Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP and Chief S&EA Officer | June 09, 2022 | June 10, 2022 |
| i-80 Gold Corp.IAUX · Entity 1114 | Director | September 29, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date June 09, 2022 · Filed June 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 83,753 |
Reported balance
After 2022-06-09 transaction · row 1
1 source rowRow 1 · 2022-06-09 · Sale · Disposed 4,000 · Balance 83,753 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
i-80 Gold Corp.
Report date September 29, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 8,333 |
Reported balance
After 2026-09-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-29 · Grant · Acquired 8,333 · Balance 8,333 F1: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F2: The DSUs vested immediately upon issuance and do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer.
F2: The DSUs vested immediately upon issuance and do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2026 Filed Oct 1, 2026 19:14 UTC | i-80 Gold Corp. IAUX · Entity 1114 | GrantDeferred Share Units · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-001317 · form4.xml · derivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,333 Underlying: Common Shares · 8,333 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F2 · derivative.exercise_date: The DSUs vested immediately upon issuance and do not expire. F2 · derivative.expiration_date: The DSUs vested immediately upon issuance and do not expire. Read SEC document |
| June 29, 2026 Filed Jun 30, 2026 16:34 UTC | i-80 Gold Corp. IAUX · Entity 1114 | GrantDeferred Share Units · Derivative | 843 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-000876 · form4.xml · derivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 843 Underlying: Common Shares · 843 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F2 · derivative.expiration_date: The DSUs vested immediately upon issuance and do not expire. Read SEC document |
| June 29, 2026 Filed Jul 7, 2026 21:39 UTC Amendment | i-80 Gold Corp. IAUX · Entity 1114 | GrantDeferred Share Units · Derivative | 849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-000931 · form4a.xml · derivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 849 Underlying: Common Shares · 849 shares Expires not disclosed F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F2 · derivative.expiration_date: The DSUs vested immediately upon issuance and do not expire. Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 22:37 UTC | i-80 Gold Corp. IAUX · Entity 1114 | GrantDeferred Share Units · Derivative | 60,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000912282-26-000860 · form4.xml · derivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Shares · 60,000 shares Expires not disclosed F1 · security: Each Deferred Share Umit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F1 · derivative.exercise_price: Each Deferred Share Umit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F1 · derivative.exercise_date: Each Deferred Share Umit ("DSU") is the economic equivalent of one of the Issuer's common shares. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. F2 · derivative.expiration_date: The DSUs will fully vest on June 30, 2027, and do not expire. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $66.81 | $267,240.00 |
DisclosureSEC source: 0001062993-22-014673 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,753 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $66.63 | $266,520.00 |
DisclosureSEC source: 0001062993-22-012389 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,753 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 8,000 | $82.00 | $656,000.00 |
DisclosureSEC source: 0001062993-22-009777 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,753 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:30 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $73.76 | $295,040.00 |
DisclosureSEC source: 0001062993-22-007495 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,753 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:23 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 7,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006390 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,753 Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 22:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 21,769 | $67.07 | $1,460,046.83 |
DisclosureSEC source: 0001062993-22-005947 · form4.xml · nonDerivative · entry 4 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,201 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 49,587 stock-settled performance stock units. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 22:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 49,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-005947 · form4.xml · nonDerivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,970 Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 22:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,014 | $67.07 | $135,078.98 |
DisclosureSEC source: 0001062993-22-005947 · form4.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,383 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,587 stock-settled restricted stock units. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 22:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 1,430 | $67.90 | $97,097.00 |
DisclosureSEC source: 0001062993-22-005947 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,397 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,257 stock-settled restricted stock units. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 22:15 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 1,313 | $67.67 | $88,850.71 |
DisclosureSEC source: 0001062993-22-005588 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,827 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,899 stock-settled restricted stock units. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $62.96 | $251,840.00 |
DisclosureSEC source: 0001062993-22-003794 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $61.02 | $244,080.00 |
DisclosureSEC source: 0001062993-22-001084 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 21:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $55.61 | $222,440.00 |
DisclosureSEC source: 0001062993-21-012663 · form4.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:43 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $58.18 | $232,720.00 |
DisclosureSEC source: 0001164727-21-000243 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 20:57 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $55.10 | $220,400.00 |
DisclosureSEC source: 0001164727-21-000228 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $57.75 | $231,000.00 |
DisclosureSEC source: 0001164727-21-000218 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $58.80 | $235,200.00 |
