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Bartelli Whitney A.

Disclosed activity across 1 company

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149579
SEC CIK
0001692568

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
National Bank Holdings CorpNBHC · Entity 4575Chief Marketing OfficerApril 28, 2020April 30, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

National Bank Holdings Corp

Report date April 28, 2020 · Filed April 30, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,181 Reported balance After 2020-04-28 transaction · row 1
1 source row

Row 1 · 2020-04-28 · Tax withholding · Disposed 176 · Balance 3,181

F1: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2020 Filed Apr 30, 2020 19:22 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 176 $26.47 $4,658.72
Disclosure

SEC source: 0001179110-20-005310 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,181

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:29 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantEmployee Stock Option (Right to Buy) · Derivative 3,897 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001179110-20-004626 · edgar.xml · derivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,897

Underlying: Common Stock · 3,897 shares

Expires 2030-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2021.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:29 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantCommon Stock 837 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-004626 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,357

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2021.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:06 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 365 $30.59 $11,165.35
Disclosure

SEC source: 0001179110-20-002938 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:06 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantCommon Stock 1,014 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002938 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,885

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2017.

Read SEC document
April 28, 2019 Filed Apr 30, 2019 19:03 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 138 $37.68 $5,199.84
Disclosure

SEC source: 0001179110-19-005321 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:12 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantEmployee Stock Option (Right to Buy) · Derivative 2,050 $0.00 Strike: $34.08 $0.00
Disclosure

SEC source: 0001179110-19-004712 · edgar.xml · derivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Underlying: Common Stock · 2,050 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:12 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004712 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2020.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:09 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 330 $0.00 Strike: $19.85 $0.00
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · derivative · entry 6

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 330 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017, and October 1, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:09 UTC National Bank Holdings Corp NBHC · Entity 4575 SaleCommon Stock 560 $34.49 $19,314.96
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 4

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.21 to $34.71, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:09 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionCommon Stock 330 $19.85 $6,550.50
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 3

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:09 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 160 $0.00 Strike: $19.85 $0.00
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · derivative · entry 5

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

Underlying: Common Stock · 160 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017, and October 1, 2018.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:09 UTC National Bank Holdings Corp NBHC · Entity 4575 SaleCommon Stock 280 $34.38 $9,626.90
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.37 to $34.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:09 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionCommon Stock 160 $19.85 $3,176.00
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:05 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 193 $36.00 $6,948.00
Disclosure

SEC source: 0001179110-19-003284 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:05 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantCommon Stock 537 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003284 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:07 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 153 $37.18 $5,688.54
Disclosure

SEC source: 0001179110-18-012030 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2018.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 17:52 UTC National Bank Holdings Corp NBHC · Entity 4575 SaleCommon Stock 985 $40.63 $40,017.20
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 4

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 472 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · derivative · entry 6

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Common Stock · 472 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2017, April 28, 2018, and April 28, 2019.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 976 $0.00 Strike: $19.85 $0.00
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · derivative · entry 5

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490

Underlying: Common Stock · 976 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on October 1, 2016, October 1, 2017, and October 1, 2018.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC National Bank Holdings Corp NBHC · Entity 4575 SaleCommon Stock 1,448 $40.69 $58,916.22
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 3

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.68 to $40.6919, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionCommon Stock 472 $19.56 $9,232.32
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 17:52 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionCommon Stock 976 $19.85 $19,373.60
Disclosure

SEC source: 0001179110-18-010932 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,279 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · derivative · entry 8

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,279 shares

Expires 2025-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017, and April 28, 2018.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 400 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · derivative · entry 7

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 950 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · derivative · entry 6

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 950 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 SaleCommon Stock 1,808 $38.90 $70,333.37
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 5

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.9011 to $38.9012, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 SaleCommon Stock 2,629 $39.11 $102,807.05
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 4

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.091 to $39.1131, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionCommon Stock 1,279 $19.08 $24,403.32
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 3

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionCommon Stock 400 $18.92 $7,568.00
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:14 UTC National Bank Holdings Corp NBHC · Entity 4575 Exercise / conversionCommon Stock 950 $18.09 $17,185.50
Disclosure

SEC source: 0001179110-18-007745 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 4, 2018 17:09 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 96 $35.36 $3,394.56
Disclosure

SEC source: 0001179110-18-006326 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:18 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 192 $34.69 $6,660.48
Disclosure

SEC source: 0001179110-18-006008 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,490

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:23 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantEmployee Stock Option (Right to Buy) · Derivative 2,272 $0.00 Strike: $32.65 $0.00
Disclosure

SEC source: 0001179110-18-003510 · edgar.xml · derivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Underlying: Common Stock · 2,272 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 17:23 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantCommon Stock 769 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003510 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 17:04 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 167 $35.69 $5,960.23
Disclosure

SEC source: 0001179110-17-012992 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2017.

Read SEC document
May 02, 2017 Filed May 4, 2017 17:26 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 106 $31.65 $3,354.90
Disclosure

SEC source: 0001179110-17-006574 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,080

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2017.

Read SEC document
April 29, 2017 Filed May 2, 2017 18:49 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 136 $31.57 $4,293.52
Disclosure

SEC source: 0001179110-17-006437 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,186

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 29, 2017.

Read SEC document
April 28, 2017 Filed May 2, 2017 18:49 UTC National Bank Holdings Corp NBHC · Entity 4575 Tax withholdingCommon Stock 198 $31.57 $6,250.86
Disclosure

SEC source: 0001179110-17-006437 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,322

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:08 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantEmployee Stock Option (Right to Buy) · Derivative 1,143 $0.00 Strike: $34.04 $0.00
Disclosure

SEC source: 0001179110-17-003871 · edgar.xml · derivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143

Underlying: Common Stock · 1,143 shares

Expires 2027-03-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2018.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 18:08 UTC National Bank Holdings Corp NBHC · Entity 4575 GrantCommon Stock 396 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003871 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.