Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Director | May 06, 2025 | May 08, 2025 |
| Cooper-Standard Holdings Inc.CPS · Entity 5544 | Director | May 16, 2019 | May 20, 2019 |
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Director | August 06, 2026 | August 07, 2026 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | June 05, 2019 | June 07, 2019 |
| Namib MineralsNAMM · Entity 6961 | Director | March 18, 2026 | March 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date May 06, 2025 · Filed May 08, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,085 |
Reported balance
After 2025-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-06 · Grant · Acquired 43,478 · Balance 86,085 F1: Represents 43,478 shares underlying restricted stock units ("RSUs"). The RSUs will vest and be settled in four equal quarterly installments on 8/6/2025, 11/6/2025, 2/6/2026, and 5/6/2026. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2: Includes 43,478 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 43,478 shares underlying restricted stock units ("RSUs"). The RSUs will vest and be settled in four equal quarterly installments on 8/6/2025, 11/6/2025, 2/6/2026, and 5/6/2026. Each RSU shall entitle its holder to receive one Common Stock of the issuer.
F2: Includes 43,478 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable.
Cooper-Standard Holdings Inc.
Report date May 16, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 1,418 |
Reported balance
After 2019-05-16 transaction · row 1
1 source rowRow 1 · 2019-05-16 · Exercise / conversion · Acquired 717 · Balance 1,418 F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,596 |
Reported balance
After 2019-05-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-16 · Grant · Acquired 2,596 · Balance 2,596 F2: These are time-based restricted stock units (RSUs) granted to the reporting person on May 16, 2019, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 239 |
Reported balance
After 2019-05-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-16 · Exercise / conversion · Disposed 717 · Balance 239 F4: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. |
Filing footnotes · ownership attribution and instrument terms
F1: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.
F2: These are time-based restricted stock units (RSUs) granted to the reporting person on May 16, 2019, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
F3: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.
F4: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.
Gates Industrial Corp Ltd.
Report date August 06, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 44,044 |
Reported balance
After 2026-08-06 transaction · row 1
1 source rowRow 1 · 2026-08-06 · Sale · Disposed 6,000 · Balance 44,044 |
NEWMONT Corp /DE/
Report date June 05, 2019 · Filed June 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 12,129 |
Reported balance
After 2019-06-05 transaction · row 1
1 source rowRow 1 · 2019-06-05 · Grant · Acquired 4,650 · Balance 12,129 F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.
Namib Minerals
Report date March 18, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 47,929 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47,929 F1: Represents an award granted in October 2025 under the Issuer's Equity Incentive Plan ("Incentive Plan") of 47,929 time-based restricted stock units ("RSUs") vesting in April 2026. The RSUs shall vest upon continued employment with Issuer through the vesting date. In the event of certain changes of control of the Issuer, the RSUs will vest immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award granted in October 2025 under the Issuer's Equity Incentive Plan ("Incentive Plan") of 47,929 time-based restricted stock units ("RSUs") vesting in April 2026. The RSUs shall vest upon continued employment with Issuer through the vesting date. In the event of certain changes of control of the Issuer, the RSUs will vest immediately.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARCH RESOURCES, INC.
