Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Workhorse Group Inc.WKHS · Entity 7322 | Consult, formerly CEO and Dir. | February 04, 2019 | February 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Workhorse Group Inc.
Report date February 04, 2019 · Filed February 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.97 · Expires 2024-02-04 | Direct | 1,000,000 |
Reported balance
After 2019-02-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-04 · Grant · Acquired 1,000,000 · Balance 1,000,000 F6: All of the options are immediately vested and exercisable. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.28 · Expires 2027-05-19 | Direct | 437,500 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 437,500 F5: Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.21 · Expires 2021-08-16 | Direct | 35,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 35,000 F3: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.21 · Expires 2021-08-16 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 10,000 F2: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.99 · Expires 2021-02-03 | Direct | 40,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 40,000 F1: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.75 · Expires 2020-08-03 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 50,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2019-12-18 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 50,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2019-06-30 | Direct | 281,439 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 281,439 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2018-05-25 | Direct | 50,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 50,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $1.10 · Expires 2018-12-04 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 30,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.20 · Expires 2020-12-08 | Direct | 30,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 30,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2020-05-12 | Direct | 60,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 60,000 F4: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010. |
| Common Stock, $0.001 Par ValueSEC Table I · non-derivative | IndirectDeborah Sue Burns | 50,000 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 50,000 |
| Common Stock, $0.001 Par ValueSEC Table I · non-derivative | Direct | 804,102 |
Reported balance
Holding disclosure · report date 2019-02-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 804,102 |
Filing footnotes · ownership attribution and instrument terms
F1: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
F2: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
F3: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
F4: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.
F5: Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017.
F6: All of the options are immediately vested and exercisable.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Stark Novus Financial Inc.
Report date January 06, 2023 · Filed January 10, 2023
Section 16 reporting ended · disclosed 2023-01-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 21,683,745 |
Reported balance
After 2023-01-06 transaction · row 1
1 source rowRow 1 · 2023-01-06 · Sale · Disposed 5,000,000 · Balance 21,683,745 F1: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions on January 6, 2023 at prices ranging from $0.95 to $0.87. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions on January 6, 2023 at prices ranging from $0.95 to $0.87. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 06, 2023 Filed Jan 10, 2023 14:00 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 5,000,000 | $0.87 | $4,350,000.00 |
DisclosureSEC source: 0001104659-23-002645 · tm232881-1_4seq1.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,683,745 F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions on January 6, 2023 at prices ranging from $0.95 to $0.87. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| November 15, 2022 Filed Nov 15, 2022 21:16 UTC Amendment | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 1,169,000 | $1.70 | $1,987,300.00 |
DisclosureSEC source: 0001104659-22-119262 · tm2230621-3_4aseq1.xml · nonDerivative · entry 3 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,683,745 F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| November 15, 2022 Filed Nov 15, 2022 18:24 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 1,169,000 | $1.78 | $2,080,820.00 |
DisclosureSEC source: 0001104659-22-119220 · tm2230621-1_4seq1.xml · nonDerivative · entry 3 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,683,745 F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 21:16 UTC Amendment | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 650,000 | $1.73 | $1,124,500.00 |
DisclosureSEC source: 0001104659-22-119262 · tm2230621-3_4aseq1.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,852,745 F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 18:24 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 650,000 | $1.73 | $1,124,500.00 |
DisclosureSEC source: 0001104659-22-119220 · tm2230621-1_4seq1.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,852,745 F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:16 UTC Amendment | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 2,100,000 | $1.85 | $3,885,000.00 |
DisclosureSEC source: 0001104659-22-119262 · tm2230621-3_4aseq1.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,502,745 F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 18:24 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 2,100,000 | $1.85 | $3,885,000.00 |
DisclosureSEC source: 0001104659-22-119220 · tm2230621-1_4seq1.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,502,745 F1 · price: The prices reported in column 4 are weighted average prices. The shares of Class A Common Stock were sold in multiple transactions on November 11, 2022, November 14, 2022 and November 15, 2022 at prices ranging from $1.68 to $1.91, $1.69 to $1.82 and $1.67 to $1.80, respectively. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 14:07 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 555,000 | $1.70 | $943,500.00 |
DisclosureSEC source: 0001104659-22-117015 · tm2230203-1_4seq1.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,602,745 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 14:07 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 4,205,000 | $1.97 | $8,283,850.00 |
DisclosureSEC source: 0001104659-22-117015 · tm2230203-1_4seq1.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,157,745 F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions at prices ranging from $1.75 to $2.18, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 14:22 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 2,500,000 | $2.44 | $6,100,000.00 |
DisclosureSEC source: 0001104659-22-029897 · tm228131-2_4seq1.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,362,745 F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions at prices ranging from $2.40 to $2.52, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 12:00 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 5,285,000 | $2.56 | $13,529,600.00 |
