Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP, Strategic Development | March 10, 2021 | March 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date March 10, 2021 · Filed March 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 237,281 |
Reported balance
After 2021-03-10 transaction · row 1
1 source rowRow 1 · 2021-03-10 · Sale · Disposed 5,000 · Balance 237,281 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2021 Filed Mar 12, 2021 21:42 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $57.72 | $288,600.00 |
DisclosureSEC source: 0001164727-21-000087 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,281 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 12,904 | $55.01 | $709,849.04 |
DisclosureSEC source: 0001164727-21-000079 · edgar.xml · nonDerivative · entry 4 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,281 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 29,392 stock-settled performance stock units. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 29,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-21-000079 · edgar.xml · nonDerivative · entry 3 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,185 Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,439 | $55.01 | $134,169.39 |
DisclosureSEC source: 0001164727-21-000079 · edgar.xml · nonDerivative · entry 2 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,793 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,554 stock-settled restricted stock units. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,645 | $56.63 | $149,786.35 |
DisclosureSEC source: 0001164727-21-000079 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,232 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,023 stock-settled restricted stock units. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 1,926 | $56.76 | $109,319.76 |
DisclosureSEC source: 0001164727-21-000058 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,877 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,386 stock-settled restricted stock units. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 26,594 | $57.12 | $1,519,049.28 |
DisclosureSEC source: 0001164727-21-000038 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,803 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 60,520 stock-settled restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $60.73 | $303,650.00 |
DisclosureSEC source: 0001164727-21-000018 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,397 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $62.64 | $313,200.00 |
DisclosureSEC source: 0001164727-21-000010 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,397 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $61.10 | $305,500.00 |
DisclosureSEC source: 0001164727-20-000247 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,397 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Number of shares includes the receipt of 56 shares for no consideration through an inheritance. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $64.31 | $321,550.00 |
DisclosureSEC source: 0001164727-20-000239 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $63.40 | $317,000.00 |
DisclosureSEC source: 0001164727-20-000220 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:30 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $66.17 | $330,850.00 |
DisclosureSEC source: 0001164727-20-000203 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:55 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $64.50 | $322,500.00 |
DisclosureSEC source: 0001164727-20-000191 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 21:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $63.54 | $317,700.00 |
DisclosureSEC source: 0001164727-20-000164 · primary_doc.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 10, 2020 Filed Jun 15, 2020 12:30 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $58.31 | $291,550.00 |
DisclosureSEC source: 0001164727-20-000154 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 13, 2020 Filed May 14, 2020 20:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $63.34 | $221,690.00 |
DisclosureSEC source: 0001164727-20-000146 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 33,000 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-20-000142 · edgar.xml · derivative · entry 6 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,000 shares Expires 2021-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vested in approximately equal annual installments on April 25, 2012, April 25, 2013 and April 25, 2014, respectively. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 34,982 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001164727-20-000142 · edgar.xml · derivative · entry 5 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,982 shares Expires 2020-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in approximately equal annual installments on April 29, 2011, April 30, 2012 and April 29, 2013, respectively. F4 · derivative.expiration_date: The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 33,000 | $65.04 | $2,146,415.70 |
DisclosureSEC source: 0001164727-20-000142 · edgar.xml · nonDerivative · entry 4 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,841 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.75 to $65.44. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 33,000 | $58.69 | $1,936,605.00 |
DisclosureSEC source: 0001164727-20-000142 · edgar.xml · nonDerivative · entry 3 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 34,982 | $65.60 | $2,294,745.74 |
DisclosureSEC source: 0001164727-20-000142 · edgar.xml · nonDerivative · entry 2 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,841 F1 · price: This transaction was executed in multiple trades at prices ranging from $65.24 to $65.74. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 34,982 | $55.68 | $1,947,622.85 |
DisclosureSEC source: 0001164727-20-000142 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 22:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $49.79 | $174,265.00 |
DisclosureSEC source: 0001164727-20-000096 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,841 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $47.98 | $167,933.50 |
DisclosureSEC source: 0001164727-20-000083 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 3,644 | $48.30 | $176,005.20 |
DisclosureSEC source: 0001164727-20-000064 · edgar.xml · nonDerivative · entry 4 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,841 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,284 stock-settled restricted stock units. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 17,842 | $48.30 | $861,768.60 |
DisclosureSEC source: 0001164727-20-000064 · edgar.xml · nonDerivative · entry 3 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,485 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 40,568 stock-settled restricted stock units. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 40,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000064 · edgar.xml · nonDerivative · entry 2 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,327 Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,443 | $49.17 | $120,122.31 |
DisclosureSEC source: 0001164727-20-000064 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,759 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,554 stock-settled restricted stock units. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,676 | $50.07 | $133,987.32 |
DisclosureSEC source: 0001164727-20-000056 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,202 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,023 stock-settled restricted stock units. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000027 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,878 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $44.08 | $154,280.00 |
DisclosureSEC source: 0001164727-20-000022 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,719 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 23:28 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $43.29 | $151,515.00 |
DisclosureSEC source: 0001164727-20-000010 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,219 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 21:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $40.35 | $141,225.00 |
DisclosureSEC source: 0001164727-19-000265 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,719 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 23:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $37.18 | $130,130.00 |
DisclosureSEC source: 0001164727-19-000255 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,219 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 20:07 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $38.82 | $135,870.00 |
DisclosureSEC source: 0001164727-19-000248 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,719 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $38.48 | $134,680.00 |
DisclosureSEC source: 0001164727-19-000237 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,219 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 20:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $38.65 | $135,275.00 |
DisclosureSEC source: 0001164727-19-000218 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,719 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 20:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $39.00 | $136,500.00 |
DisclosureSEC source: 0001164727-19-000197 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,219 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 21:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $35.15 | $123,025.00 |
DisclosureSEC source: 0001164727-19-000158 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,719 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 27, 2019 Filed Mar 2, 2019 00:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 3,643 | $34.35 | $125,137.05 |
DisclosureSEC source: 0001164727-19-000076 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,219 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,283 stock-settled restricted stock units. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,443 | $35.46 | $86,628.78 |
DisclosureSEC source: 0001164727-19-000044 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,862 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,554 stock-settled restricted stock units. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 18,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000030 · edgar.xml · nonDerivative · entry 5 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,305 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 3,727 | $36.73 | $136,892.71 |
DisclosureSEC source: 0001164727-19-000030 · edgar.xml · nonDerivative · entry 4 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,235 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,473 stock-settled restricted stock units. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 58,237 | $36.73 | $2,139,045.01 |
DisclosureSEC source: 0001164727-19-000030 · edgar.xml · nonDerivative · entry 3 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,962 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 132,352 stock-settled restricted stock units. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 132,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000030 · edgar.xml · nonDerivative · entry 2 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,199 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 17,100 | $37.14 | $635,018.76 |
DisclosureSEC source: 0001164727-19-000030 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,847 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.01 to $37.22. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| December 28, 2018 Filed Feb 5, 2019 22:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | OtherCommon Stock, $1.60 par value | 54,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000020 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,947 F1 · kind: Since the date of the reporting person's last ownership report on Form 4, 54,579 shares of the issuer's common stock, which were previously reported as directly beneficially owned by Mr. Engel, were transferred in an exempt transaction in accordance with an order entered under Colorado Revised Statute Title 14, Article 10. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,700 | $38.74 | $220,829.40 |
DisclosureSEC source: 0001164727-18-000094 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,526 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 21:30 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 3,643 | $38.74 | $141,129.82 |
DisclosureSEC source: 0001164727-18-000041 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,226 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,283 stock-settled restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.