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NEM

NEWMONT Corp /DE/

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1894
SEC CIK
0001164727
Parsed reports
2,137

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202606
Apr 202601
May 202603
Jun 202602
Jul 202601
Aug 202603
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 5, 2018 20:18 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 3,500 $38.58 $135,037.70
Disclosure

SEC source: 0001164727-18-000106 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,264

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.55 to $38.597. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:22 UTC SaleCommon Stock, $1.60 par value 3,000 $38.88 $116,640.00
Disclosure

SEC source: 0001164727-18-000108 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:26 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $38.88 $77,760.00
Disclosure

SEC source: 0001164727-18-000110 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 13,142

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:46 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 5,700 $38.74 $220,829.40
Disclosure

SEC source: 0001164727-18-000094 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,526

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:48 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $38.97 $77,940.00
Disclosure

SEC source: 0001164727-18-000095 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 15,142

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: 4,181 of these shares were previously reported as directly beneficially owned but were transferred to a revocable trust for the benefit of the reporting person and her spouse on March 7, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:49 UTC SaleCommon Stock, $1.60 par value 1,250 $38.97 $48,712.50
Disclosure

SEC source: 0001164727-18-000096 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,360

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:52 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,000 $38.74 $154,976.80
Disclosure

SEC source: 0001164727-18-000097 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 559,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.74 to $38.75. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F3 · balance_after: 248,040 of these shares were previously reported as directly beneficially owned but were transferred to a revocable trust for the benefit of the reporting person and his spouse on April 4, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:54 UTC
Dorward-King Elaine JDirector · EVP, S&ER
SaleCommon Stock, $1.60 par value 3,000 $38.75 $116,259.00
Disclosure

SEC source: 0001164727-18-000098 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:55 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 5,000 $38.97 $194,850.00
Disclosure

SEC source: 0001164727-18-000099 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,764

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:58 UTC
MacGowan William NEVP, Human Resources
SaleCommon Stock, $1.60 par value 5,000 $38.89 $194,445.50
Disclosure

SEC source: 0001164727-18-000100 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,410

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.885 to $38.905. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:23 UTC GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000064 · edgar.xml · nonDerivative · entry 1

Brook Bruce R · CIK 0001532580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,576

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:25 UTC GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000066 · edgar.xml · nonDerivative · entry 1

BOYCE GREGORY H · CIK 0001265769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,086

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:27 UTC
Doyle NoreenDirector
GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000068 · edgar.xml · nonDerivative · entry 1

Doyle Noreen · CIK 0001342906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,844

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:30 UTC
Bucknor KofiDirector
GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000070 · edgar.xml · nonDerivative · entry 1

Bucknor Kofi · CIK 0001554686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,026

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:32 UTC GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000072 · edgar.xml · nonDerivative · entry 1

Carrabba Joseph A · CIK 0001328270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,529

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:35 UTC GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000074 · edgar.xml · nonDerivative · entry 1

HAGEN VERONICA M · CIK 0001281028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,844

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:37 UTC GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000076 · edgar.xml · nonDerivative · entry 1

Hickok Sheri E. · CIK 0001712458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:43 UTC
Medori ReneDirector
GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000080 · edgar.xml · nonDerivative · entry 1

Medori Rene · CIK 0001737747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:45 UTC
Nelson JaneDirector
GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000082 · edgar.xml · nonDerivative · entry 1

Nelson Jane · CIK 0001532497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,576

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:47 UTC GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000084 · edgar.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,086

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:49 UTC GrantCommon Stock, $1.60 par value 3,933 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000086 · edgar.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,479

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 20:18 UTC
Kitlen JohnVP, Controller & CAO
Tax withholdingCommon Stock, $1.60 par value 830 $40.71 $33,789.30
Disclosure

SEC source: 0001164727-18-000062 · edgar.xml · nonDerivative · entry 1

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,971

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,886 stock-settled restricted stock units.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:19 UTC SaleCommon Stock, $1.60 par value 3,000 $39.33 $117,993.60
Disclosure

SEC source: 0001164727-18-000052 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.295 to $39.38. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:21 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,000 $39.31 $157,253.20
Disclosure

SEC source: 0001164727-18-000054 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 315,748

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.25 to $39.38. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:24 UTC SaleCommon Stock, $1.60 par value 1,250 $39.44 $49,300.00
Disclosure

SEC source: 0001164727-18-000056 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,610

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:26 UTC
Lawson Scott PEVP & Chief Technology Officer
SaleCommon Stock, $1.60 par value 1,489 $39.35 $58,592.60
Disclosure

SEC source: 0001164727-18-000058 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,091

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $39.32 to $39.40. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:13 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 1,000 $38.06 $38,060.00
Disclosure

SEC source: 0001164727-18-000047 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 319,748

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:15 UTC SaleCommon Stock, $1.60 par value 1,250 $38.06 $47,575.00
Disclosure

SEC source: 0001164727-18-000048 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,860

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:17 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 5,000 $37.91 $189,550.00
Disclosure

SEC source: 0001164727-18-000049 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,764

