance 0 F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F6: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.
F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.
F3: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.
F4: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.
F5: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.
F6: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.
United Homes Group, Inc.
Report date May 04, 2026 · Filed May 05, 2026
Section 16 reporting ended · disclosed 2026-05-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-05-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-04 · Grant · Acquired 85,537 · Balance 271,711 F3: As a result of the Merger, the Earn Out Shares were accelerated and the Reporting Person received shares of Class A Common Stock for no additional consideration. Row 2 · 2026-05-04 · Disposition to issuer · Disposed 271,711 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2026 (the "Merger Agreement"), among the Issuer, Stanley Martin Homes, LLC ("Parent") and Union MergeCo, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger") and each share of Class A Common Stock was canceled and converted into the right to receive cash in an amount equal to $1.18 per share, without interest thereon, less applicable tax withholding (the "Per Share Amount"). |
| Rights to Receive Earn Out SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-03-30 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-04 · Other · Disposed 85,537 · Balance 0 F2: The Reporting Person received these securities in connection with the merger of Great Southern Homes, Inc. into a wholly owned subsidiary of the Issuer. The right to receive the Earn Out Shares became fixed and irrevocable on March 30, 2023. F3: As a result of the Merger, the Earn Out Shares were accelerated and the Reporting Person received shares of Class A Common Stock for no additional consideration. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.64 · Expires 2033-05-25 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-04 · Disposition to issuer · Disposed 235,514 · Balance 0 F4: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.96 · Expires 2034-02-16 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-04 · Disposition to issuer · Disposed 120,000 · Balance 0 F4: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.42 · Expires 2035-01-22 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-05-04 · Disposition to issuer · Disposed 120,000 · Balance 0 F4: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2034-02-16 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-05-04 · Disposition to issuer · Disposed 40,000 · Balance 0 F5: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2035-01-22 | Direct | 0 |
Reported balance
After 2026-05-04 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-04 · Disposition to issuer · Disposed 40,000 · Balance 0 F5: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2026 (the "Merger Agreement"), among the Issuer, Stanley Martin Homes, LLC ("Parent") and Union MergeCo, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger") and each share of Class A Common Stock was canceled and converted into the right to receive cash in an amount equal to $1.18 per share, without interest thereon, less applicable tax withholding (the "Per Share Amount").
F2: The Reporting Person received these securities in connection with the merger of Great Southern Homes, Inc. into a wholly owned subsidiary of the Issuer. The right to receive the Earn Out Shares became fixed and irrevocable on March 30, 2023.
F3: As a result of the Merger, the Earn Out Shares were accelerated and the Reporting Person received shares of Class A Common Stock for no additional consideration.
F4: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof.
F5: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | Disposition to issuerPerformance Stock Units · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · derivative · entry 8 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires 2035-01-22 F5 · derivative.exercise_price: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). F5 · price: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). F5 · derivative.exercise_date: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). Read SEC document |
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | Disposition to issuerPerformance Stock Units · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · derivative · entry 7 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 40,000 shares Expires 2034-02-16 F5 · derivative.exercise_price: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). F5 · price: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). F5 · derivative.exercise_date: Pursuant to the Merger Agreement, the performance stock units ("PSUs") were canceled in exchange for the right to receive a lump-sum cash payment, less applicable tax withholdings, equal to the Per Share Amount multiplied by the aggregate number of shares of Class A common stock subject to the PSUs immediately before the Effective Time (with any performance-based goals deemed to be achieved and satisfied at 100%). Read SEC document |
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | Disposition to issuerStock Option (Right to Buy) · Derivative | 120,000 | Not disclosed Strike: $4.42 | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · derivative · entry 6 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 120,000 shares Expires 2035-01-22 F4 · price: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. Read SEC document |
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | Disposition to issuerStock Option (Right to Buy) · Derivative | 120,000 | Not disclosed Strike: $6.96 | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · derivative · entry 5 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 120,000 shares Expires 2034-02-16 F4 · price: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. Read SEC document |
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | Disposition to issuerStock Option (Right to Buy) · Derivative | 235,514 | Not disclosed Strike: $11.64 | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · derivative · entry 4 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 235,514 shares Expires 2033-05-25 F4 · price: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, the option was canceled and terminated without any cash payment being made in respect thereof. Read SEC document |
