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Canepa Thomas Vincent

Disclosed activity across 1 company

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138228
SEC CIK
0001520723

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Stark Novus Financial Inc.RIDE · Entity 7504VP, GENERAL COUNSEL & CORP SECJune 13, 2021June 15, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Stark Novus Financial Inc.

Report date June 13, 2021 · Filed June 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct200,000 Reported balance After 2021-06-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-13 · Grant · Acquired 200,000 · Balance 200,000

F1: 200,000 restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment through each vesting date.

Class A Common StockSEC Table I · non-derivativeDirect13,970 Reported balance Holding disclosure · report date 2021-06-13 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 13,970

Filing footnotes · ownership attribution and instrument terms

F1: 200,000 restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2021 Filed Jun 15, 2021 18:15 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantRestricted Stock Units · Derivative 200,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-21-003022 · form4-06152021_030649.xml · derivative · entry 2

Canepa Thomas Vincent · CIK 0001520723 · VP, GENERAL COUNSEL & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 200,000 restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment through each vesting date.

F1 · derivative.expiration_date: 200,000 restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment through each vesting date.

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February 05, 2021 Filed Feb 9, 2021 21:13 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantEmployee Stock Option · Derivative 18,500 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-016886 · tm215396-19_4seq1.xml · derivative · entry 2

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Class A Common Stock · 18,500 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

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October 23, 2020 Filed Oct 26, 2020 20:32 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 616,444 Not disclosed Strike: $1.79 Not disclosed
Disclosure

SEC source: 0001104659-20-118290 · a4.xml · derivative · entry 3

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,444

Underlying: Class A Common Stock · 616,444 shares

Expires 2029-11-01

F3 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

F3 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021.

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October 23, 2020 Filed Oct 26, 2020 20:32 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantIncentive Stock Options (Right to Buy) · Derivative 167,645 Not disclosed Strike: $1.79 Not disclosed
Disclosure

SEC source: 0001104659-20-118290 · a4.xml · derivative · entry 2

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,645

Underlying: Class A Common Stock · 167,645 shares

Expires 2029-11-01

F2 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

F2 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021.

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October 23, 2020 Filed Oct 26, 2020 20:32 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantClass A Common Stock 13,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-118290 · a4.xml · nonDerivative · entry 1

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970

F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.