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person · Reporting owner

Zhang Peifang

Disclosed activity across 6 companies

Tapewire entity
15938
SEC CIK
0001708005

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aqua Metals, Inc.AQMS · Entity 7979DirectorMay 06, 2025May 08, 2025
Cooper-Standard Holdings Inc.CPS · Entity 5544DirectorMay 16, 2019May 20, 2019
Gates Industrial Corp Ltd.GTES · Entity 3767DirectorAugust 06, 2026August 07, 2026
NEWMONT Corp /DE/NEM · Entity 1894DirectorJune 05, 2019June 07, 2019
Namib MineralsNAMM · Entity 6961DirectorMarch 18, 2026March 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aqua Metals, Inc.

Report date May 06, 2025 · Filed May 08, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect86,085 Reported balance After 2025-05-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-05-06 · Grant · Acquired 43,478 · Balance 86,085

F1: Represents 43,478 shares underlying restricted stock units ("RSUs"). The RSUs will vest and be settled in four equal quarterly installments on 8/6/2025, 11/6/2025, 2/6/2026, and 5/6/2026. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2: Includes 43,478 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 43,478 shares underlying restricted stock units ("RSUs"). The RSUs will vest and be settled in four equal quarterly installments on 8/6/2025, 11/6/2025, 2/6/2026, and 5/6/2026. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2: Includes 43,478 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Cooper-Standard Holdings Inc.

Report date May 16, 2019 · Filed May 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect1,418 Reported balance After 2019-05-16 transaction · row 1
1 source row

Row 1 · 2019-05-16 · Exercise / conversion · Acquired 717 · Balance 1,418

F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,596 Reported balance After 2019-05-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-16 · Grant · Acquired 2,596 · Balance 2,596

F2: These are time-based restricted stock units (RSUs) granted to the reporting person on May 16, 2019, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect239 Reported balance After 2019-05-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-16 · Exercise / conversion · Disposed 717 · Balance 239

F4: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

Filing footnotes · ownership attribution and instrument terms

F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F2: These are time-based restricted stock units (RSUs) granted to the reporting person on May 16, 2019, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

F4: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

Gates Industrial Corp Ltd.

Report date August 06, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect44,044 Reported balance After 2026-08-06 transaction · row 1
1 source row

Row 1 · 2026-08-06 · Sale · Disposed 6,000 · Balance 44,044

NEWMONT Corp /DE/

Report date June 05, 2019 · Filed June 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.60 par valueSEC Table I · non-derivativeDirect12,129 Reported balance After 2019-06-05 transaction · row 1
1 source row

Row 1 · 2019-06-05 · Grant · Acquired 4,650 · Balance 12,129

F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Namib Minerals

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect47,929 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 47,929

F1: Represents an award granted in October 2025 under the Issuer's Equity Incentive Plan ("Incentive Plan") of 47,929 time-based restricted stock units ("RSUs") vesting in April 2026. The RSUs shall vest upon continued employment with Issuer through the vesting date. In the event of certain changes of control of the Issuer, the RSUs will vest immediately.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award granted in October 2025 under the Issuer's Equity Incentive Plan ("Incentive Plan") of 47,929 time-based restricted stock units ("RSUs") vesting in April 2026. The RSUs shall vest upon continued employment with Issuer through the vesting date. In the event of certain changes of control of the Issuer, the RSUs will vest immediately.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ARCH RESOURCES, INC.

Report date January 14, 2025 · Filed January 14, 2025

Section 16 reporting ended · disclosed 2025-01-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-01-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-01-14 · Disposition to issuer · Disposed 4,214 · Balance 0

F1: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2026 Filed Aug 7, 2026 20:49 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 SaleCommon Shares 6,000 $28.62 $171,720.00
Disclosure

SEC source: 0001628280-26-054896 · wk-form4_1786135749.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,044

Read SEC document
August 05, 2026 Filed Aug 5, 2026 21:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 SaleCommon Shares 6,000 $29.56 $177,360.00
Disclosure

SEC source: 0001628280-26-053532 · wk-form4_1785964501.xml · nonDerivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,044