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | OtherRights to Receive Earn Out Shares · Derivative | 85,537 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · derivative · entry 3 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 85,537 shares Expires 2028-03-30 F2 · security: The Reporting Person received these securities in connection with the merger of Great Southern Homes, Inc. into a wholly owned subsidiary of the Issuer. The right to receive the Earn Out Shares became fixed and irrevocable on March 30, 2023. F3 · kind: As a result of the Merger, the Earn Out Shares were accelerated and the Reporting Person received shares of Class A Common Stock for no additional consideration. F3 · price: As a result of the Merger, the Earn Out Shares were accelerated and the Reporting Person received shares of Class A Common Stock for no additional consideration. F2 · derivative.exercise_date: The Reporting Person received these securities in connection with the merger of Great Southern Homes, Inc. into a wholly owned subsidiary of the Issuer. The right to receive the Earn Out Shares became fixed and irrevocable on March 30, 2023. Read SEC document |
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | Disposition to issuerClass A Common Stock | 271,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · nonDerivative · entry 2 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2026 (the "Merger Agreement"), among the Issuer, Stanley Martin Homes, LLC ("Parent") and Union MergeCo, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger") and each share of Class A Common Stock was canceled and converted into the right to receive cash in an amount equal to $1.18 per share, without interest thereon, less applicable tax withholding (the "Per Share Amount"). Read SEC document |
| May 04, 2026 Filed May 5, 2026 01:26 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantClass A Common Stock | 85,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001705331-26-000001 · primary_doc.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,711 F3 · kind: As a result of the Merger, the Earn Out Shares were accelerated and the Reporting Person received shares of Class A Common Stock for no additional consideration. F3 · price: As a result of the Merger, the Earn Out Shares were accelerated and the Reporting Person received shares of Class A Common Stock for no additional consideration. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 23:13 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantPerformance Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-25-000007 · primary_doc.xml · derivative · entry 2 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Class A Common Stock · 40,000 shares Expires 2029-03-31 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Class A Common Stock. The performance stock units vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $13.50. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of Class A Common Stock. The performance stock units vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $13.50. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 23:13 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantEmployee stock option (right to buy) · Derivative | 120,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0001474506-25-000007 · primary_doc.xml · derivative · entry 1 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 120,000 shares Expires 2035-01-22 F1 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on 01/22/2026. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 2,127 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 8 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F6 · derivative.exercise_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. F6 · derivative.expiration_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 1,062 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 7 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F5 · derivative.exercise_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. F5 · derivative.expiration_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 6 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F4 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. F4 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2026 or the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionRestricted Stock Units · Derivative | 410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · derivative · entry 5 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc. F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting on February 5, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the earlier of January 30, 2024 or the occurrence of specified events. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 2,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 4 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 1,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 3 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 2 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:18 UTC | Stark Novus Financial Inc. NRDE · Entity 7504 | Exercise / conversionClass A common stock | 410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-24-035653 · tm249101-9_4seq1.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 00:07 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantPerformance Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001474506-24-000078 · primary_doc.xml · derivative · entry 2 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Class A Common Stock · 40,000 shares Expires 2028-03-30 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Class A Common Stock. The performance stock units vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $18.00. F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of Class A Common Stock. The performance stock units vest in full upon the event that the daily volume weighted average price of the Issuer's Class A Common Stock over over any 20 trading days within the preceding 30 consecutive trading day period is greater than or equal to $18.00. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 00:07 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantEmployee stock option (right to buy) · Derivative | 120,000 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001474506-24-000078 · primary_doc.xml · derivative · entry 1 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 120,000 shares Expires 2034-02-16 F1 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on 02/16/2025. Read SEC document |
