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NYSE · USD

NBHC

National Bank Holdings Corp

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Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 25,231 $20.00 $504,620.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 3

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 74,769 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 12

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,231

Underlying: Common Stock · 74,769 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
SaleCommon Stock 74,769 $33.52 $2,505,950.33
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 2

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,077

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.62, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 74,769 $20.00 $1,495,380.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 1

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:24 UTC
Sobers Patrick G.EVP, Consumer & Smll Bus. Bnkg
GrantEmployee Stock Option (Right to Buy) · Derivative 4,369 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003514 · edgar.xml · derivative · entry 2

Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,369

Underlying: Common Stock · 4,369 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:24 UTC
Sobers Patrick G.EVP, Consumer & Smll Bus. Bnkg
GrantCommon Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003514 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,623

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:23 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
GrantEmployee Stock Option (Right to Buy) · Derivative 6,309 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003512 · edgar.xml · derivative · entry 2

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,309

Underlying: Common Stock · 6,309 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:23 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
GrantCommon Stock 2,136 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003512 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:23 UTC
Bartelli Whitney A.Chief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 2,272 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003510 · edgar.xml · derivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Underlying: Common Stock · 2,272 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:23 UTC
Bartelli Whitney A.Chief Marketing Officer
GrantCommon Stock 769 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003510 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:22 UTC
DALEY MICHAEL JOHNChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,628 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003509 · edgar.xml · derivative · entry 2

Daley Michael John · CIK 0001673647 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628

Underlying: Common Stock · 1,628 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:22 UTC
DALEY MICHAEL JOHNChief Accounting Officer
GrantCommon Stock 551 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003509 · edgar.xml · nonDerivative · entry 1

Daley Michael John · CIK 0001673647 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,544

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:21 UTC
Bessko Zsolt KChief Admin Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 9,443 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003506 · edgar.xml · derivative · entry 2

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,443

Underlying: Common Stock · 9,443 shares

Expires 2028-03-01

F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:21 UTC
Bessko Zsolt KChief Admin Officer
GrantCommon Stock 3,197 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003506 · edgar.xml · nonDerivative · entry 1

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,103

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

F2 · balance_after: Includes 317 and 162 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2017 and February 28, 2018, respectively.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:20 UTC
LILLY BRIAN FChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 15,875 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003502 · edgar.xml · derivative · entry 2

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 15,875 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:20 UTC
LILLY BRIAN FChief Financial Officer
GrantCommon Stock 5,375 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003502 · edgar.xml · nonDerivative · entry 1

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,077

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:19 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 37,042 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003500 · edgar.xml · derivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,042

Underlying: Common Stock · 37,042 shares

Expires 2028-03-01

F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:19 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GrantCommon Stock 12,542 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003500 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,875

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

F2 · balance_after: Includes 767 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:24 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantEmployee Stock Option (Right to Buy) · Derivative 3,358 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003515 · edgar.xml · derivative · entry 2

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358

Underlying: Common Stock · 3,358 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:24 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003515 · edgar.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,454

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:20 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 8,934 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003503 · edgar.xml · derivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,934

Underlying: Common Stock · 8,934 shares

Expires 2028-03-01

F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:20 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
GrantCommon Stock 3,025 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003503 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,699

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

F2 · balance_after: Includes 167 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2018.

Read SEC document
February 21, 2018 Filed Feb 21, 2018 22:14 UTC SaleCommon Stock 3,841 $34.00 $130,594.00
Disclosure

SEC source: 0001179110-18-002478 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,542

Read SEC document
February 21, 2018 Filed Feb 24, 2018 00:13 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantEmployee Stock Option (Right to Buy) · Derivative 7,094 $0.00 Strike: $33.99 $0.00
Disclosure

SEC source: 0001179110-18-002792 · edgar.xml · derivative · entry 2

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,094

Underlying: Common Stock · 7,094 shares

Expires 2028-02-21

Read SEC document
February 21, 2018 Filed Feb 24, 2018 00:13 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantCommon Stock 7,094 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002792 · edgar.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,317

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest on April 28, 2021.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-002471 · edgar.xml · derivative · entry 3

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2013 and October 11, 2014.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:35 UTC Tax withholdingCommon Stock 4,669 $34.27 $160,006.63
Disclosure

SEC source: 0001179110-18-002471 · edgar.xml · nonDerivative · entry 2

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,392

Read SEC document
February 16, 2018 Filed Feb 21, 2018 21:35 UTC Exercise / conversionCommon Stock 8,000 $20.00 $160,000.00
Disclosure

SEC source: 0001179110-18-002471 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 21:58 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,333 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-002278 · edgar.xml · derivative · entry 3

