Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Metallus Inc.TMST · Entity 5137 | Director | May 06, 2020 | May 06, 2020 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | June 05, 2019 | June 07, 2019 |
| NIOCORP DEVELOPMENTS LTDNIOBF · Entity 5368 | Director | September 18, 2020 | October 20, 2020 |
| UNITED STATES ANTIMONY CORPUAMY · Entity 183 | Director | September 01, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Metallus Inc.
Report date May 06, 2020 · Filed May 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 78,564 |
Reported balance
After 2020-05-06 transaction · row 1
1 source rowRow 1 · 2020-05-06 · Grant · Acquired 36,925 · Balance 78,564 |
NEWMONT Corp /DE/
Report date June 05, 2019 · Filed June 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 48,179 |
Reported balance
After 2019-06-05 transaction · row 1
1 source rowRow 1 · 2019-06-05 · Grant · Acquired 4,650 · Balance 48,179 F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.
NIOCORP DEVELOPMENTS LTD
Report date September 18, 2020 · Filed October 20, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.64 · Expires 2023-09-18 | Direct | 250,000 |
Reported balance
After 2020-09-18 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-09-18 · Grant · Acquired 250,000 · Balance 250,000 F1: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020.
UNITED STATES ANTIMONY CORP
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 198,401 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Purchase · Acquired 21,300 · Balance 198,401 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 1, 2026 21:31 UTC | UNITED STATES ANTIMONY CORP UAMY · Entity 183 | PurchaseCommon Stock | 21,300 | $4.72 | $100,536.00 |
DisclosureSEC source: 0001104659-26-104378 · tm2624616-1_4seq1.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,401 Read SEC document |
| January 15, 2026 Filed Jan 23, 2026 21:36 UTC | UNITED STATES ANTIMONY CORP UAMY · Entity 183 | GrantStock Option · Derivative | 12,259 | Not disclosed Strike: $8.29 | Not disclosed |
DisclosureSEC source: 0001104659-26-006260 · tm263951-2_4seq1.xml · derivative · entry 2 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,259 shares Expires not disclosed F2 · security: Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date. F2 · shares: Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date. F2 · price: Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date. F2 · derivative.exercise_date: Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date. F2 · derivative.expiration_date: Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date. F2 · balance_after: Represents shares of Common Stock underlying a time-based vesting stock option award granted on January 15, 2026 under the Issuer's Amended & Restated 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 4,087 shares of the 12,259 total number of shares on January 15, 2027, and an additional one-third of the total number of shares will vest on January 18, 2028 and January 16, 2029, subject to the Reporting Person's continued service through any vesting date. Read SEC document |
| January 15, 2026 Filed Jan 23, 2026 21:36 UTC | UNITED STATES ANTIMONY CORP UAMY · Entity 183 | GrantCommon Stock | 6,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-006260 · tm263951-2_4seq1.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,702 F1 · security: Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 6,635 shares of the 19,903 total number of shares of the RSU award will vest on January 15, 2026, and an additional one-third of the total number of shares will vest on January 15, 2027 and January 18, 2028, subject to the Reporting Person's continued service through each vesting date. F1 · date: Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on January 15, 2026, under the Issuer's Amended & Restated 2023 Equity Incentive Plan. One-third, or 6,635 shares of the 19,903 total number of shares of the RSU award will vest on January 15, 2026, and an additional one-third of the total number of shares will vest on January 15, 2027 and January 18, 2028, subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| May 27, 2025 Filed Jun 11, 2025 12:23 UTC | UNITED STATES ANTIMONY CORP UAMY · Entity 183 | GrantStock Option · Derivative | 34,100 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001654954-25-006813 · section16.xml · derivative · entry 2 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,100 shares Expires not disclosed F2 · security: Represents shares of Common Stock underlying a time-based vesting stock option award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 11,367 shares of the 34,100 total number of shares on May 27, 2026 and an additional one-third of the total number of shares will vest on May 27, 2027 and May 27, 2028, subject to the Reporting Person's continued service through any vesting date. F2 · shares: Represents shares of Common Stock underlying a time-based vesting stock option award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 11,367 shares of the 34,100 total number of shares on May 27, 2026 and an additional one-third of the total number of shares will vest on May 27, 2027 and May 27, 2028, subject to the Reporting Person's continued service through any vesting date. F2 · price: Represents shares of Common Stock underlying a time-based vesting stock option award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 11,367 shares of the 34,100 total number of shares on May 27, 2026 and an additional one-third of the total number of shares will vest on May 27, 2027 and May 27, 2028, subject to the Reporting Person's continued service through any vesting date. F2 · derivative.exercise_date: Represents shares of Common Stock underlying a time-based vesting stock option award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 11,367 shares of the 34,100 total number of shares on May 27, 2026 and an additional one-third of the total number of shares will vest on May 27, 2027 and May 27, 2028, subject to the Reporting Person's continued service through any vesting date. F2 · derivative.expiration_date: Represents shares of Common Stock underlying a time-based vesting stock option award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 11,367 shares of the 34,100 total number of shares on May 27, 2026 and an additional one-third of the total number of shares will vest on May 27, 2027 and May 27, 2028, subject to the Reporting Person's continued service through any vesting date. F2 · balance_after: Represents shares of Common Stock underlying a time-based vesting stock option award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 11,367 shares of the 34,100 total number of shares on May 27, 2026 and an additional one-third of the total number of shares will vest on May 27, 2027 and May 27, 2028, subject to the Reporting Person's continued service through any vesting date. Read SEC document |