| May 25, 2023 Filed May 30, 2023 22:22 UTC | United Homes Group, Inc. UHG · Entity 49322 | GrantEmployee Stock Option (Right to Buy) · Derivative | 235,514 | $0.00 Strike: $11.64 | $0.00 |
DisclosureSEC source: 0001474506-23-000253 · primary_doc.xml · derivative · entry 1 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,514 Underlying: Class A Common Stock · 235,514 shares Expires 2033-05-25 F1 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on 05/25/2024. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:30 UTC | United Homes Group, Inc. UHG · Entity 49322 | OtherPrivate Placement Warrants · Derivative | 149,520 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-23-041013 · tm2311384-4_4seq1.xml · derivative · entry 3 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,520 Underlying: Class A Common Stock · 149,520 shares Expires 2028-03-30 F1 · kind: On March 30, 2023, DiamondHead Holdings Corp. (the "Former Issuer") consummated its business combination with Great Southern Homes, Inc., as described on Form S-4 (File No. 333-267820) filed by the Former Issuer with the U.S. Securities and Exchange Commission, which was declared effective on February 14, 2023 and includes a proxy statement/prospectus of the Former Issuer (the "Definitive Proxy"). Pursuant to the terms of the Limited Liability Company Operating Agreement of DHP SPAC-II Sponsor LLC, the Former Issuer's sponsor (the "Sponsor"), dated January 25, 2021 as amended from time to time, the Reporting Person, as a member of the Sponsor, received 235,118 UHG Class A Common Shares (as defined in the Definitive Proxy), which were converted from DHHC Class B Shares (as defined in the Definitive Proxy) upon consummation of the business combination, and 149,520 Private Placement Warrants (as defined in the Definitive Proxy). Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:30 UTC | United Homes Group, Inc. UHG · Entity 49322 | OtherClass A Common Stock | 137,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041013 · tm2311384-4_4seq1.xml · nonDerivative · entry 2 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,347 F2 · kind: Pursuant to the terms of the Distribution Agreement, dated March 29, 2023, the Reporting Person was entitled to receive 137,229 shares of DHHC Class A Common Shares (as defined in the Definitive Proxy). Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 21:30 UTC | United Homes Group, Inc. UHG · Entity 49322 | OtherClass A Common Stock | 235,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-041013 · tm2311384-4_4seq1.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,118 F1 · kind: On March 30, 2023, DiamondHead Holdings Corp. (the "Former Issuer") consummated its business combination with Great Southern Homes, Inc., as described on Form S-4 (File No. 333-267820) filed by the Former Issuer with the U.S. Securities and Exchange Commission, which was declared effective on February 14, 2023 and includes a proxy statement/prospectus of the Former Issuer (the "Definitive Proxy"). Pursuant to the terms of the Limited Liability Company Operating Agreement of DHP SPAC-II Sponsor LLC, the Former Issuer's sponsor (the "Sponsor"), dated January 25, 2021 as amended from time to time, the Reporting Person, as a member of the Sponsor, received 235,118 UHG Class A Common Shares (as defined in the Definitive Proxy), which were converted from DHHC Class B Shares (as defined in the Definitive Proxy) upon consummation of the business combination, and 149,520 Private Placement Warrants (as defined in the Definitive Proxy). Read SEC document |
| May 19, 2022 Filed May 23, 2022 23:44 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantStock Options · Derivative | 31,915 | $0.00 Strike: $2.35 | $0.00 |
DisclosureSEC source: 0001415889-22-005560 · form4-05232022_040556.xml · derivative · entry 3 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,915 Underlying: Class A Common Stock · 31,915 shares Expires 2029-05-19 F2 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023. Read SEC document |
| May 19, 2022 Filed May 23, 2022 23:44 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 31,915 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005560 · form4-05232022_040556.xml · derivative · entry 2 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,915 Underlying: Class A Common Stock · 31,915 shares Expires not disclosed F1 · derivative.exercise_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. F1 · derivative.expiration_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:28 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 15,937 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-001169 · form4-02082022_020245.xml · derivative · entry 1 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,937 Underlying: Class A Common Stock · 15,937 shares Expires not disclosed F1 · derivative.exercise_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. F1 · derivative.expiration_date: 15,937 restricted stock units ("RSUs") vest on February 5, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 02:34 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 6,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-016903 · tm215396-12_4seq1.xml · derivative · entry 3 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,164 Underlying: Class A Common Stock · 6,164 shares Expires not disclosed F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022. F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 02:34 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantRestricted Stock Units · Derivative | 6,164 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-016903 · tm215396-12_4seq1.xml · derivative · entry 2 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,164 Underlying: Class A Common Stock · 6,164 shares Expires not disclosed F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022. F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 00:33 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | OtherWarrant (Right to Buy) · Derivative | 91,613 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-20-118291 · a4.xml · derivative · entry 2 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,613 Underlying: Class A Common Stock · 91,613 shares Expires 2025-10-23 F1 · kind: On October 23, 2020, in connection with the dissolution and transfer of the assets of DiamondPeak Sponsor LLC and certain other affiliated entities, the Reporting Person acquired these securities. