Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BASIC ENERGY SERVICES, INC.BASX · Entity 139243 | Director | March 09, 2020 | March 11, 2020 |
| California Resources CorpCRC · Entity 3937 | Director | April 28, 2023 | May 02, 2023 |
| Calumet, Inc. /DECLMT · Entity 3988 | Director | July 09, 2026 | July 13, 2026 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | May 13, 2026 | May 15, 2026 |
| SM Energy CoSM · Entity 3577 | Director | June 22, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BASIC ENERGY SERVICES, INC.
Report date March 09, 2020 · Filed March 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,600 |
Ending reported balance
After 2020-03-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-09 · Exercise / conversion · Acquired 7,700 · Balance 44,300 Row 2 · 2020-03-09 · Exercise / conversion · Disposed 7,700 · Balance 36,600 F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-09 · Exercise / conversion · Disposed 7,700 · Balance 0 F2: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. |
Filing footnotes · ownership attribution and instrument terms
F1: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13.
F2: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit.
California Resources Corp
Report date April 28, 2023 · Filed May 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,740 |
Reported balance
After 2023-04-28 transaction · row 1
1 source rowRow 1 · 2023-04-28 · Grant · Acquired 5,029 · Balance 37,740 F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest on April 28, 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest on April 28, 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service.
Calumet, Inc. /DE
Report date July 09, 2026 · Filed July 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 7,067 |
Reported balance
After 2026-07-09 transaction · row 1
1 source rowRow 1 · 2026-07-09 · Exercise / conversion · Acquired 7,067 · Balance 7,067 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-07-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-09 · Exercise / conversion · Disposed 7,067 · Balance 0 F1: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. F2: 100% of the Restricted Stock Units vested on June 2, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.
F2: 100% of the Restricted Stock Units vested on June 2, 2026.
NEWMONT Corp /DE/
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 46,797 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 1,645 · Balance 46,797 F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.
SM Energy Co
Report date June 22, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | Direct | 120,191 |
Reported balance
After 2026-06-22 transaction · row 1
1 source rowRow 1 · 2026-06-22 · Grant · Acquired 10,377 · Balance 120,191 F1: On June 22, 2026, the Reporting Person was granted 10,377 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 22, 2026, the Reporting Person was granted 10,377 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2026 Filed Jul 13, 2026 20:02 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | Exercise / conversionRestricted Stock Unit · Derivative | 7,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-047998 · wk-form4_1783972962.xml · derivative · entry 2 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 7,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. F2 · derivative.exercise_date: 100% of the Restricted Stock Units vested on June 2, 2026. F2 · derivative.expiration_date: 100% of the Restricted Stock Units vested on June 2, 2026. Read SEC document |
| July 09, 2026 Filed Jul 13, 2026 20:02 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | Exercise / conversionCommon Stock, par value $0.01 per share | 7,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-047998 · wk-form4_1783972962.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2026 Filed Jun 23, 2026 20:38 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock, $.01 Par Value | 10,377 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-26-000087 · wk-form4_1782247079.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,191 F1 · kind: On June 22, 2026, the Reporting Person was granted 10,377 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2026. Read SEC document |
| June 02, 2026 Filed Jun 4, 2026 20:26 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | GrantRestricted Stock Unit · Derivative | 3,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001364531-26-000003 · form4-06042026_080635.xml · derivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,461 Underlying: Common Stock, par value $0.01 per share · 3,461 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. F2 · derivative.exercise_date: Restricted Stock Units vest upon the earlier of June 2, 2027 or the date on which Calumet, Inc. holds its Annual Meeting in 2027. Restricted Stock Units will be settled upon vesting. F2 · derivative.expiration_date: Restricted Stock Units vest upon the earlier of June 2, 2027 or the date on which Calumet, Inc. holds its Annual Meeting in 2027. Restricted Stock Units will be settled upon vesting. Read SEC document |
| May 13, 2026 Filed May 15, 2026 20:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001364531-26-000002 · form4.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,797 F1 · shares: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 20:05 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | GrantRestricted Stock Unit · Derivative | 7,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017169 · form4-06132025_080653.xml · derivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,067 Underlying: Common Stock, par value $0.01 per share · 7,067 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. F2 · derivative.exercise_date: Restricted Stock Units vest upon the earlier of June 11, 2026 or the date on which Calumet, Inc. holds its Annual Meeting in 2026. Restricted Stock Units will be settled upon vesting. F2 · derivative.expiration_date: Restricted Stock Units vest upon the earlier of June 11, 2026 or the date on which Calumet, Inc. holds its Annual Meeting in 2026. Restricted Stock Units will be settled upon vesting. Read SEC document |
| June 10, 2025 Filed Jun 11, 2025 20:30 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock, $.01 Par Value | 14,022 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-25-000058 · wk-form4_1749673848.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,814 F1 · kind: On June 10, 2025, the Reporting Person was granted 14,022 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2025. Read SEC document |
