Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director | May 12, 2021 | May 13, 2021 |
| NEWMONT Corp /DE/NEM · Entity 1894 | Director | April 22, 2020 | April 24, 2020 |
| SOUTHERN COSO · Entity 1308 | Director | July 01, 2016 | May 20, 2019 |
| STERICYCLE INCSRCL · Entity 80873 | Director | May 26, 2021 | May 27, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date May 12, 2021 · Filed May 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,938 |
Reported balance
After 2021-05-12 transaction · row 1
1 source rowRow 1 · 2021-05-12 · Grant · Acquired 936 · Balance 7,938 F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.
NEWMONT Corp /DE/
Report date April 22, 2020 · Filed April 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 53,103 |
Reported balance
After 2020-04-22 transaction · row 1
1 source rowRow 1 · 2020-04-22 · Grant · Acquired 2,609 · Balance 53,103 F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.
SOUTHERN CO
Report date July 01, 2016 · Filed May 20, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 51,731.9039 |
Reported balance
After 2016-07-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-07-01 · Grant · Acquired 1,289.3107 · Balance 51,731.9039 F1: Amendment filed to correct the number of shares of common stock issuable to Ms. Hagen on July 1, 2016, 30.9679 shares of common stock, for her appointment as Governance Committee Chair on May 25, 2016. The total number of shares of common stock beneficially owned includes reinvested dividends. F2: Acquired pursuant to Southern's Deferred Compensation Plan for Outside Directors, payable in stock only upon termination. There is no exercise or expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Amendment filed to correct the number of shares of common stock issuable to Ms. Hagen on July 1, 2016, 30.9679 shares of common stock, for her appointment as Governance Committee Chair on May 25, 2016. The total number of shares of common stock beneficially owned includes reinvested dividends.
F2: Acquired pursuant to Southern's Deferred Compensation Plan for Outside Directors, payable in stock only upon termination. There is no exercise or expiration date.
STERICYCLE INC
Report date May 26, 2021 · Filed May 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,887 |
Reported balance
After 2021-05-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-05-26 · Grant · Acquired 1,837 · Balance 6,887 F1: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2021 Filed May 27, 2021 16:12 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 1,837 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-21-000098 · edgardoc.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,887 Underlying: Common Stock · 1,837 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| May 12, 2021 Filed May 13, 2021 22:50 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 936 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-21-000157 · wf-form4_162094620723212.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,938 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 12, 2022 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| May 22, 2020 Filed May 26, 2020 13:13 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 2,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-20-000085 · edgardoc.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 2,446 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| May 13, 2020 Filed May 15, 2020 19:53 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-20-000087 · wf-form4_158957241180859.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,002 F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 13, 2021 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-20-000124 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,103 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 16:10 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionRestricted Stock Units · Derivative | 1,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-19-000125 · edgardoc.xml · derivative · entry 2 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 16:10 UTC | STERICYCLE INC SRCL · Entity 80873 | Exercise / conversionCommon Stock | 1,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001692742-19-000125 · edgardoc.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU) represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 21:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-19-000147 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,494 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Goldcorp Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| May 22, 2019 Filed May 23, 2019 16:52 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 2,604 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001692742-19-000107 · edgardoc.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,604 Underlying: Common Stock · 2,604 shares Expires not disclosed F1 · derivative.exercise_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. F1 · derivative.expiration_date: In accordance with the Stericycle, Inc. Directors Deferred Stock Plan, the reporting person has elected to defer actual receipt of the shares to which such person would otherwise be entitled upon vesting until such person's separation of service from the issuer. Read SEC document |
| May 10, 2019 Filed May 13, 2019 17:09 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-19-000093 · wf-form4_155776732694133.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,843 F1 · shares: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2020 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:56 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 810.4779 | $51.41 Strike: $0.00 | $41,666.67 |
DisclosureSEC source: 0001209191-19-022707 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,020.3463 Underlying: Southern Company Common Stock · 810.4779 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:01 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,423.0419 | $43.92 Strike: $0.00 | $62,500.00 |
DisclosureSEC source: 0001209191-19-001109 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,209.8684 Underlying: Southern Company Common Stock · 1,423.0419 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:36 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,433.4862 | $43.60 Strike: $0.00 | $62,500.00 |
DisclosureSEC source: 0001209191-18-053191 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,943.7636 Underlying: Southern Company Common Stock · 1,433.4862 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 01, 2018 Filed Jan 3, 2019 16:22 UTC Amendment | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,447.4294 | $43.18 Strike: $0.00 | $62,500.00 |
DisclosureSEC source: 0001209191-19-000671 · doc4a.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,786.8265 Underlying: Southern Company Common Stock · 1,447.4294 shares Expires not disclosed F1 · shares: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on October 1, 2018. The price of the derivative security was based on the closing price as of September 28, 2018 rather than October 1, 2018. The correction results in an increase to the total number of deferred stock units beneficially owned. F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F3 · balance_after: Includes dividends accrued on March 6, June 6, September 6 and December 6, 2018. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 21:45 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,349.6005 | $46.31 Strike: $0.00 | $62,500.00 |
DisclosureSEC source: 0001209191-18-040462 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,510.2774 Underlying: Southern Company Common Stock · 1,349.6005 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 16:34 UTC | STERICYCLE INC SRCL · Entity 80873 | GrantRestricted Stock Units · Derivative | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001692742-18-000100 · edgardoc.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,831 Underlying: Common Stock · 1,831 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SRCL common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 19, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on June 19, 2019. Read SEC document |