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 00:33 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | OtherClass A Common Stock | 143,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-118291 · a4.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,032 F1 · kind: On October 23, 2020, in connection with the dissolution and transfer of the assets of DiamondPeak Sponsor LLC and certain other affiliated entities, the Reporting Person acquired these securities. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Exercise / conversionRestricted Stock Units · Derivative | 6,452 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · derivative · entry 8 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. F11 · derivative.expiration_date: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of February 28, 2021 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Exercise / conversionRestricted Stock Units · Derivative | 12,097 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · derivative · entry 7 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of December 31, 2019 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. F10 · derivative.expiration_date: The restricted stock units were to be settled in shares of NRE Common Stock based upon the achievement of performance criteria through the end of a performance period scheduled to end on the earlier of December 31, 2019 or the date of a change of control of NRE. Settlement was to occur promptly following the end of the performance period or, in the event of a change of control of NRE, on the date of such change of control. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Disposition to issuerCommon Units · Derivative | 5,780 | $17.01 | $98,317.80 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · derivative · entry 6 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,780 shares Expires not disclosed F7 · security: Represents common units of limited partnership interest ("Common Units") in NRELP, NRE's operating partnership. Prior to the Partnership Merger, each Common Unit was redeemable for cash equal to the then fair market value of one share of NRE Common Stock or, at the option of NRE, one share of NRE Common Stock. F7 · derivative.exercise_price: Represents common units of limited partnership interest ("Common Units") in NRELP, NRE's operating partnership. Prior to the Partnership Merger, each Common Unit was redeemable for cash equal to the then fair market value of one share of NRE Common Stock or, at the option of NRE, one share of NRE Common Stock. F8 · kind: Reflects the disposition of each issued and outstanding Common Unit held by the reporting person in connection with the Partnership Merger pursuant to the Merger Agreement. F7 · derivative.exercise_date: Represents common units of limited partnership interest ("Common Units") in NRELP, NRE's operating partnership. Prior to the Partnership Merger, each Common Unit was redeemable for cash equal to the then fair market value of one share of NRE Common Stock or, at the option of NRE, one share of NRE Common Stock. F9 · derivative.expiration_date: The Common Units did not have an expiration date. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Disposition to issuerCommon Stock | 287,761 | $17.01 | $4,894,814.61 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · nonDerivative · entry 5 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · kind: Reflects the disposition of each outstanding share of NRE Common Stock and each vested restricted stock unit held by the reporting person in connection with the Company Merger pursuant to the Merger Agreement. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | GrantCommon Stock | 12,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · nonDerivative · entry 4 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,761 F4 · shares: Represents shares of NRE Common Stock underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria. These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the Per Share Consideration. F5 · shares: (Continued from footnote 4) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Exercise / conversionCommon Stock | 12,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · nonDerivative · entry 3 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents shares of NRE Common Stock underlying an award of restricted stock units granted in 2018 that were subject to vesting based on the achievement of certain performance criteria. These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the Per Share Consideration. F5 · shares: (Continued from footnote 4) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | GrantCommon Stock | 30,241 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · nonDerivative · entry 2 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,953 F2 · shares: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in connection with the spin-off of NRE from NorthStar Realty Finance Corp. on October 31, 2015 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3 · shares: (Continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 15:19 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Exercise / conversionCommon Stock | 24,194 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024382 · doc4.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 3, 2019, by and among CoRE PANEURO 2019 13 S.a.r.l, Nighthawk Merger Sub LLC ("Company Merger Sub"), NorthStar Realty Europe Corp. ("NRE"), Nighthawk Partnership Merger Sub LLC ("Partnership Merger Sub") and NorthStar Realty Europe Limited Partnership ("NRELP"), on September 30, 2019, (i) NRE merged with and into Company Merger Sub, with Company Merger Sub surviving the merger (the "Company Merger") and (ii) NRELP merged with and into Partnership Merger Sub, with Partnership Merger Sub surviving the merger. F2 · shares: Represents shares of NRE's common stock, par value $0.01 per share ("NRE Common Stock"), underlying an award of restricted stock units granted in connection with the spin-off of NRE from NorthStar Realty Finance Corp. on October 31, 2015 that were subject to vesting based on the achievement of certain performance criteria relating to NRE's absolute and relative total shareholder return ("TSR"). These restricted stock units became vested in full immediately prior to the effective time of the Company Merger and, pursuant to the Merger Agreement, were exchanged for cash in an amount equal to the number of shares of NRE Common Stock underlying the vested restricted stock units multiplied by the consideration payable per share of NRE Common Stock in the Company Merger pursuant to the Merger Agreement, which is approximately $17.01 (the "Per Share Consideration"). F3 · shares: (Continued from footnote 2) Although no shares of NRE Common Stock were actually issued, pursuant to applicable SEC rules, this transaction is reflected on this Form 4 as (i) the conversion of the restricted stock units that had performance criteria relating to absolute TSR into shares of NRE Common Stock, (ii) the acquisition of the shares of NRE Common Stock underlying the vested restricted stock units that had performance criteria relating to relative TSR and (iii) the subsequent disposition of all of such shares in exchange for the Per Share Consideration. Read SEC document |