| May 01, 2025 Filed May 5, 2025 21:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-008505 · form4.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,152 F1 · shares: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| June 21, 2024 Filed Jun 21, 2024 20:29 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock, $.01 Par Value | 6,764 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-24-000050 · wk-form4_1719001789.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,792 F1 · kind: On June 21, 2024, the reporting person was granted 6,764 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2024. Read SEC document |
| April 26, 2024 Filed Apr 30, 2024 23:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-009084 · form4.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,657 F1 · shares: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 20:54 UTC | SM Energy Co SM · Entity 3577 | SaleCommon Stock, $.01 Par Value | 44,000 | $42.06 | $1,850,640.00 |
DisclosureSEC source: 0000893538-23-000098 · wk-form4_1693601666.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,028 Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 20:27 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock, $.01 Par Value | 11,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-23-000044 · wk-form4_1686774428.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,028 F1 · kind: On June 13, 2023, the reporting person was granted 11,084 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2023. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:10 UTC | California Resources Corp CRC · Entity 3937 | GrantCommon Stock | 5,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-23-000054 · wf-form4_168306180499509.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,740 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest on April 28, 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service. Read SEC document |
| April 28, 2023 Filed May 2, 2023 22:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-009970 · form4.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,445 F1 · shares: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| October 21, 2022 Filed Nov 22, 2022 21:43 UTC | SM Energy Co SM · Entity 3577 | SaleCommon Stock, $.01 Par Value | 22,300 | $42.79 | $954,217.00 |
DisclosureSEC source: 0000893538-22-000151 · wf-form4_166915337074166.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,944 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 15, 2022. Read SEC document |
| June 14, 2022 Filed Jun 14, 2022 20:52 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock, $.01 Par Value | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-22-000059 · wf-form4_165523990290377.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,244 F1 · kind: On June 14, 2022, the reporting person was granted 3,621 shares of the Issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 21:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-010793 · form4.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,648 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 20:55 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock, $.01 Par Value | 8,041 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-21-000050 · wf-form4_162448169916665.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,623 F1 · kind: On June 21, 2021, the reporting person was granted 8,041 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2021. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 21:15 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-21-000127 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,233 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:40 UTC | California Resources Corp CRC · Entity 3937 | GrantCommon Stock | 32,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001609253-21-000031 · wf-form4_161178360385138.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,711 F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest in three equal installments on each of January 25, 2022, 2023 and 2024 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is six months and one day following the Reporting Person's separation from service. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 21:09 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock, $.01 Par Value | 27,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-20-000089 · wf-form4_159182335399500.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,582 F1 · kind: On June 9, 2020, the reporting person was granted 27,028 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2020. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000123 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,345 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 18:29 UTC | SM Energy Co SM · Entity 3577 | PurchaseCommon Stock, $.01 Par Value | 40,000 | $2.00 | $80,000.00 |
DisclosureSEC source: 0000893538-20-000028 · wf-form4_158403775118309.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,554 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 19:15 UTC | BASIC ENERGY SERVICES, INC. BASX · Entity 139243 | Exercise / conversionRestricted Stock Units · Derivative | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-20-000048 · wf-form4_158396851467643.xml · derivative · entry 3 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each time-based restricted stock unit granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. F1 · derivative.exercise_date: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. F1 · derivative.expiration_date: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 19:15 UTC | BASIC ENERGY SERVICES, INC. BASX · Entity 139243 | Exercise / conversionCommon Stock | 7,700 | $0.13 | $1,001.00 |
