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Spencer Dale Gene

Disclosed activity across 1 company

Tapewire entity
92935
SEC CIK
0001828074

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Stark Novus Financial Inc.

Report date March 14, 2024 · Filed March 18, 2024

Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect4,009 Ending reported balance After 2024-03-14 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-03-14 · Exercise / conversion · Acquired 136 · Balance 820

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Row 2 · 2024-03-14 · Exercise / conversion · Acquired 1,062 · Balance 1,882

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Row 3 · 2024-03-14 · Exercise / conversion · Acquired 2,127 · Balance 4,009

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-03-14 · Exercise / conversion · Disposed 136 · Balance 0

F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F3: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-03-14 · Exercise / conversion · Disposed 1,062 · Balance 0

F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-03-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-03-14 · Exercise / conversion · Disposed 2,127 · Balance 0

F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

F2: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F3: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F4: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F5: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Stark Novus Financial Inc. NRDE · Entity 7504 Exercise / conversionRestricted Stock Units · Derivative 2,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · derivative · entry 6

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F5 · derivative.exercise_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F5 · derivative.expiration_date: On May 19, 2022, the reporting person was granted 2,127 RSUs, vesting on May 19, 2023. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Stark Novus Financial Inc. NRDE · Entity 7504 Exercise / conversionRestricted Stock Units · Derivative 1,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · derivative · entry 5

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F4 · derivative.exercise_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

F4 · derivative.expiration_date: On February 5, 2022, the reporting person was granted 1,062 RSUs, vesting on May 19, 2022. The reporting person had elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events. The reporting person resigned from the Issuer's Board of Directors on the Effective Date, and the shares of Class A common stock underlying such RSUs were settled in connection therewith.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Stark Novus Financial Inc. NRDE · Entity 7504 Exercise / conversionRestricted Stock Units · Derivative 136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · derivative · entry 4

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On June 27, 2023, Lordstown Motors Corp., a Delaware corporation, together with its subsidiaries (collectively, the "Debtors"), filed voluntary petitions for relief (the "Chapter 11 Cases") under Chapter 11 of the United States Bankruptcy Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On March 5, 2024, the Bankruptcy Court entered an order (the "Confirmation Order") confirming the Third Modified First Amended Joint Chapter 11 Plan of Lordstown Motors Corp. and Its Affiliated Debtors (as may be further modified, amended, or supplemented, the "Plan"). On March 14, 2024 (the "Effective Date"), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases with the Company changing its name to Nu Ride Inc.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 410 RSUs, vesting in three equal annual installments beginning on February 5, 2022. Vesting and settlement of awards that was to occur during the pendency of the Chapter 11 Cases was stayed during that period until the Effective Date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Stark Novus Financial Inc. NRDE · Entity 7504 Exercise / conversionClass A common stock 2,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · nonDerivative · entry 3

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Stark Novus Financial Inc. NRDE · Entity 7504 Exercise / conversionClass A common stock 1,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · nonDerivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 21:09 UTC Stark Novus Financial Inc. NRDE · Entity 7504 Exercise / conversionClass A common stock 136 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-24-035633 · tm249101-3_4seq1.xml · nonDerivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2023 Filed Feb 8, 2023 00:07 UTC Stark Novus Financial Inc. RIDE · Entity 7504 Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-002110 · form4-02082023_120203.xml · derivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

Underlying: Class A Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2023 Filed Feb 8, 2023 00:07 UTC Stark Novus Financial Inc. RIDE · Entity 7504 Exercise / conversionClass A Common Stock 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-002110 · form4-02082023_120203.xml · nonDerivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:47 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantStock Options · Derivative 31,915 $0.00 Strike: $2.35 $0.00
Disclosure

SEC source: 0001415889-22-005562 · form4-05232022_040542.xml · derivative · entry 3

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires 2029-05-19

F2 · derivative.exercise_date: 31,915 stock options vest on May 19, 2023.

Read SEC document
May 19, 2022 Filed May 23, 2022 23:47 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantRestricted Stock Units · Derivative 31,915 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005562 · form4-05232022_040542.xml · derivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,915

Underlying: Class A Common Stock · 31,915 shares

Expires not disclosed

F1 · derivative.exercise_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

F1 · derivative.expiration_date: 31,915 restricted stock units ("RSUs") vest on May 19, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:25 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantRestricted Stock Units · Derivative 15,937 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001168 · form4-02082022_020257.xml · derivative · entry 5

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Underlying: Class A Common Stock · 15,937 shares

Expires not disclosed

F4 · derivative.exercise_date: 15,937 RSUs vest on February 5, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

F4 · derivative.expiration_date: 15,937 RSUs vest on February 5, 2023. The reporting person has elected to defer receipt of the shares of Class A common stock underlying such RSUs upon vesting until the occurrence of specified events.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:25 UTC Stark Novus Financial Inc. RIDE · Entity 7504 Exercise / conversionRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001168 · form4-02082022_020257.xml · derivative · entry 4

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting on February 5, 2022.

F3 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting on February 5, 2022.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:25 UTC Stark Novus Financial Inc. RIDE · Entity 7504 Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001168 · form4-02082022_020257.xml · derivative · entry 3

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,109

Underlying: Class A Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: On February 5, 2021, the reporting person was granted 6,164 RSUs, vesting in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:25 UTC Stark Novus Financial Inc. RIDE · Entity 7504 Exercise / conversionClass A Common Stock 6,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001168 · form4-02082022_020257.xml · nonDerivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:25 UTC Stark Novus Financial Inc. RIDE · Entity 7504 Exercise / conversionClass A Common Stock 2,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-001168 · form4-02082022_020257.xml · nonDerivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A common stock on a one-for-one basis.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:45 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016911 · tm215396-7_4seq1.xml · derivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:45 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016911 · tm215396-7_4seq1.xml · derivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 00:28 UTC Stark Novus Financial Inc. RIDE · Entity 7504 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 139,704 Not disclosed Strike: $1.79 Not disclosed
Disclosure

SEC source: 0001104659-20-118280 · a4.xml · derivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,704

Underlying: Class A Common Stock · 139,704 shares

Expires 2030-02-14

F1 · price: The options were received in exchange for options to purchase 2,500 shares of Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 27,940 options are fully vested and exercisable. 55,882 options vest on February 14, 2021, and 55,882 options vest on February 14, 2022.

F1 · derivative.exercise_date: The options were received in exchange for options to purchase 2,500 shares of Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"). Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. 27,940 options are fully vested and exercisable. 55,882 options vest on February 14, 2021, and 55,882 options vest on February 14, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.