Report date January 14, 2025 · Filed January 14, 2025
Section 16 reporting ended · disclosed 2025-01-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-01-14 · Disposition to issuer · Disposed 4,214 · Balance 0 F1: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2026 Filed Aug 7, 2026 20:49 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | SaleCommon Shares | 6,000 | $28.62 | $171,720.00 |
DisclosureSEC source: 0001628280-26-054896 · wk-form4_1786135749.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,044 Read SEC document |
| August 05, 2026 Filed Aug 5, 2026 21:15 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | SaleCommon Shares | 6,000 | $29.56 | $177,360.00 |
DisclosureSEC source: 0001628280-26-053532 · wk-form4_1785964501.xml · nonDerivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,044 F1 · security: On July 20, 2026, Gates Industrial Corporation Ltd. ("New Gates") became the successor issuer to Gates Industrial Corporation plc ("Old Gates") pursuant to a redomiciliation effected through a Scheme of Arrangement (the "Scheme"). The Scheme resulted in New Gates becoming the parent holding company of Old Gates and each Old Gates shareholder receiving one share of New Gates in exchange for one share of Old Gates (the "Exchange"), but did not alter the proportionate interests of such shareholders. Read SEC document |
| August 04, 2026 Filed Aug 5, 2026 21:15 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | SaleCommon Shares | 5,000 | $29.76 | $148,800.00 |
DisclosureSEC source: 0001628280-26-053532 · wk-form4_1785964501.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,044 F1 · security: On July 20, 2026, Gates Industrial Corporation Ltd. ("New Gates") became the successor issuer to Gates Industrial Corporation plc ("Old Gates") pursuant to a redomiciliation effected through a Scheme of Arrangement (the "Scheme"). The Scheme resulted in New Gates becoming the parent holding company of Old Gates and each Old Gates shareholder receiving one share of New Gates in exchange for one share of Old Gates (the "Exchange"), but did not alter the proportionate interests of such shareholders. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 21:45 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 6,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-015668 · wk-form4_1772833528.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,044 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. Read SEC document |
| May 06, 2025 Filed May 8, 2025 20:33 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 43,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-25-015527 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,085 F1 · shares: Represents 43,478 shares underlying restricted stock units ("RSUs"). The RSUs will vest and be settled in four equal quarterly installments on 8/6/2025, 11/6/2025, 2/6/2026, and 5/6/2026. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 43,478 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 10:17 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 16,129 | $1.86 | $29,999.94 |
DisclosureSEC source: 0001437749-25-010957 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,606 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:39 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 6,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-004387 · form4.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,947 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. Read SEC document |
| January 14, 2025 Filed Jan 14, 2025 13:53 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | Disposition to issuerRestricted Stock Units · Derivative | 4,214 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-005221 · ownership.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,214 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares. F1 · price: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares. F1 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares. F1 · derivative.expiration_date: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 23:08 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock Purchase Warrant (right to buy) · Derivative | 37,500 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001437749-24-038188 · rdgdoc.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2029-12-19 Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 08:52 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-131268 · ownership.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597 Underlying: Class A Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 08:52 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-131268 · ownership.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17 Underlying: Class A Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:03 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 85,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-030601 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 449,071 Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 15:50 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-106790 · ownership.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 593 Underlying: Class A Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 15:50 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-106790 · ownership.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16 Underlying: Class A Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 23:29 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 107,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-028798 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 444,342 F1 · shares: Represents 107,296 shares underlying restricted stock units ("RSUs"), of which 26,824 vest immediately. The remaining are not yet vested and deliverable. The remaining RSUs will vest and be settled in three equal installments on 11/1/2024, 2/1/2025, and 5/1/2024. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 80,472 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 21:54 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 23,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-022203 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,046 Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 15:06 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074195 · ownership.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 587 Underlying: Class A Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 15:06 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-074195 · ownership.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15 Underlying: Class A Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:20 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseNon-Redeemable Common Stock Purchase Warrant · Derivative | 62,500 | $0.01 Strike: $0.39 | $625.00 |
DisclosureSEC source: 0001437749-24-017372 · rdgdoc.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2029-05-17 Read SEC document |
| May 14, 2024 Filed May 17, 2024 00:20 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 62,500 | $0.39 | $24,375.00 |
DisclosureSEC source: 0001437749-24-017372 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,550 Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 12:32 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032646 · ownership.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564 Underlying: Class A Common Stock · 32 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F6 · balance_after: This total includes 82 Dividend Equivalent Rights which vested and became Deferred Stock Units on February 9, 2024. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 12:32 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032646 · ownership.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9 Underlying: Class A Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:16 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 9,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005745 · form4.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,246 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 12:43 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-018565 · ownership.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900 Underlying: Class A Common Stock · 900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company"). F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:24 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058917 · doc4.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450 Underlying: Class A Common Stock · 14 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 13:24 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058917 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82 Underlying: Class A Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 14:12 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049706 · doc4.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436 Underlying: Class A Common Stock · 50 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 14:12 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049706 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74 Underlying: Class A Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| July 19, 2023 Filed Jul 20, 2023 20:33 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 72,900 | $1.10 | $80,190.00 |
