Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | Chief Accounting Officer | March 01, 2018 | March 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date March 01, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,544 |
Reported balance
After 2018-03-01 transaction · row 1
1 source rowRow 1 · 2018-03-01 · Grant · Acquired 551 · Balance 3,544 F1: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.65 · Expires 2028-03-01 | Direct | 1,628 |
Reported balance
After 2018-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-01 · Grant · Acquired 1,628 · Balance 1,628 F2: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.
F2: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CROSSFIRST BANKSHARES, INC.
Report date March 01, 2025 · Filed March 04, 2025
Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 1
1 source rowRow 1 · 2025-03-01 · Disposition to issuer · Disposed 12,162 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 2
1 source rowRow 2 · 2025-03-01 · Disposition to issuer · Disposed 100 · Balance 0 F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-01 · Disposition to issuer · Disposed 1,016 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-01 · Disposition to issuer · Disposed 2,364 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.
F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.
WADDELL & REED FINANCIAL INC
Report date April 30, 2021 · Filed April 30, 2021
Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 1
1 source rowRow 1 · 2021-04-30 · Disposition to issuer · Disposed 7,821 · Balance 0 F1: On April 30, 2021, pursuant to the Agreement and Plan of Merger, dated as of December 2, 2020 (the "Merger Agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Parent"), Merry Merger Sub, Inc. ("Merger Sub"), and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. F2: (Continued from footnote 1) Pursuant to the Merger Agreement, each share of Class A Common Stock of the Company, par value $0.01 (the "Company Common Stock"), (including each share of restricted Company Common Stock which vested immediately prior to the effective time of the Merger (the "Effective Time")) issued and outstanding immediately prior to the Effective Time (other than shares of Company Common Stock directly owned and held by Parent or Merger Sub) was converted into the right to receive $25.00 per share in cash, without interest (the "Merger Consideration") and subject to any withholding of taxes required by applicable law in accordance with the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-30 · Disposition to issuer · Disposed 8,178 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-30 · Disposition to issuer · Disposed 2,047 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-04-30 · Disposition to issuer · Disposed 2,047 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-04-30 · Disposition to issuer · Disposed 2,110 · Balance 0 F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 30, 2021, pursuant to the Agreement and Plan of Merger, dated as of December 2, 2020 (the "Merger Agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Parent"), Merry Merger Sub, Inc. ("Merger Sub"), and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent.
F2: (Continued from footnote 1) Pursuant to the Merger Agreement, each share of Class A Common Stock of the Company, par value $0.01 (the "Company Common Stock"), (including each share of restricted Company Common Stock which vested immediately prior to the effective time of the Merger (the "Effective Time")) issued and outstanding immediately prior to the Effective Time (other than shares of Company Common Stock directly owned and held by Parent or Merger Sub) was converted into the right to receive $25.00 per share in cash, without interest (the "Merger Consideration") and subject to any withholding of taxes required by applicable law in accordance with the Merger Agreement.
F3: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2025 Filed Mar 4, 2025 11:43 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerRestricted Stock Units · Derivative | 2,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006397 · form4-03042025_040356.xml · derivative · entry 4 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,364 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:43 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerRestricted Stock Units · Derivative | 1,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006397 · form4-03042025_040356.xml · derivative · entry 3 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,016 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:43 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerSeries A Non-Cumulative Perpetual Preferred Stock | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006397 · form4-03042025_040356.xml · nonDerivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:43 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerCommon Stock | 12,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006397 · form4-03042025_040356.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:31 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 1,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005644 · form4-02262025_070223.xml · derivative · entry 6 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,364 Underlying: Common Stock · 1,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 3,546 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On March 1, 2024, the reporting person was granted 3,546 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:31 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005644 · form4-02262025_070223.xml · derivative · entry 5 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,016 Underlying: Common Stock · 1,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On March 1, 2023, the reporting person was granted 3,049 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 3,049 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:31 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 410 | $15.98 | $6,551.80 |
DisclosureSEC source: 0001415889-25-005644 · form4-02262025_070223.xml · nonDerivative · entry 4 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,162 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:31 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 1,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005644 · form4-02262025_070223.xml · nonDerivative · entry 3 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:31 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 353 | $15.98 | $5,640.94 |
DisclosureSEC source: 0001415889-25-005644 · form4-02262025_070223.xml · nonDerivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,390 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:31 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 1,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005644 · form4-02262025_070223.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 17:51 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantRestricted Stock Units · Derivative | 3,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006346 · form4-03042024_100305.xml · derivative · entry 4 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,546 Underlying: Common Stock · 3,546 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F4 · price: This transaction represents a grant of equity to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security. F3 · derivative.exercise_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; approximately 1/3 of the units on March 1, 2027; in each case, subject to continued employment through the respective vesting dates. F3 · derivative.expiration_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; approximately 1/3 of the units on March 1, 2027; in each case, subject to continued employment through the respective vesting dates. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 17:51 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 1,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006346 · form4-03042024_100305.xml · derivative · entry 3 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,033 Underlying: Common Stock · 1,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: On March 1, 2023, the reporting person was granted 3,049 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 3,049 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 17:51 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 290 | $12.69 | $3,680.10 |