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 8,333 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 21:58 UTC Tax withholdingCommon Stock 4,944 $33.71 $166,662.24
Disclosure

SEC source: 0001179110-18-002278 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,299

Read SEC document
February 15, 2018 Filed Feb 16, 2018 21:58 UTC Exercise / conversionCommon Stock 8,333 $20.00 $166,660.00
Disclosure

SEC source: 0001179110-18-002278 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 23:46 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-001677 · edgar.xml · derivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 23:46 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 25,000 $33.20 $830,015.00
Disclosure

SEC source: 0001179110-18-001677 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,507

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.05 to $33.35, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 23:46 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 25,000 $20.00 $500,000.00
Disclosure

SEC source: 0001179110-18-001677 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 23:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,500 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-000933 · edgar.xml · derivative · entry 3

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,833

Underlying: Common Stock · 9,500 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. First tranche of stock options vested on October 20, 2011.

Read SEC document
January 12, 2018 Filed Jan 17, 2018 23:52 UTC Tax withholdingCommon Stock 5,659 $33.58 $190,029.22
Disclosure

SEC source: 0001179110-18-000933 · edgar.xml · nonDerivative · entry 2

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,383

Read SEC document
January 12, 2018 Filed Jan 17, 2018 23:52 UTC Exercise / conversionCommon Stock 9,500 $20.00 $190,000.00
Disclosure

SEC source: 0001179110-18-000933 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:19 UTC
Zahl Brendan WEVP NBH Residential Banking
GrantCommon Stock 17,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-000344 · edgar.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH Residential Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,223

F1 · price: Acquired pursuant to the Agreement and Plan of Merger dated as of June 23, 2017, by and among Peoples, Inc., NBHC, the Significant Stockholders, and Winton A Winter, Jr (the "Merger Agreement") as a component of the Merger Consideration (as defined in the Merger Agreement). Each share of NBHC common stock was valued at $32.394 for purposes of calculating the Merger Consideration under the Merger Agreement.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 22:28 UTC SaleCommon Stock 3,076 $33.74 $103,775.63
Disclosure

SEC source: 0001179110-17-014952 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,910

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.729 to $33.74, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 23:29 UTC Tax withholdingCommon Stock 618 $32.64 $20,171.52
Disclosure

SEC source: 0001179110-17-013638 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,396

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2017.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 23:28 UTC
ZEILE ARTDirector
Tax withholdingCommon Stock 618 $32.64 $20,171.52
Disclosure

SEC source: 0001179110-17-013636 · edgar.xml · nonDerivative · entry 1

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2017.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 23:27 UTC Tax withholdingCommon Stock 489 $32.64 $15,960.96
Disclosure

SEC source: 0001179110-17-013635 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,986

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2017.

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October 30, 2017 Filed Nov 1, 2017 23:29 UTC Tax withholdingCommon Stock 626 $32.64 $20,432.64
Disclosure

SEC source: 0001179110-17-013639 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,693

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2017.

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October 30, 2017 Filed Nov 1, 2017 23:29 UTC Tax withholdingCommon Stock 634 $32.64 $20,693.76
Disclosure

SEC source: 0001179110-17-013637 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,542

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2017.

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October 09, 2017 Filed Oct 11, 2017 17:12 UTC
LILLY BRIAN FChief Financial Officer
Tax withholdingCommon Stock 13,224 $36.23 $479,105.52
Disclosure

SEC source: 0001179110-17-013262 · edgar.xml · nonDerivative · entry 1

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,702

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on October 9, 2017.

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October 09, 2017 Filed Oct 11, 2017 21:11 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,197 $36.23 $478,127.31
Disclosure

SEC source: 0001179110-17-013261 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,566

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on October 9, 2017.

F2 · balance_after: Includes 734 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2017.

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October 09, 2017 Filed Oct 11, 2017 21:13 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 3,881 $36.23 $140,608.63
Disclosure

SEC source: 0001179110-17-013263 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,507

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on October 9, 2017.

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October 01, 2017 Filed Oct 3, 2017 17:03 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
Tax withholdingCommon Stock 484 $35.69 $17,273.96
Disclosure

SEC source: 0001179110-17-012989 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,407

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2017.

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October 01, 2017 Filed Oct 3, 2017 17:04 UTC
Bartelli Whitney A.Chief Marketing Officer
Tax withholdingCommon Stock 167 $35.69 $5,960.23
Disclosure

SEC source: 0001179110-17-012992 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2017.

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July 26, 2017 Filed Nov 1, 2017 23:27 UTC GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-013635 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,475

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.