| May 08, 2019 Filed May 9, 2019 17:20 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Tax withholdingCommon Stock | 10,962 | $17.30 | $189,642.60 |
DisclosureSEC source: 0001144204-19-024805 · tv521164_form4.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,518 F1 · kind: Represents shares of common stock withheld by NorthStar Realty Europe Corp. in order to satisfy tax withholding obligations arising from the vesting of shares of restricted common stock. Read SEC document |
| May 02, 2019 Filed May 3, 2019 20:21 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | GrantCommon Stock | 125,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-023645 · tv520596_form4.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,480 F1 · security: Includes: (i) 80,686 restricted shares of common stock granted under NorthStar Realty Europe Corp.'s 2015 Omnibus Stock Incentive Plan (the "Plan") as a long-term bonus for 2018 and (ii) a retention award of 45,000 restricted shares of common stock granted under the Plan that was made utilizing a portion of the 150,000 share retention pool that had been established in May 2018, but had not been allocated previously. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:15 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | Tax withholdingCommon Stock | 2,465 | $17.66 | $43,531.90 |
DisclosureSEC source: 0001144204-19-014868 · tv516644_form4.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,794 F1 · kind: Represents shares of common stock withheld by NorthStar Realty Europe Corp. in order to satisfy tax withholding obligations arising from the vesting of shares of restricted common stock. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:18 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-027136 · tv493683_4.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,259 F1 · security: Represents a retention award of restricted shares of common stock granted under NorthStar Realty Europe Corp.'s 2015 Omnibus Stock Incentive Plan (the "Plan") that was made utilizing restricted stock units previously granted under the Plan in connection with the spin-off of NorthStar Realty Europe Corp. ("NRE") that were forfeited in the first quarter of 2018 by individuals who are no longer providing services to NRE. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:20 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | GrantRestricted Stock Units · Derivative | 6,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-015604 · tv488844_4.xml · derivative · entry 2 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452 Underlying: Common Stock · 12,904 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive up to two shares of common stock of NorthStar Realty Europe Corp. ("NRE"). F2 · shares: Represents a target number of restricted stock units that may vest based on the achievement of NRE total shareholder return ("TSR") from the grant date through February 28, 2021. F3 · derivative.exercise_date: Subject to continued service, the restricted stock units will vest (i) at 25% of the target if the TSR from the grant date through February 28, 2021 equals 8% per year, compounded annually, or greater, (ii) at 100% of the target if the TSR during this period equals or exceeds 15% per year, compounded annually, or greater, and (iii) at 200% of the target if the TSR during this period is equal to 20% per year, compounded annually, or greater, with the amount vesting for performance between such hurdles based on linear interpolation. If earned, each restricted stock unit will be settled in shares of common stock of NRE. These restricted stock units will expire and cease to exist following settlement. F3 · derivative.expiration_date: Subject to continued service, the restricted stock units will vest (i) at 25% of the target if the TSR from the grant date through February 28, 2021 equals 8% per year, compounded annually, or greater, (ii) at 100% of the target if the TSR during this period equals or exceeds 15% per year, compounded annually, or greater, and (iii) at 200% of the target if the TSR during this period is equal to 20% per year, compounded annually, or greater, with the amount vesting for performance between such hurdles based on linear interpolation. If earned, each restricted stock unit will be settled in shares of common stock of NRE. These restricted stock units will expire and cease to exist following settlement. F3 · balance_after: Subject to continued service, the restricted stock units will vest (i) at 25% of the target if the TSR from the grant date through February 28, 2021 equals 8% per year, compounded annually, or greater, (ii) at 100% of the target if the TSR during this period equals or exceeds 15% per year, compounded annually, or greater, and (iii) at 200% of the target if the TSR during this period is equal to 20% per year, compounded annually, or greater, with the amount vesting for performance between such hurdles based on linear interpolation. If earned, each restricted stock unit will be settled in shares of common stock of NRE. These restricted stock units will expire and cease to exist following settlement. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:20 UTC | NorthStar Realty Europe Corp. NRE · Entity 154676 | GrantCommon Stock | 19,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-015604 · tv488844_4.xml · nonDerivative · entry 1 Feldman Keith A. · CIK 0001705331 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,259 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.