| May 27, 2025 Filed Jun 11, 2025 12:23 UTC | UNITED STATES ANTIMONY CORP UAMY · Entity 183 | GrantCommon Stock | 22,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-006813 · section16.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,067 F1 · date: Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. One-third, or 22,733 shares of the 68,200 total number of shares, of the RSU award vested on May 27, 2025 and an additional one-third of the total number of shares will vest on May 27, 2026 and May 27, 2027 subject to the Reporting Person's continued service through each vesting date. F1 · shares: Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. One-third, or 22,733 shares of the 68,200 total number of shares, of the RSU award vested on May 27, 2025 and an additional one-third of the total number of shares will vest on May 27, 2026 and May 27, 2027 subject to the Reporting Person's continued service through each vesting date. F1 · price: Represents shares of Common Stock underlying a time-based vesting restricted stock unit ("RSU") award granted on May 27, 2025 under the Issuer's 2023 Equity Incentive Plan. One-third, or 22,733 shares of the 68,200 total number of shares, of the RSU award vested on May 27, 2025 and an additional one-third of the total number of shares will vest on May 27, 2026 and May 27, 2027 subject to the Reporting Person's continued service through each vesting date. Read SEC document |
| March 01, 2024 Filed Aug 2, 2024 01:04 UTC | UNITED STATES ANTIMONY CORP UAMY · Entity 183 | GrantStock Option · Derivative | 250,000 | Not disclosed Strike: $0.22 | Not disclosed |
DisclosureSEC source: 0001654954-24-009828 · section16.xml · derivative · entry 2 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires not disclosed F2 · security: Represents shares of Common Stock underlying a stock option award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 83,333 shares of the 250,000 total number of shares on March 1, 2025 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through any vesting date. F2 · shares: Represents shares of Common Stock underlying a stock option award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 83,333 shares of the 250,000 total number of shares on March 1, 2025 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through any vesting date. F2 · price: Represents shares of Common Stock underlying a stock option award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 83,333 shares of the 250,000 total number of shares on March 1, 2025 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through any vesting date. F2 · derivative.exercise_date: Represents shares of Common Stock underlying a stock option award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 83,333 shares of the 250,000 total number of shares on March 1, 2025 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through any vesting date. F2 · derivative.expiration_date: Represents shares of Common Stock underlying a stock option award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 83,333 shares of the 250,000 total number of shares on March 1, 2025 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through any vesting date. F2 · balance_after: Represents shares of Common Stock underlying a stock option award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. The stock option will vest as to one-third, or 83,333 shares of the 250,000 total number of shares on March 1, 2025 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through any vesting date. Read SEC document |
| March 01, 2024 Filed Aug 2, 2024 01:04 UTC | UNITED STATES ANTIMONY CORP UAMY · Entity 183 | GrantCommon Stock | 41,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-24-009828 · section16.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,667 F1 · security: Represents shares of Common Stock underlying a restricted stock unit ("RSU") award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. One-third, or 41,667 shares of the 125,000 total number of shares, of the RSU award vested on March 1, 2024 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through each vesting date F1 · shares: Represents shares of Common Stock underlying a restricted stock unit ("RSU") award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. One-third, or 41,667 shares of the 125,000 total number of shares, of the RSU award vested on March 1, 2024 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through each vesting date F1 · price: Represents shares of Common Stock underlying a restricted stock unit ("RSU") award granted on March 1, 2024 under the Issuer's 2023 Equity Incentive Plan. One-third, or 41,667 shares of the 125,000 total number of shares, of the RSU award vested on March 1, 2024 and an additional one-third of the total number of shares on each annual anniversary thereafter, subject to the Reporting Person's continued service through each vesting date Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 01:11 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000886 · sf0026h_form4.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:34 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000876 · sf0026h_form4.xml · derivative · entry 2 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:34 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | Exercise / conversionCommon Shares | 30,000 | $0.47 | $14,091.00 |
DisclosureSEC source: 0001785982-20-000876 · sf0026h_form4.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| September 18, 2020 Filed Oct 20, 2020 20:57 UTC Amendment | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001785982-20-000926 · sf0037h_form4.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2023-09-18 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.84 using an exchange rate of C$1.3200=US$1.00 as reported by the Bank of Canada on September 17, 2020. Read SEC document |
| May 06, 2020 Filed May 6, 2020 20:01 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 36,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027437 · doc4.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,564 Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 21:14 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000134 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,179 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| May 07, 2019 Filed May 8, 2019 18:56 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 11,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001598428-19-000055 · wf-form4_155734179476024.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,639 Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 15:03 UTC | Metallus Inc. TMST · Entity 5137 | GrantPhantom Shares · Derivative | 2,288 | $8.74 | $19,997.12 |
DisclosureSEC source: 0001598428-19-000003 · wf-form4_154644141165998.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,063 Underlying: Common Shares · 2,288 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share is the equivalent of one Issuer common share. F2 · derivative.exercise_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. F2 · derivative.expiration_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. Read SEC document |