DisclosureSEC source: 0001164727-21-000210 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 14, 2021 Filed Jul 16, 2021 20:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $64.31 | $257,240.00 |
DisclosureSEC source: 0001164727-21-000187 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 20:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $70.02 | $280,080.00 |
DisclosureSEC source: 0001164727-21-000176 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $69.17 | $276,680.00 |
DisclosureSEC source: 0001164727-21-000157 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 20:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,240 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-21-000109 · edgar.xml · derivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,240 shares Expires 2021-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The options vested in approximately equal annual installments on April 25, 2012, April 25, 2013 and April 25, 2014, respectively. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 20:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 13,240 | $66.45 | $879,798.00 |
DisclosureSEC source: 0001164727-21-000109 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 20:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 13,240 | $58.69 | $776,989.40 |
DisclosureSEC source: 0001164727-21-000109 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 20:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $62.38 | $249,520.00 |
DisclosureSEC source: 0001164727-21-000105 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $57.72 | $230,880.00 |
DisclosureSEC source: 0001164727-21-000089 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,140 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 9,827 | $55.01 | $540,583.27 |
DisclosureSEC source: 0001164727-21-000075 · edgar.xml · nonDerivative · entry 4 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,140 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,383 stock-settled performance stock units. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 22,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-21-000075 · edgar.xml · nonDerivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,967 Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 22:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 1,857 | $55.01 | $102,153.57 |
DisclosureSEC source: 0001164727-21-000075 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,584 F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,230 stock-settled restricted stock units. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 2,014 | $56.63 | $114,052.82 |
DisclosureSEC source: 0001164727-21-000075 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,441 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,587 stock-settled restricted stock units. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 22:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 1,430 | $56.76 | $81,166.80 |
DisclosureSEC source: 0001164727-21-000061 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,455 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,257 stock-settled restricted stock units. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 8,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-21-000039 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,885 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 17,756 | $57.12 | $1,014,222.72 |
DisclosureSEC source: 0001164727-21-000039 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,188 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 40,346 stock-settled restricted stock units. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $64.31 | $257,240.00 |
DisclosureSEC source: 0001164727-20-000238 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $63.40 | $253,600.00 |
DisclosureSEC source: 0001164727-20-000218 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $66.17 | $264,680.00 |
DisclosureSEC source: 0001164727-20-000202 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 12, 2020 Filed Aug 14, 2020 20:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $64.50 | $258,000.00 |
DisclosureSEC source: 0001164727-20-000190 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 20:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 12,000 | $69.00 | $828,000.00 |
DisclosureSEC source: 0001164727-20-000174 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 08, 2020 Filed Jul 10, 2020 21:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $63.54 | $254,160.00 |
DisclosureSEC source: 0001164727-20-000163 · primary_doc.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 20:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,000 | $54.09 | $216,360.00 |
DisclosureSEC source: 0001164727-20-000156 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 15, 2020 Filed May 15, 2020 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000148 · edgar.xml · nonDerivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,944 F3 · shares: The transaction reported involved a gift by the reporting person of 1,000 shares of common stock to a charitable donor advised fund. Read SEC document |
| May 14, 2020 Filed May 15, 2020 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $66.24 | $662,441.00 |
DisclosureSEC source: 0001164727-20-000148 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,944 F2 · price: This transaction was executed in multiple trades at prices ranging from $66.23 to $66.251. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| May 13, 2020 Filed May 15, 2020 22:08 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $63.34 | $221,690.00 |
DisclosureSEC source: 0001164727-20-000148 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,944 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,494 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001164727-20-000140 · edgar.xml · derivative · entry 3 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,494 shares Expires 2020-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested in approximately equal annual installments on April 29, 2011, April 30, 2012 and April 29, 2013, respectively. F2 · derivative.expiration_date: The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period. Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,494 | $64.98 | $681,900.12 |
DisclosureSEC source: 0001164727-20-000140 · edgar.xml · nonDerivative · entry 2 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,444 Read SEC document |
| May 08, 2020 Filed May 12, 2020 00:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,494 | $55.68 | $584,253.45 |
DisclosureSEC source: 0001164727-20-000140 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 22:39 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,500 | $49.79 | $174,265.00 |
DisclosureSEC source: 0001164727-20-000097 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,444 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.