DisclosureSEC source: 0001415889-24-006346 · form4-03042024_100305.xml · nonDerivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,726 Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 17:51 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 1,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-006346 · form4-03042024_100305.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| May 03, 2023 Filed May 5, 2023 16:20 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | PurchaseCommon Stock | 10,000 | $9.75 | $97,500.00 |
DisclosureSEC source: 0001415889-23-007457 · form4-05052023_080529.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · price: Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $9.56 to $9.75. Full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, CrossFirst Bankshares, Inc., or a CrossFirst shareholder. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 17:49 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantSeries A Non-Cumulative Perpetual Preferred Stock | 100 | $1,000.00 | $100,000.00 |
DisclosureSEC source: 0001415889-23-005692 · form4-03312023_090307.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 F1 · security: The shares of Series A Non-Cumulative Perpetual Preferred Stock are not convertible into common stock or any other security of the Company. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 17:09 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerRestricted Stock Units · Derivative | 2,110 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059187 · tm2114278d4_4seq1.xml · derivative · entry 5 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 2,110 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 17:09 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerRestricted Stock Units · Derivative | 2,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059187 · tm2114278d4_4seq1.xml · derivative · entry 4 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 2,047 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 17:09 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerRestricted Stock Units · Derivative | 2,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059187 · tm2114278d4_4seq1.xml · derivative · entry 3 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 2,047 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 17:09 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerRestricted Stock Units · Derivative | 8,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059187 · tm2114278d4_4seq1.xml · derivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common · 8,178 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · price: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each outstanding restricted stock unit was terminated and cancelled as of immediately prior to the Effective Time and converted into the right to receive a cash payment equal to (i) (A) the Merger Consideration, multiplied by (B) the number of shares of Company Common Stock subject to such restricted stock unit immediately prior to the Effective Time, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock unit, net of any taxes withheld pursuant to the Merger Agreement. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 17:09 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerClass A Common | 7,821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-059187 · tm2114278d4_4seq1.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On April 30, 2021, pursuant to the Agreement and Plan of Merger, dated as of December 2, 2020 (the "Merger Agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Parent"), Merry Merger Sub, Inc. ("Merger Sub"), and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. F2 · price: (Continued from footnote 1) Pursuant to the Merger Agreement, each share of Class A Common Stock of the Company, par value $0.01 (the "Company Common Stock"), (including each share of restricted Company Common Stock which vested immediately prior to the effective time of the Merger (the "Effective Time")) issued and outstanding immediately prior to the Effective Time (other than shares of Company Common Stock directly owned and held by Parent or Merger Sub) was converted into the right to receive $25.00 per share in cash, without interest (the "Merger Consideration") and subject to any withholding of taxes required by applicable law in accordance with the Merger Agreement. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 17:36 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantRestricted Stock Units · Derivative | 2,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001052100-21-000025 · edgar.xml · derivative · entry 5 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047 Underlying: Class A Common · 2,047 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive, at Issuer's sole discretion, (i) a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock or (ii) one share of Issuer's Class A Common Stock; provided, that, in the event of a Change of Control, each restricted stock unit shall be settled by cash payment. F5 · derivative.exercise_date: Restricted stock units will vest in 1/4 increments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: Restricted stock units will vest in 1/4 increments beginning on the first anniversary of the grant date. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 17:36 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Exercise / conversionRestricted Stock Units · Derivative | 2,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001052100-21-000025 · edgar.xml · derivative · entry 4 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,178 Underlying: Class A Common · 2,726 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock. F3 · price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 17:36 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerClass A Common | 2,726 | $25.02 | $68,204.52 |
DisclosureSEC source: 0001052100-21-000025 · edgar.xml · nonDerivative · entry 3 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,821 F2 · shares: Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 17:36 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 2,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001052100-21-000025 · edgar.xml · nonDerivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,547 F2 · shares: Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units. F3 · price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 17:36 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 343 | $25.02 | $8,581.86 |
DisclosureSEC source: 0001052100-21-000025 · edgar.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,821 F1 · shares: The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock. Read SEC document |