| May 11, 2018 Filed May 15, 2018 12:41 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-18-000122 · wf-form4_152638798843915.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,596 F1 · balance_after: The shares indicated constitute stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2019 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-18-000074 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,844 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Mining Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:19 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,511.4196 | $44.66 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-18-022934 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,160.6769 Underlying: Southern Company Common Stock · 1,511.4196 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:26 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,403.6182 | $48.09 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-18-001152 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,007.0796 Underlying: Southern Company Common Stock · 1,403.6182 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 18:59 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,373.6264 | $49.14 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-17-054545 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,897.237 Underlying: Southern Company Common Stock · 1,373.6264 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| July 03, 2017 Filed Jul 3, 2017 18:18 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,409.7744 | $47.88 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-17-042763 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,130.9731 Underlying: Southern Company Common Stock · 1,409.7744 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| July 03, 2017 Filed Oct 2, 2017 18:44 UTC Amendment | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,409.7744 | $47.88 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-17-054529 · doc4a.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,950.5219 Underlying: Southern Company Common Stock · 1,409.7744 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F2 · balance_after: Amendment filed to correct the total number of deferred stock units beneficially owned under the Deferred Compensation Plan on July 3, 2017. The 1,409.7744 deferred stock units acquired were inadvertently deducted from rather than added to the total number beneficially owned. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:33 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032455 · doc4.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,099 F1 · security: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. F1 · shares: The shares indicated constitute restricted stock units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one share per unit basis. The restricted stock units vested on the date of grant. The restricted stock units will be converted into common stock generally within 30 days following the earlier of August 14, 2018 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:22 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000048 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,911 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 13:01 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,355.9663 | $49.78 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-17-023983 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,934.2707 Underlying: Southern Company Common Stock · 1,355.9663 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 14:51 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,372.2301 | $49.19 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-17-000537 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,011.4893 Underlying: Southern Company Common Stock · 1,372.2301 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| October 01, 2016 Filed Oct 3, 2016 17:39 UTC | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,315.7895 | $51.30 Strike: $0.00 | $67,500.00 |
DisclosureSEC source: 0001209191-16-143504 · doc4.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,173.5249 Underlying: Southern Company Common Stock · 1,315.7895 shares Expires not disclosed F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date. Read SEC document |
| July 01, 2016 Filed May 20, 2019 23:29 UTC Amendment | SOUTHERN CO SO · Entity 1308 | GrantDeferred Stock Units · Derivative | 1,289.3107 | $53.83 Strike: $0.00 | $69,403.59 |
DisclosureSEC source: 0001209191-19-031546 · doc4a.xml · derivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,731.9039 Underlying: Southern Company Common Stock · 1,289.3107 shares Expires not disclosed F1 · shares: Amendment filed to correct the number of shares of common stock issuable to Ms. Hagen on July 1, 2016, 30.9679 shares of common stock, for her appointment as Governance Committee Chair on May 25, 2016. The total number of shares of common stock beneficially owned includes reinvested dividends. F2 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan for Outside Directors, payable in stock only upon termination. There is no exercise or expiration date. F2 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan for Outside Directors, payable in stock only upon termination. There is no exercise or expiration date. F1 · derivative.underlying_shares: Amendment filed to correct the number of shares of common stock issuable to Ms. Hagen on July 1, 2016, 30.9679 shares of common stock, for her appointment as Governance Committee Chair on May 25, 2016. The total number of shares of common stock beneficially owned includes reinvested dividends. F1 · balance_after: Amendment filed to correct the number of shares of common stock issuable to Ms. Hagen on July 1, 2016, 30.9679 shares of common stock, for her appointment as Governance Committee Chair on May 25, 2016. The total number of shares of common stock beneficially owned includes reinvested dividends. Read SEC document |
| April 21, 2016 Filed Apr 25, 2016 21:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-16-000109 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,201 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 23, 2015 Filed Apr 27, 2015 22:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-15-000040 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,480 F1 · kind: Pursuant to the 2013 Stock Incentive Compensation Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 6,461shares of the Company's common stock which are issued upon retirement from the Board of Directors of the Company. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 22:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-14-000028 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,019 F1 · kind: Pursuant to the 2013 Stock Incentive Compensation Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 5,482 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 25, 2013 Filed Apr 26, 2013 22:12 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000041 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,537 F1 · kind: Pursuant to the 2013 Stock Incentive Compensation Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 3,748 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| May 01, 2012 Filed May 3, 2012 20:26 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000057 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,789 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,710 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 22:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000084 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,079 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,044 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 29, 2010 Filed May 3, 2010 22:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000075 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,035 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,155 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:14 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000067 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,880 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 3,004 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 24, 2008 Filed Apr 28, 2008 21:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,751 | $43.62 | $119,998.62 |
DisclosureSEC source: 0001164727-08-000045 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,876 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 2,751shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 25, 2007 Filed Apr 27, 2007 20:57 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | PurchaseCommon Stock, $1.60 par value | 1,701 | $44.09 | $74,997.09 |
DisclosureSEC source: 0001164727-07-000052 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,125 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,701 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,300 | $57.71 | $75,023.00 |
DisclosureSEC source: 0001164727-06-000072 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,424 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,300 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
| October 27, 2005 Filed Oct 31, 2005 22:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 1,124 | $44.46 | $49,973.04 |
DisclosureSEC source: 0001164727-05-000154 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124 F1 · kind: Pursuant to the 2005 Stock Incentive Plan for Newmont Mining Corporation (the "Company") the reporting person was awarded director stock units that are immediately fully vested and entitle the reporting person to receive 1,124 shares of the Company's common stock which are issued upon retirement from the board of directors of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.