| November 15, 2018 Filed Dec 6, 2018 22:47 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 325,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001615774-18-013967 · s114554_form4.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Shares · 325,000 shares Expires 2023-11-15 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.2773=US$1.00 as reported by the Bank of Canada on November 15, 2018. F2 · derivative.exercise_date: The option vests as follows: 50% on 05/15/2019; 25% on 11/15/2019; 25% on 05/15/2020. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 17:26 UTC | Metallus Inc. TMST · Entity 5137 | GrantPhantom Shares · Derivative | 1,345 | $14.87 | $20,000.15 |
DisclosureSEC source: 0001598428-18-000096 · wf-form4_153841479274775.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,775 Underlying: Common Shares · 1,345 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share is the equivalent of one Issuer common share. F2 · derivative.exercise_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. F2 · derivative.expiration_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 20:07 UTC | Metallus Inc. TMST · Entity 5137 | GrantPhantom Shares · Derivative | 1,223 | $16.35 | $19,996.05 |
DisclosureSEC source: 0001598428-18-000070 · wf-form4_153056201530088.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,430 Underlying: Common Shares · 1,223 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share is the equivalent of one Issuer common share. F2 · derivative.exercise_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. F2 · derivative.expiration_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. Read SEC document |
| May 03, 2018 Filed May 4, 2018 21:04 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 7,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001598428-18-000049 · wf-form4_152546783056671.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,904 Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-18-000072 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,529 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 15:18 UTC | Metallus Inc. TMST · Entity 5137 | GrantPhantom Shares · Derivative | 1,317 | $15.19 | $20,005.23 |
DisclosureSEC source: 0001598428-18-000030 · wf-form4_152268229458749.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,207 Underlying: Common Shares · 1,317 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom share is the equivalent of one Issuer common share. F2 · derivative.exercise_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. F2 · derivative.expiration_date: Phantom shares are payable in cash and/or common shares upon termination of the Reporting Person's service on the Board of Directors, as elected by the Reporting Person at the time he elected to defer compensation under the TimkenSteel Corporation Director Deferred Compensation Plan. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:01 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $0.37 | $0.00 |
DisclosureSEC source: 0001615774-17-006561 · s108113_form4.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 250,000 shares Expires 2022-11-09 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.47 using an exchange rate of C$1.2692=US$1.00. F2 · derivative.exercise_date: This option is fully vested Read SEC document |
| May 02, 2017 Filed May 3, 2017 20:36 UTC | Metallus Inc. TMST · Entity 5137 | GrantCommon Shares | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001598428-17-000059 · wf-form4_149384378998303.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,749 Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:20 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000046 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,596 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 22:56 UTC | NIOCORP DEVELOPMENTS LTD NIOBF · Entity 5368 | GrantDirector Stock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $0.57 | $0.00 |
DisclosureSEC source: 0001140361-17-011058 · doc1.xml · derivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Shares · 350,000 shares Expires 2022-03-06 F1 · derivative.exercise_price: Option exercise price reflected was converted from Canadian exercise price of $0.76 using an exchange rate of C$1.3410=US$1.00. F2 · derivative.exercise_date: The option vests as follows: 50% on 9/2/2017; 25% on 3/6/2018; 25% on 9/2/2018. Read SEC document |
| April 21, 2016 Filed Apr 25, 2016 21:23 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-16-000107 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,886 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 22:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-15-000038 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,165 F1 · kind: Pursuant to the 2013 Stock Incentive Compensation Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 6,461 shares of the Company's common stock which are issued upon retirement from the Board of Directors of the Company. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 22:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-14-000031 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,704 F1 · kind: Pursuant to the 2013 Stock Incentive Compensation Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 5,482 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 25, 2013 Filed Apr 26, 2013 22:18 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000043 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,222 F1 · kind: Pursuant to the 2013 Stock Incentive Compensation Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 3,748 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| May 01, 2012 Filed May 3, 2012 20:18 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000052 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,474 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,710 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 22:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | PurchaseCommon Stock, $1.60 par value | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000082 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,764 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,044 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 29, 2010 Filed May 3, 2010 22:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000071 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,720 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,155 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| May 04, 2009 Filed May 6, 2009 19:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000063 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,565 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 3,004 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,751 | $43.62 | $119,998.62 |
DisclosureSEC source: 0001164727-08-000047 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,561 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,751 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| June 05, 2007 Filed Jun 7, 2007 22:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,810 | $41.43 | $74,988.30 |
DisclosureSEC source: 0001164727-07-000071 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,810 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.