| March 10, 2021 Filed Apr 22, 2021 18:24 UTC Amendment | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantRestricted Stock Units · Derivative | 2,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001052100-21-000031 · edgar.xml · derivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047 Underlying: Class A Common · 2,047 shares Expires not disclosed F1 · security: On March 12, 2021, the reporting person filed a Form 4 that inadvertantly omitted the grant of 2,047 cash-settled restricted stock units on March 10, 2021, as reported in this amendment. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the date immediately preceding the vesting date of one share of Issuer's Class A Common Stock. F3 · derivative.exercise_date: Restricted stock units will vest in 1/4 increments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: Restricted stock units will vest in 1/4 increments beginning on the first anniversary of the grant date. Read SEC document |
| January 10, 2021 Filed Jan 12, 2021 18:06 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Exercise / conversionRestricted Stock Units · Derivative | 1,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001052100-21-000018 · edgar.xml · derivative · entry 4 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,110 Underlying: Class A Common · 1,055 shares Expires 2021-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. F3 · price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. Read SEC document |
| January 10, 2021 Filed Jan 12, 2021 18:06 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerClass A Common | 1,055 | $25.03 | $26,406.65 |
DisclosureSEC source: 0001052100-21-000018 · edgar.xml · nonDerivative · entry 3 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,164 F2 · shares: Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units. Read SEC document |
| January 10, 2021 Filed Jan 12, 2021 18:06 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Exercise / conversionClass A Common | 1,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001052100-21-000018 · edgar.xml · nonDerivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units. F3 · price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. Read SEC document |
| January 10, 2021 Filed Jan 12, 2021 18:06 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 365 | $25.03 | $9,135.95 |
DisclosureSEC source: 0001052100-21-000018 · edgar.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,164 F1 · shares: The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 17:12 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantRestricted Stock Units · Derivative | 10,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001052100-20-000034 · edgar.xml · derivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,904 Underlying: Class A Common · 10,904 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units will vest in 1/4 increments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units will vest in 1/4 increments beginning on the first anniversary of the grant date. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 17:12 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | GrantClass A Common | 4,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001052100-20-000034 · edgar.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,529 F1 · shares: Shares of restricted stock will vest in 1/4 increments beginning on the first anniversary of the grant date. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 17:50 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Exercise / conversionRestricted Stock Units · Derivative | 1,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001052100-20-000021 · edgar.xml · derivative · entry 4 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165 Underlying: Class A Common · 1,056 shares Expires 2020-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. F3 · price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 17:50 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Disposition to issuerClass A Common | 1,056 | $16.56 | $17,487.36 |
DisclosureSEC source: 0001052100-20-000021 · edgar.xml · nonDerivative · entry 3 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,856 F2 · shares: Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 17:50 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Exercise / conversionClass A Common | 1,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001052100-20-000021 · edgar.xml · nonDerivative · entry 2 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Vesting of cash-settled restricted stock units is reported as a deemed acquisition and disposition of the number of shares of Class A Common Stock underlying the vested restricted stock units. F3 · price: Each restricted stock unit represents a contingent right to a cash payment equal to the fair market value on the vesting date of one share of Issuer's Class A Common Stock. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 17:50 UTC | WADDELL & REED FINANCIAL INC WDR · Entity 106121 | Tax withholdingClass A Common | 365 | $16.56 | $6,044.40 |
DisclosureSEC source: 0001052100-20-000021 · edgar.xml · nonDerivative · entry 1 DALEY MICHAEL JOHN · CIK 0001673647 · VP - Chief Acct Off,IR & Treas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,856 F1 · shares: The reporting person surrendered these shares to satisfy tax withholding obligations resulting from the vesting of shares of restricted stock. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:22 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,628 | $0.00 Strike: $32.65 | $0.00 |
DisclosureSEC source: 0001179110-18-003509 · edgar.xml · derivative · entry 2 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 Underlying: Common Stock · 1,628 shares Expires 2028-03-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:22 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003509 · edgar.xml · nonDerivative · entry 1 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,544 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| May 02, 2017 Filed May 4, 2017 17:27 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 65 | $31.65 | $2,057.25 |
DisclosureSEC source: 0001179110-17-006575 · edgar.xml · nonDerivative · entry 1 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,993 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2017. Read SEC document |
| April 29, 2017 Filed May 2, 2017 18:48 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 128 | $31.57 | $4,040.96 |
DisclosureSEC source: 0001179110-17-006436 · edgar.xml · nonDerivative · entry 2 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,058 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 29, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:48 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 510 | $31.57 | $16,100.70 |
DisclosureSEC source: 0001179110-17-006436 · edgar.xml · nonDerivative · entry 1 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,186 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:08 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,541 | $0.00 Strike: $34.04 | $0.00 |
DisclosureSEC source: 0001179110-17-003870 · edgar.xml · derivative · entry 2 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,541 Underlying: Common Stock · 2,541 shares Expires 2027-03-01 F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:08 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 881 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003870 · edgar.xml · nonDerivative · entry 1 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2018. F2 · balance_after: Includes 62 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2016. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 976 | $29.25 | $28,547.02 |
DisclosureSEC source: 0001179110-16-032437 · edgar.xml · nonDerivative · entry 1 Daley Michael John · CIK 0001673647 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,753 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.