F1 · security: On July 20, 2026, Gates Industrial Corporation Ltd. ("New Gates") became the successor issuer to Gates Industrial Corporation plc ("Old Gates") pursuant to a redomiciliation effected through a Scheme of Arrangement (the "Scheme"). The Scheme resulted in New Gates becoming the parent holding company of Old Gates and each Old Gates shareholder receiving one share of New Gates in exchange for one share of Old Gates (the "Exchange"), but did not alter the proportionate interests of such shareholders.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 21:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 SaleCommon Shares 5,000 $29.76 $148,800.00
Disclosure

SEC source: 0001628280-26-053532 · wk-form4_1785964501.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,044

F1 · security: On July 20, 2026, Gates Industrial Corporation Ltd. ("New Gates") became the successor issuer to Gates Industrial Corporation plc ("Old Gates") pursuant to a redomiciliation effected through a Scheme of Arrangement (the "Scheme"). The Scheme resulted in New Gates becoming the parent holding company of Old Gates and each Old Gates shareholder receiving one share of New Gates in exchange for one share of Old Gates (the "Exchange"), but did not alter the proportionate interests of such shareholders.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 21:45 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantOrdinary Shares 6,097 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015668 · wk-form4_1772833528.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,044

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares.

Read SEC document
May 06, 2025 Filed May 8, 2025 20:33 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 43,478 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-015527 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,085

F1 · shares: Represents 43,478 shares underlying restricted stock units ("RSUs"). The RSUs will vest and be settled in four equal quarterly installments on 8/6/2025, 11/6/2025, 2/6/2026, and 5/6/2026. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2 · balance_after: Includes 43,478 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
April 02, 2025 Filed Apr 4, 2025 10:17 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 16,129 $1.86 $29,999.94
Disclosure

SEC source: 0001437749-25-010957 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,606

Read SEC document
February 28, 2025 Filed Mar 4, 2025 22:39 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantOrdinary Shares 6,701 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004387 · form4.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,947

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares.

Read SEC document
January 14, 2025 Filed Jan 14, 2025 13:53 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 Disposition to issuerRestricted Stock Units · Derivative 4,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-005221 · ownership.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,214 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

F1 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

F1 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

F1 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.

Read SEC document
December 19, 2024 Filed Dec 20, 2024 23:08 UTC Aqua Metals, Inc. AQMS · Entity 7979 PurchaseCommon Stock Purchase Warrant (right to buy) · Derivative 37,500 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001437749-24-038188 · rdgdoc.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2029-12-19

Read SEC document
November 26, 2024 Filed Nov 27, 2024 08:52 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131268 · ownership.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597

Underlying: Class A Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 08:52 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-131268 · ownership.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17

Underlying: Class A Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:03 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 85,201 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-030601 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,071

Read SEC document
September 13, 2024 Filed Sep 16, 2024 15:50 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106790 · ownership.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 15:50 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 1 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-106790 · ownership.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16

Underlying: Class A Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 23:29 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 107,296 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-028798 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,342

F1 · shares: Represents 107,296 shares underlying restricted stock units ("RSUs"), of which 26,824 vest immediately. The remaining are not yet vested and deliverable. The remaining RSUs will vest and be settled in three equal installments on 11/1/2024, 2/1/2025, and 5/1/2024. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2 · balance_after: Includes 80,472 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:54 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 23,496 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-022203 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,046

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:06 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074195 · ownership.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587

Underlying: Class A Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 15:06 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074195 · ownership.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
May 14, 2024 Filed May 17, 2024 00:20 UTC Aqua Metals, Inc. AQMS · Entity 7979 PurchaseNon-Redeemable Common Stock Purchase Warrant · Derivative 62,500 $0.01 Strike: $0.39 $625.00
Disclosure

SEC source: 0001437749-24-017372 · rdgdoc.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2029-05-17

Read SEC document
May 14, 2024 Filed May 17, 2024 00:20 UTC Aqua Metals, Inc. AQMS · Entity 7979 PurchaseCommon Stock 62,500 $0.39 $24,375.00
Disclosure

SEC source: 0001437749-24-017372 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,550

Read SEC document
March 15, 2024 Filed Mar 18, 2024 12:32 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032646 · ownership.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564

Underlying: Class A Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F6 · balance_after: This total includes 82 Dividend Equivalent Rights which vested and became Deferred Stock Units on February 9, 2024.

