Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stark Novus Financial Inc.RIDE · Entity 7504 | PRESIDENT | June 13, 2021 | June 15, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stark Novus Financial Inc.
Report date June 13, 2021 · Filed June 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.41 · Expires 2031-06-12 | Direct | 500,000 |
Reported balance
After 2021-06-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-06-13 · Grant · Acquired 500,000 · Balance 500,000 F1: The options vest pro rata on a monthly basis ending on the third anniversary of the grant date if the daily volume weighted average trading price of the Company's Class A common stock has exceeded $20 for at least 30 consecutive trading days. |
| Class A Common StockSEC Table I · non-derivative | Direct | 9,366 |
Reported balance
Holding disclosure · report date 2021-06-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,366 |
Filing footnotes · ownership attribution and instrument terms
F1: The options vest pro rata on a monthly basis ending on the third anniversary of the grant date if the daily volume weighted average trading price of the Company's Class A common stock has exceeded $20 for at least 30 consecutive trading days.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2021 Filed Jun 15, 2021 22:42 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantEmployee Stock Options · Derivative | 500,000 | $0.00 Strike: $11.41 | $0.00 |
DisclosureSEC source: 0001415889-21-003024 · form4-06152021_030629.xml · derivative · entry 2 Schmidt Phil Richard · CIK 0001827670 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires 2031-06-12 F1 · derivative.exercise_date: The options vest pro rata on a monthly basis ending on the third anniversary of the grant date if the daily volume weighted average trading price of the Company's Class A common stock has exceeded $20 for at least 30 consecutive trading days. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 02:43 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantEmployee Stock Options · Derivative | 18,500 | $0.00 Strike: $26.77 | $0.00 |
DisclosureSEC source: 0001104659-21-016909 · tm215396-20_4seq1.xml · derivative · entry 2 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Class A Common Stock · 18,500 shares Expires 2031-02-04 F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 22:39 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · derivative · entry 7 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,444 Underlying: Class A Common Stock · 50,000 shares Expires 2029-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 213,018 options are fully vested and exercisable, and 203,426 options vest on November 1, 2021. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 22:39 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 50,000 | $27.44 | $1,372,000.00 |
DisclosureSEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 5 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.40 to $27.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 22:39 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionClass A Common Stock | 50,000 | $1.79 | $89,500.00 |
DisclosureSEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 4 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:39 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.79 | $0.00 |
DisclosureSEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · derivative · entry 6 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,444 Underlying: Class A Common Stock · 150,000 shares Expires 2029-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 213,018 options are fully vested and exercisable, and 203,426 options vest on November 1, 2021. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:39 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 11,512 | $25.02 | $288,030.24 |
DisclosureSEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 3 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:39 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 150,000 | $24.51 | $3,676,500.00 |
DisclosureSEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 2 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,878 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 22:39 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | Exercise / conversionClass A Common Stock | 150,000 | $1.79 | $268,500.00 |
DisclosureSEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 1 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 22, 2020 02:01 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | SaleClass A Common Stock | 51,900 | $20.29 | $1,053,051.00 |
DisclosureSEC source: 0001104659-20-138219 · tm2039116-1_4seq1.xml · nonDerivative · entry 1 Schmidt Phil Richard · CIK 0001827670 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,878 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 00:31 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 616,444 | Not disclosed Strike: $1.79 | Not disclosed |
DisclosureSEC source: 0001104659-20-118288 · a4.xml · derivative · entry 3 Schmidt Phil Richard · CIK 0001827670 · Chief Production Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,444 Underlying: Class A Common Stock · 616,444 shares Expires 2029-11-01 F3 · price: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. F3 · derivative.exercise_date: The options were received in exchange for options to purchase 11,031.24 shares of Legacy Lordstown pursuant to the Merger Agreement. 209,592 options are fully vested and exercisable. 203,426 options vest on November 1, 2020, and 203,426 options vest on November 1, 2021. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 00:31 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantIncentive Stock Options (Right to Buy) · Derivative | 167,645 | Not disclosed Strike: $1.79 | Not disclosed |
DisclosureSEC source: 0001104659-20-118288 · a4.xml · derivative · entry 2 Schmidt Phil Richard · CIK 0001827670 · Chief Production Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,645 Underlying: Class A Common Stock · 167,645 shares Expires 2029-11-01 F2 · price: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021. F2 · derivative.exercise_date: The options were received in exchange for options to purchase 3,000 shares of Legacy Lordstown pursuant to the Merger Agreement. 55,882 options are fully vested and exercisable. 55,882 options vest on November 1, 2020, and 55,881 options vest on November 1, 2021. Read SEC document |
| October 23, 2020 Filed Oct 27, 2020 00:31 UTC | Stark Novus Financial Inc. RIDE · Entity 7504 | GrantClass A Common Stock | 72,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-118288 · a4.xml · nonDerivative · entry 1 Schmidt Phil Richard · CIK 0001827670 · Chief Production Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,778 F1 · price: The shares were acquired due to the automatic conversion of convertible promissory notes issued by Lordstown EV Corporation (f/k/a Lordstown Motors Corp.) ("Legacy Lordstown"), pursuant to the Agreement and Plan of Merger, dated August 1, 2020 (the "Merger Agreement"), among DiamondPeak Holdings Corp. (which subsequently changed its name to Lordstown Motors Corp., the "Issuer"), DPL Merger Sub Corp., a Delaware corporation and wholly owned subsidiary of the Issuer ("Merger Sub"), and Legacy Lordstown. Pursuant to the Merger Agreement, Merger Sub merged with and into Legacy Lordstown, with Legacy Lordstown surviving as the surviving company and as a wholly owned subsidiary of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.