DisclosureSEC source: 0001104659-22-029130 · tm228131-1_4seq1.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,862,745 F1 · price: The price reported in column 4 is a weighted average price. The shares of Class A Common Stock were sold in multiple transactions at prices ranging from $2.32 to $2.97, inclusive. The Reporting Person undertakes to provide Lordstown Motors Corp., any shareholder of Lordstown Motors Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. F2 · balance_after: On January 11, 2022 upon the termination of a grantor retained annuity trust (GRAT), of which the Reporting Person was the trustee and sole annuiant, 13,906,553 shares of Class A Common Stock were transferred to the Reporting Person's direct ownership and are shown on this Form 4 as directly owned. These shares were shown as indirectly owned by GRAT on the Reporting Person's last Form 4. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 14:36 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 3,204,000 | $5.88 | $18,839,520.00 |
DisclosureSEC source: 0001104659-21-139850 · tm2133100-1_4seq1.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,241,192 F1 · price: The price reported in column 4 is a weighted average price. The shares Class A Common Stock were sold in multiple transactions at prices ranging from $5.60 to $6.28, inclusive. The Reporting Person undertakes to provide to Lordstown Motor Corp., any shareholder of Lordstown Motor Corp. or the SEC staff, upon request, full information of the number of shares sold at each price within the range. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:32 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantClass A Common Stock | 13,906,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-118289 · a4.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 13,906,553 F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. F2 · ownership.nature: The shares are held in a grantor-retained annuity trust of which the reporting person is trustee and sole annuitant. Read SEC document |
| October 23, 2020 Filed Oct 26, 2020 20:32 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantClass A Common Stock | 32,445,192 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-118289 · a4.xml · nonDerivative · entry 1 Burns Stephen S. · CIK 0001481717 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,445,192 F1 · price: The shares were acquired pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. Read SEC document |
| February 04, 2019 Filed Feb 8, 2019 17:43 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 1,000,000 | $0.97 Strike: $0.97 | $970,000.00 |
DisclosureSEC source: 0001213900-19-002001 · ownership.xml · derivative · entry 3 Burns Stephen S. · CIK 0001481717 · Consult, formerly CEO and Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock, Par Value $0.001 · 1,000,000 shares Expires 2024-02-04 F6 · security: All of the options are immediately vested and exercisable. F6 · derivative.exercise_date: All of the options are immediately vested and exercisable. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 17:15 UTC Amendment | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCOMMON STOCK, $0.001 PAR VALUE | 36,765 | $2.72 | $100,000.80 |
DisclosureSEC source: 0001213900-18-005210 · f4042618a1burns_workhorse.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,102 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 09:34 UTC | Workhorse Group Inc. WKHS · Entity 7322 | PurchaseCOMMON STOCK, $0.001 PAR VALUE | 18,382 | $2.72 | $49,999.04 |
DisclosureSEC source: 0001213900-18-005125 · f4042618burns_workhorse.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,337 Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 16:33 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GiftCOMMON STOCK, $0.001 PAR VALUE | 50,000 | $2.92 | $146,000.00 |
DisclosureSEC source: 0001213900-17-009063 · f4082117burns_workhorse.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 746,687 F6 · acquired: Mr. Burns gifted an aggregate of 50,000 shares of common stock to two of his children. Read SEC document |
| May 26, 2017 Filed May 30, 2017 17:12 UTC | Workhorse Group Inc. WKHS · Entity 7322 | OtherCOMMON STOCK, $0.001 PAR VALUE | 29,350 | $1.50 | $44,025.00 |
DisclosureSEC source: 0001213900-17-005989 · f4052617burns_workhorse.xml · nonDerivative · entry 2 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,687 Read SEC document |
| May 19, 2017 Filed May 23, 2017 17:03 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 62,500 | $5.28 Strike: $5.28 | $330,000.00 |
DisclosureSEC source: 0001213900-17-005773 · f4051917burns_workhorse.xml · derivative · entry 3 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock, Par Value $0.001 · 62,500 shares Expires 2027-05-19 F3 · security: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter. F5 · derivative.underlying_shares: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017. F5 · balance_after: Subject to the Company adopting an equity incentive plan and increasing its authorized shares of common stock, Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017. Read SEC document |
| August 16, 2016 Filed Jan 17, 2017 12:13 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 10,000 | $7.21 Strike: $7.21 | $72,100.00 |
DisclosureSEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 4 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, Par Value $0.001 · 10,000 shares Expires 2021-08-16 F2 · security: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. F2 · shares: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. F2 · derivative.underlying_shares: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. F2 · balance_after: 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter. Read SEC document |
| August 16, 2016 Filed Jan 17, 2017 12:13 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 35,000 | $7.21 Strike: $7.21 | $252,350.00 |
DisclosureSEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 3 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock, Par Value $0.001 · 35,000 shares Expires 2021-08-16 F3 · security: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter. F3 · shares: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter. F3 · derivative.underlying_shares: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter. F3 · balance_after: 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter. Read SEC document |
| February 03, 2016 Filed Jan 17, 2017 12:13 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 40,000 | $4.99 Strike: $4.99 | $199,600.00 |
DisclosureSEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 5 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock, Par Value $0.001 · 40,000 shares Expires 2021-02-03 F1 · security: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter. F1 · shares: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter. F1 · derivative.underlying_shares: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter. F1 · balance_after: 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter. Read SEC document |
| May 12, 2010 Filed Jan 17, 2017 12:13 UTC | Workhorse Group Inc. WKHS · Entity 7322 | GrantStock Options · Derivative | 60,000 | $4.00 Strike: $4.00 | $240,000.00 |
DisclosureSEC source: 0001213900-17-000382 · f4051210burns_workhorse.xml · derivative · entry 14 Burns Stephen S. · CIK 0001481717 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock, Par Value $0.001 · 60,000 shares Expires 2020-05-12 F4 · security: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010. F4 · shares: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010. F4 · derivative.underlying_shares: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010. F4 · balance_after: 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.