Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stark Novus Financial Inc.RIDE · Entity 7504 | Chief Operating Officer | October 23, 2020 | October 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stark Novus Financial Inc.
Report date October 23, 2020 · Filed October 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2029-11-01 | Direct | 167,645 |
Reported balance
After 2020-10-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-10-23 · Grant · Acquired 167,645 · Balance 167,645 F1: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021. |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2029-11-01 | Direct | 616,444 |
Reported balance
After 2020-10-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-10-23 · Grant · Acquired 616,444 · Balance 616,444 F2: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.
F2: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 23, 2020 Filed Oct 27, 2020 00:29 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 616,444 | Not disclosed Strike: $1.79 | Not disclosed |
DisclosureSEC source: 0001104659-20-118283 · a4.xml · derivative · entry 2 LaFleur John · CIK 0001828252 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,444 Underlying: Class A Common Stock · 616,444 shares Expires 2029-11-01 F2 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. F2 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 00:29 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantIncentive Stock Options (Right to Buy) · Derivative | 167,645 | Not disclosed Strike: $1.79 | Not disclosed |
DisclosureSEC source: 0001104659-20-118283 · a4.xml · derivative · entry 1 LaFleur John · CIK 0001828252 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,645 Underlying: Class A Common Stock · 167,645 shares Expires 2029-11-01 F1 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021. F1 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.