DisclosureSEC source: 0001437749-23-020342 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,050 F1 · balance_after: Includes 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 11:10 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037715 · doc4.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386 Underlying: Class A Common Stock · 43 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 11:10 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037715 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47 Underlying: Class A Common Stock · 23 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:03 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Stock | 45,455 | $1.10 | $50,000.50 |
DisclosureSEC source: 0001437749-23-013920 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,550 F1 · shares: Represents 45,455 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 15:12 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDeferred Stock Units · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019189 · doc4.xml · derivative · entry 2 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343 Underlying: Class A Common Stock · 44 shares Expires not disclosed F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F4 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F5 · derivative.expiration_date: The deferred stock units are fully vested and will be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F6 · balance_after: This total includes 299 Dividend Equivalent Rights which vested and became Deferred Stock Units on February 10, 2023. Read SEC document |
| March 15, 2023 Filed Mar 16, 2023 15:12 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019189 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24 Underlying: Class A Common Stock · 24 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 22:23 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 9,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-005929 · form4.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,495 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 17:15 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008804 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050 Underlying: Class A Common Stock · 1,050 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company"). F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 23:24 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 10,000 | $0.99 | $9,900.00 |
DisclosureSEC source: 0001437749-23-000206 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,095 F1 · balance_after: Includes 26,042 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 23, 2022 Filed Dec 29, 2022 00:21 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | PurchaseCommon Stock | 50,000 | $0.70 | $35,000.00 |
DisclosureSEC source: 0001437749-22-029853 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,095 F1 · balance_after: Includes 26,042 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 17:39 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061496 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299 Underlying: Class A Common Stock · 136 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 11:21 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050435 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163 Underlying: Class A Common Stock · 81 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F2 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 11:29 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantDividend Equivalent Rights · Derivative | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037289 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82 Underlying: Class A Common Stock · 82 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person has elected to reinvest dividend equivalents paid on outstanding restricted stock units ("RSUs") into additional RSUs. F2 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock of Arch Resources, Inc. (the "Issuer"). F3 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F3 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:02 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantCommon Shares | 52,084 | $0.96 | $50,000.64 |
DisclosureSEC source: 0001437749-22-010851 · rdgdoc.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,095 F1 · shares: Represents 52,084 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in four equal quarterly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:16 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 7,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-006195 · form4.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,928 F1 · shares: Represents time-based restricted stock units ("TBRSU") which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 10:23 UTC | ARCH RESOURCES, INC. ARCH · Entity 84161 | GrantRestricted Stock Units · Derivative | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009069 · doc4.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,650 Underlying: Class A Common Stock · 1,650 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company"). F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:39 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 17,422 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-010919 · rdgdoc.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,011 Underlying: Common Shares · 17,422 shares Expires not disclosed F1 · shares: Represents 17,422 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.exercise_date: Represents 17,422 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F1 · derivative.expiration_date: Represents 17,422 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer. F2 · balance_after: Includes 21,011 RSUs. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:48 UTC | Aqua Metals, Inc. AQMS · Entity 7979 | GrantRestricted Stock Units · Derivative | 3,589 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-008266 · rdgdoc.xml · derivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,589 Underlying: Common Shares · 3,589 shares Expires not disclosed F1 · shares: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021. F1 · derivative.exercise_date: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021. F1 · derivative.expiration_date: Represents 3,589 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on June 30, 2021. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 00:15 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002201 · form4.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,997 F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant. F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the shares reported in Table I of this Form 4 are restricted for a 90 day period. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:56 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantOrdinary Shares | 12,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001708005-20-000004 · edgar.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,664 F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 23:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000152 · edgar.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,129 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| May 16, 2019 Filed May 20, 2019 19:57 UTC | Cooper-Standard Holdings Inc. CPS · Entity 5544 | Exercise / conversionRestricted Stock Units · Derivative | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001708005-19-000002 · wf-form4_155838225728624.xml · derivative · entry 3 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239 Underlying: Common stock · 717 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 17, 2018, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan. F1 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested. F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.