Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stark Novus Financial Inc.RIDE · Entity 7504 | Chief Financial Officer | February 05, 2021 | February 09, 2021 |
| Workhorse Group Inc.WKHS · Entity 7322 | Chief Financial Officer | May 19, 2017 | May 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stark Novus Financial Inc.
Report date February 05, 2021 · Filed February 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.77 · Expires 2031-02-04 | Direct | 18,500 |
Reported balance
After 2021-02-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-05 · Grant · Acquired 18,500 · Balance 18,500 F1: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 34,080 |
Reported balance
Holding disclosure · report date 2021-02-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 34,080 |
| Incentive Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2029-11-01 | Direct | 167,640 |
Reported balance
Holding disclosure · report date 2021-02-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 167,640 F2: 111,760 options are fully vested and exercisable, and 55,880 options vest on November 21, 2021. |
| Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2029-11-01 | Direct | 616,425 |
Reported balance
Holding disclosure · report date 2021-02-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 616,425 F3: 413,005 options are fully vested and exercisable, and 203,420 options vest on November 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.
F2: 111,760 options are fully vested and exercisable, and 55,880 options vest on November 21, 2021.
F3: 413,005 options are fully vested and exercisable, and 203,420 options vest on November 1, 2021.
Workhorse Group Inc.
Report date May 19, 2017 · Filed May 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.28 · Expires 2027-05-19 | Direct | 12,500 |
Reported balance
After 2017-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-19 · Grant · Acquired 12,500 · Balance 12,500 F3: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.21 · Expires 2021-08-16 | Direct | 22,000 |
Reported balance
Holding disclosure · report date 2017-05-19 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 22,000 F2: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.99 · Expires 2021-02-03 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2017-05-19 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 25,000 F1: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2020-08-11 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2017-05-19 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2019-12-18 | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2017-05-19 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 15,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2019-06-30 | Direct | 73,433 |
Reported balance
Holding disclosure · report date 2017-05-19 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 73,433 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2018-08-07 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2017-05-19 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 30,000 |
Filing footnotes · ownership attribution and instrument terms
F1: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter.
F2: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter.
F3: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2021 Filed Feb 9, 2021 21:57 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantEmployee Stock Options · Derivative | 18,500 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0001104659-21-016920 · tm215396-16_4seq1.xml · derivative · entry 2 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Class A Common Stock · 18,500 shares Expires 2031-02-04 F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 18:23 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 9,300 | $27.00 | $251,100.00 |
DisclosureSEC source: 0001104659-21-015547 · tm215396-5_4seq1.xml · nonDerivative · entry 1 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,080 Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:30 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 616,444 | Not disclosed Strike: $1.79 | Not disclosed |
DisclosureSEC source: 0001104659-20-118284 · a4.xml · derivative · entry 4 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,444 Underlying: Class A Common Stock · 616,444 shares Expires 2029-11-01 F4 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. F4 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:30 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantIncentive Stock Options (Right to Buy) · Derivative | 167,645 | Not disclosed Strike: $1.79 | Not disclosed |
DisclosureSEC source: 0001104659-20-118284 · a4.xml · derivative · entry 3 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,645 Underlying: Class A Common Stock · 167,645 shares Expires 2029-11-01 F3 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 21, 2020, and 55,881 options vest on November 21, 2021. F3 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 21, 2020, and 55,881 options vest on November 21, 2021. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:30 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantClass A Common Stock | 15,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-118284 · a4.xml · nonDerivative · entry 2 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,380 F2 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Legacy Lordstown pursuant to the Merger Agreement. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:30 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantClass A Common Stock | 28,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-118284 · a4.xml · nonDerivative · entry 1 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,228 F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:01 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 12,500 | $5.28 Strike: $5.28 | $66,000.00 |
DisclosureSEC source: 0001213900-17-005772 · f4051917rodriguez_workhorse.xml · derivative · entry 1 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock, Par Value $0.001 · 12,500 shares Expires 2027-05-19 F3 · security: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017. F3 · shares: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017. F3 · derivative.underlying_shares: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017. F3 · balance_after: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Rodriguez to acquire 200,000 shares of common stock of the Company which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 12,500 shares commencing June 30, 2017. Read SEC document |
| August 16, 2016 Filed Dec 23, 2016 20:44 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 22,000 | $7.21 Strike: $7.21 | $158,620.00 |
DisclosureSEC source: 0001213900-16-019675 · f4020316rodriguez-workhorse.xml · derivative · entry 1 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock, Par Value $0.001 · 22,000 shares Expires 2021-08-16 F2 · security: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. F2 · shares: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. F2 · derivative.underlying_shares: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. F2 · balance_after: 5,500 of the options vested on August 16, 2016 and an additional 5,500 will vest every six months thereafter. Read SEC document |
| February 03, 2016 Filed Dec 23, 2016 20:44 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 25,000 | $4.99 Strike: $4.99 | $124,750.00 |
DisclosureSEC source: 0001213900-16-019675 · f4020316rodriguez-workhorse.xml · derivative · entry 2 Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock, Par Value $0.001 · 25,000 shares Expires 2021-02-03 F1 · security: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter. F1 · shares: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter. F1 · derivative.underlying_shares: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter. F1 · balance_after: 6,250 of the options vested on February 3, 2016 and an additional 6,250 will vest every six months thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.