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March 15, 2024 Filed Mar 18, 2024 12:32 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032646 · ownership.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9

Underlying: Class A Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 23:16 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantOrdinary Shares 9,751 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005745 · form4.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,246

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 12:43 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-018565 · ownership.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Class A Common Stock · 900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 13:24 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058917 · doc4.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450

Underlying: Class A Common Stock · 14 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 13:24 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 8 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-058917 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82

Underlying: Class A Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 14:12 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049706 · doc4.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436

Underlying: Class A Common Stock · 50 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 14:12 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049706 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74

Underlying: Class A Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:33 UTC Aqua Metals, Inc. AQMS · Entity 7979 PurchaseCommon Stock 72,900 $1.10 $80,190.00
Disclosure

SEC source: 0001437749-23-020342 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,050

F1 · balance_after: Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 11:10 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037715 · doc4.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386

Underlying: Class A Common Stock · 43 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 11:10 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037715 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47

Underlying: Class A Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:03 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Stock 45,455 $1.10 $50,000.50
Disclosure

SEC source: 0001437749-23-013920 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,550

F1 · shares: Represents 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 15:12 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDeferred Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019189 · doc4.xml · derivative · entry 2

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343

Underlying: Class A Common Stock · 44 shares

Expires not disclosed

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F6 · balance_after: This total includes 299 Dividend Equivalent Rights which vested and became Deferred Stock Units on February 10, 2023.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 15:12 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019189 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24

Underlying: Class A Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:23 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantOrdinary Shares 9,567 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005929 · form4.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,495

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 17:15 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008804 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Class A Common Stock · 1,050 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 23:24 UTC Aqua Metals, Inc. AQMS · Entity 7979 PurchaseCommon Stock 10,000 $0.99 $9,900.00
Disclosure

SEC source: 0001437749-23-000206 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,095

F1 · balance_after: Includes 26,042 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
December 23, 2022 Filed Dec 29, 2022 00:21 UTC Aqua Metals, Inc. AQMS · Entity 7979 PurchaseCommon Stock 50,000 $0.70 $35,000.00
Disclosure

SEC source: 0001437749-22-029853 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,095

F1 · balance_after: Includes 26,042 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 17:39 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 136 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061496 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299

Underlying: Class A Common Stock · 136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 11:21 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 81 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050435 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Class A Common Stock · 81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 11:29 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantDividend Equivalent Rights · Derivative 82 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037289 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82

Underlying: Class A Common Stock · 82 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs.

F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer").

F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:02 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantCommon Shares 52,084 $0.96 $50,000.64
Disclosure

SEC source: 0001437749-22-010851 · rdgdoc.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,095

F1 · shares: Represents 52,084 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:16 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantOrdinary Shares 7,931 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006195 · form4.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,928

F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 10:23 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 1,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009069 · doc4.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

Underlying: Class A Common Stock · 1,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:39 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantRestricted Stock Units · Derivative 17,422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-010919 · rdgdoc.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,011

Underlying: Common Shares · 17,422 shares

Expires not disclosed

F1 · shares: Represents 17,422 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F1 · derivative.exercise_date: Represents 17,422 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F1 · derivative.expiration_date: Represents 17,422 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2 · balance_after: Includes 21,011 RSUs.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:48 UTC Aqua Metals, Inc. AQMS · Entity 7979 GrantRestricted Stock Units · Derivative 3,589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-21-008266 · rdgdoc.xml · derivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,589

Underlying: Common Shares · 3,589 shares

Expires not disclosed

F1 · shares: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021.

F1 · derivative.exercise_date: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021.

F1 · derivative.expiration_date: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 00:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantOrdinary Shares 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002201 · form4.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,997

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the shares reported in Table I of this Form 4 are restricted for a 90 day period.

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July 01, 2020 Filed Jul 2, 2020 20:56 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantOrdinary Shares 12,664 $0.00 $0.00
Disclosure

SEC source: 0001708005-20-000004 · edgar.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,664

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

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June 05, 2019 Filed Jun 7, 2019 23:00 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 4,650 $0.00 $0.00
Disclosure

SEC source: 0001164727-19-000152 · edgar.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,129

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

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May 16, 2019 Filed May 20, 2019 19:57 UTC Cooper-Standard Holdings Inc. CPS · Entity 5544 Exercise / conversionRestricted Stock Units · Derivative 717 $0.00 $0.00
Disclosure

SEC source: 0001708005-19-000002 · wf-form4_155838225728624.xml · derivative · entry 3

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239

Underlying: Common stock · 717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F1 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.