DisclosureSEC source: 0001109189-20-000048 · wf-form4_158396851467643.xml · nonDerivative · entry 2 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Board of Directors of the issuer approved accelerated vesting of the Reporting Person's restricted stock units that were otherwise scheduled to vest on May 15, 2020. On March 9, 2020, the restricted stock units were settled in cash based on the closing price on March 9, 2020 of $0.13. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 19:15 UTC | BASIC ENERGY SERVICES, INC. BASX · Entity 139243 | Exercise / conversionCommon Stock | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-20-000048 · wf-form4_158396851467643.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 21:36 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock; $.01 Par Value | 10,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-19-000057 · wf-form4_156141217622752.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,554 F1 · kind: On June 21, 2019, the reporting person was granted 10,345 shares of the issuer's common stock for compensation as a board member. These shares of restricted stock will vest in full on December 31, 2019. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 21:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000149 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,736 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:08 UTC | BASIC ENERGY SERVICES, INC. BAS · Entity 139243 | GrantRestricted Stock Units · Derivative | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-19-000105 · wf-form4_155812728245380.xml · derivative · entry 2 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Underlying: Common Stock · 7,700 shares Expires not disclosed F2 · derivative.exercise_price: Time-based restricted stock units granted under the Plan, with 100% of the restricted stock units vesting on May 15, 2020. Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. F2 · derivative.exercise_date: Time-based restricted stock units granted under the Plan, with 100% of the restricted stock units vesting on May 15, 2020. Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. F2 · derivative.expiration_date: Time-based restricted stock units granted under the Plan, with 100% of the restricted stock units vesting on May 15, 2020. Each cash-settled restricted stock unit subject to this award is the economic equivalent of one share of the issuer's common stock and must be settled solely in cash, subject to a maximum settlement amount of $9.00 per such restricted stock unit. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:08 UTC | BASIC ENERGY SERVICES, INC. BAS · Entity 139243 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-19-000105 · wf-form4_155812728245380.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,600 F1 · security: Shares of restricted stock granted under the First Amended Basic Energy Services, Inc. Non-Employee Director Incentive Plan, as amended, (the "Plan") with 100% of the shares of restricted stock vesting on May 15, 2020. Read SEC document |
| August 03, 2018 Filed Aug 3, 2018 17:12 UTC | BASIC ENERGY SERVICES, INC. BAS · Entity 139243 | PurchaseCommon Stock | 4,500 | $7.57 | $34,065.00 |
DisclosureSEC source: 0001109189-18-000110 · wf-form4_153333070866043.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,600 Read SEC document |
| June 25, 2018 Filed Jun 25, 2018 22:19 UTC | SM Energy Co SM · Entity 3577 | GrantCommon Stock; $.01 Par Value | 6,780 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-18-000057 · wf-form4_152996517665033.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,209 Read SEC document |
| May 21, 2018 Filed May 23, 2018 16:43 UTC | BASIC ENERGY SERVICES, INC. BAS · Entity 139243 | GrantCommon Stock | 7,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-18-000088 · wf-form4_152710818008300.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,100 F1 · security: Shares of restricted stock granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan, with 100% of the shares of restricted stock vesting on December 23, 2018. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-18-000084 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,086 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| June 15, 2017 Filed Jun 15, 2017 19:56 UTC | SM Energy Co SM · Entity 3577 | GrantRestricted Stock Units · Derivative | 8,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000893538-17-000072 · wf-form4_149755659039750.xml · derivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,794 Underlying: Common Stock · 8,794 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on December 31, 2017. The vested shares will be issued to the reporting person on May 25, 2027, or the date the reporting person ceases to be a member of the issuer's Board of Directors, whichever occurs earlier. F2 · shares: On June 15, 2017, the reporting person was granted 8,794 of the issuer's restricted stock units for compensation as a board member. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on December 31, 2017. The vested shares will be issued to the reporting person on May 25, 2027, or the date the reporting person ceases to be a member of the issuer's Board of Directors, whichever occurs earlier. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests on December 31, 2017. The vested shares will be issued to the reporting person on May 25, 2027, or the date the reporting person ceases to be a member of the issuer's Board of Directors, whichever occurs earlier. Read SEC document |
| May 25, 2017 Filed May 30, 2017 17:28 UTC | BASIC ENERGY SERVICES, INC. BAS · Entity 139243 | GrantCommon Stock | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001109189-17-000060 · wf-form4_149617970323020.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 F1 · security: Shares of restricted stock granted under the Basic Energy Services, Inc. Non-Employee Director Incentive Plan, with 100% of the shares of restricted stock vesting on December 23, 2017. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000050 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,153 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 16:52 UTC | SM Energy Co SM · Entity 3577 | PurchaseCommon Stock; $.01 Par Value | 20,000 | $24.59 | $491,800.00 |
DisclosureSEC source: 0000893538-17-000025 · wf-form4_148916472895109.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,429 Read SEC document |
| April 21, 2016 Filed Apr 25, 2016 21:28 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-16-000111 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,443 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| October 28, 2015 Filed Oct 30, 2015 21:12 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 7,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-15-000057 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,722 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the 2013 Stock Incentive Compensation Plan in connection with the reporting person's election to the Company's Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU, as such 7,722 shares are reported as beneficially owned in Table I above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.