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:19 UTC
MacGowan William NEVP, Human Resources
SaleCommon Stock, $1.60 par value 5,000 $38.06 $190,300.00
Disclosure

SEC source: 0001164727-18-000050 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,410

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:22 UTC Tax withholdingCommon Stock, $1.60 par value 2,175 $38.74 $84,259.50
Disclosure

SEC source: 0001164727-18-000037 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,110

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,330 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:26 UTC
Goldberg Gary JDirector · President and CEO
Tax withholdingCommon Stock, $1.60 par value 9,980 $38.74 $386,625.20
Disclosure

SEC source: 0001164727-18-000039 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,573

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,691 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:28 UTC
MacGowan William NEVP, Human Resources
Tax withholdingCommon Stock, $1.60 par value 1,809 $38.74 $70,080.66
Disclosure

SEC source: 0001164727-18-000040 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,410

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,113 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:30 UTC
Engel E RandallEVP, Strategic Development
Tax withholdingCommon Stock, $1.60 par value 3,643 $38.74 $141,129.82
Disclosure

SEC source: 0001164727-18-000041 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,226

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,283 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:32 UTC
Buese NancyEVP & CFO
Tax withholdingCommon Stock, $1.60 par value 3,316 $38.74 $128,461.84
Disclosure

SEC source: 0001164727-18-000042 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,758

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,497 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:35 UTC Tax withholdingCommon Stock, $1.60 par value 1,819 $38.74 $70,468.06
Disclosure

SEC source: 0001164727-18-000043 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,831

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,134 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:39 UTC
Lawson Scott PEVP & Chief Technology Officer
Tax withholdingCommon Stock, $1.60 par value 2,073 $38.74 $80,308.02
Disclosure

SEC source: 0001164727-18-000044 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,580

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,712 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:40 UTC
Kitlen JohnVP, Controller & CAO
Tax withholdingCommon Stock, $1.60 par value 1,124 $38.74 $43,543.76
Disclosure

SEC source: 0001164727-18-000045 · edgar.xml · nonDerivative · entry 1

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,851

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,677 stock-settled restricted stock units.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 21:41 UTC
Gottesfeld Stephen PEVP and General Counsel
Tax withholdingCommon Stock, $1.60 par value 2,517 $38.74 $97,508.58
Disclosure

SEC source: 0001164727-18-000046 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,764

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,722 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:57 UTC
Buese NancyEVP & CFO
GrantCommon Stock, $1.60 par value 21,383 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000028 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,074

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:59 UTC
Lawson Scott PEVP & Chief Technology Officer
Tax withholdingCommon Stock, $1.60 par value 2,195 $39.01 $85,626.95
Disclosure

SEC source: 0001164727-18-000029 · edgar.xml · nonDerivative · entry 4

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,653

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,989 stock-settled restricted stock units.

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February 26, 2018 Filed Feb 28, 2018 21:59 UTC
Lawson Scott PEVP & Chief Technology Officer
Tax withholdingCommon Stock, $1.60 par value 33,411 $39.01 $1,303,363.11
Disclosure

SEC source: 0001164727-18-000029 · edgar.xml · nonDerivative · entry 3

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,848

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 75,968 stock-settled restricted stock units.

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February 26, 2018 Filed Feb 28, 2018 21:59 UTC
Lawson Scott PEVP & Chief Technology Officer
GrantCommon Stock, $1.60 par value 75,968 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000029 · edgar.xml · nonDerivative · entry 2

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,259

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:59 UTC
Lawson Scott PEVP & Chief Technology Officer
GrantCommon Stock, $1.60 par value 13,035 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000029 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,291

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:04 UTC
Kitlen JohnVP, Controller & CAO
Tax withholdingCommon Stock, $1.60 par value 777 $39.01 $30,310.77
Disclosure

SEC source: 0001164727-18-000030 · edgar.xml · nonDerivative · entry 4

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,975

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,849 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:04 UTC
Kitlen JohnVP, Controller & CAO
Tax withholdingCommon Stock, $1.60 par value 4,715 $39.01 $183,932.15
Disclosure

SEC source: 0001164727-18-000030 · edgar.xml · nonDerivative · entry 3

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,752

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,260 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:04 UTC
Kitlen JohnVP, Controller & CAO
GrantCommon Stock, $1.60 par value 11,260 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000030 · edgar.xml · nonDerivative · entry 2

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,467

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:04 UTC
Kitlen JohnVP, Controller & CAO
GrantCommon Stock, $1.60 par value 6,139 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000030 · edgar.xml · nonDerivative · entry 1

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,207

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:07 UTC
Goldberg Gary JDirector · President and CEO
Tax withholdingCommon Stock, $1.60 par value 10,518 $39.01 $410,307.18
Disclosure

SEC source: 0001164727-18-000031 · edgar.xml · nonDerivative · entry 4

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,553

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,914 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:07 UTC
Goldberg Gary JDirector · President and CEO
Tax withholdingCommon Stock, $1.60 par value 160,139 $39.01 $6,247,022.39
Disclosure

SEC source: 0001164727-18-000031 · edgar.xml · nonDerivative · entry 3

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,071

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 364,116 stock-settled restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.