Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | CHIEF RISK MGMT OFFICER | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 151,785 |
Reported balance
After 2026-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-28 · Tax withholding · Disposed 1,981 · Balance 151,785 F1: Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025. F2: Includes 7,929 shares of restricted common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025.
F2: Includes 7,929 shares of restricted common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 30, 2026 22:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,981 | $43.27 | $85,717.87 |
DisclosureSEC source: 0001558035-26-000006 · form4-04302026_100402.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,785 F1 · shares: Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025. F2 · balance_after: Includes 7,929 shares of restricted common stock. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 20:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001558035-26-000004 · form4-03192026_080300.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,766 F1 · shares: These shares represent an award of restricted common stock of Issuer awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, subject to the associate's continued service through the applicable vesting date. F2 · price: This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid. F3 · balance_after: Includes 12,463 shares of restricted common stock Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:59 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,040 | $39.99 | $41,589.60 |
DisclosureSEC source: 0001558035-26-000002 · form4-03032026_100334.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,985 F3 · shares: The reported transaction involved the withholding of shares to pay taxes associated with the settlement of the above-referenced performance stock unit award. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 22:59 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001558035-26-000002 · form4-03032026_100334.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,025 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2023. F2 · balance_after: Includes 299 shares and 298 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 29, 2025 and February 27, 2026, respectively. Read SEC document |
| April 28, 2025 Filed May 1, 2025 01:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,682 | $35.86 | $60,316.52 |
DisclosureSEC source: 0001415889-25-011604 · form4-05012025_010501.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,324 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 23:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 4,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-010098 · form4-04032025_110423.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,006 F1 · shares: Shares of restricted stock granted under the NBHC 2023 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2026. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 2,404 | $41.87 | $100,655.48 |
DisclosureSEC source: 0001415889-25-006800 · form4-03052025_010307.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,252 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2025. Read SEC document |
| March 01, 2025 Filed Mar 5, 2025 01:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 5,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006800 · form4-03052025_010307.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,656 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2022. F2 · balance_after: Includes 285 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2025. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 23:29 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,259 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001415889-24-026990 · form4-11152024_111138.xml · derivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,259 shares Expires 2030-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on April 28, 2021. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 23:29 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 19,259 | $49.81 | $959,290.79 |
DisclosureSEC source: 0001415889-24-026990 · form4-11152024_111138.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,210 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.75 to $49.97, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 23:29 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 19,259 | $23.10 | $444,882.90 |
DisclosureSEC source: 0001415889-24-026990 · form4-11152024_111138.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 416 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 30, 2024. Read SEC document |
| April 28, 2024 Filed May 1, 2024 00:38 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,343 | $33.50 | $44,990.50 |
DisclosureSEC source: 0001415889-24-011834 · form4-05012024_120557.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,794 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2024. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,249 | $35.41 | $44,227.09 |
DisclosureSEC source: 0001415889-24-010224 · form4-04042024_010408.xml · nonDerivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,137 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2024. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010224 · form4-04042024_010408.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 145,386 F2 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2021. Read SEC document |
| April 01, 2024 Filed Apr 4, 2024 01:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 5,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010224 · form4-04042024_010408.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,529 F1 · shares: Shares of restricted stock granted under the NBHC 2023 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2025. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:45 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 694 | $33.63 | $23,339.22 |
DisclosureSEC source: 0001415889-24-006929 · form4-03062024_010329.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,599 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:45 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006929 · form4-03062024_010329.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,293 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2021. F2 · balance_after: Includes 359 and 338 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2023 and February 29, 2024, respectively. Read SEC document |
| April 28, 2023 Filed May 3, 2023 00:08 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 997 | $31.80 | $31,704.60 |
DisclosureSEC source: 0001415889-23-007144 · form4-05032023_120514.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,191 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2023. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 01:34 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,236 | $0.00 Strike: $33.46 | $0.00 |
DisclosureSEC source: 0001415889-23-006193 · form4-04052023_010434.xml · derivative · entry 4 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,236 Underlying: Common Stock · 7,236 shares Expires 2033-04-01 F4 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 01:34 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,169 | $33.46 | $39,114.74 |
DisclosureSEC source: 0001415889-23-006193 · form4-04052023_010434.xml · nonDerivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,188 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 01:34 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 4,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006193 · form4-04052023_010434.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,357 F2 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 01:34 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006193 · form4-04052023_010434.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,288 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,838 | $40.42 | $74,291.96 |
DisclosureSEC source: 0001415889-23-004243 · form4-03042023_120314.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,366 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004243 · form4-03042023_120314.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,204 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020. F2 · balance_after: Includes 393 and 264 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2022 and February 28, 2023, respectively. Read SEC document |
| April 28, 2022 Filed May 2, 2022 23:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,488 | $37.05 | $55,130.40 |
DisclosureSEC source: 0001415889-22-004475 · form4-05022022_040538.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,657 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:56 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,802 | $0.00 Strike: $40.83 | $0.00 |
DisclosureSEC source: 0001415889-22-003875 · form4-04052022_030410.xml · derivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires 2032-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 22:56 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003875 · form4-04052022_030410.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,145 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:36 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 2,764 | $41.40 | $114,429.60 |
DisclosureSEC source: 0001415889-22-002466 · form4-03032022_050329.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,442 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:36 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 6,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002466 · form4-03032022_050329.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,206 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019. F2 · balance_after: Includes 234 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2022. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,092 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 15 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,092 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2017, April 28, 2018 and April 28, 2019. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 399 | $0.00 Strike: $19.08 | $0.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 14 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 399 shares Expires 2025-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 13,491 | $45.23 | $610,239.75 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 9 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,912 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 13,092 | $19.56 | $256,079.52 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 8 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 399 | $19.08 | $7,612.92 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 7 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,900 | $0.00 Strike: $19.08 | $0.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 13 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399 Underlying: Common Stock · 4,900 shares Expires 2025-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 4,900 | $45.41 | $222,504.59 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 6 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,912 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $45.45, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 4,900 | $19.08 | $93,492.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 5 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,020 | $0.00 Strike: $19.08 | $0.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 12 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,299 Underlying: Common Stock · 3,020 shares Expires 2025-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,200 | $0.00 Strike: $18.92 | $0.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 11 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016 and April 29, 2017. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,780 | $0.00 Strike: $18.09 | $0.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · derivative · entry 10 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,780 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 20,000 | $45.90 | $917,968.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 4 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,912 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.50 to $46.22, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 3,020 | $19.08 | $57,621.60 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 3 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 7,200 | $18.92 | $136,224.00 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 9,780 | $18.09 | $176,920.20 |
DisclosureSEC source: 0001179110-21-010125 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 442 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2021. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 23:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,402 | $40.55 | $56,851.10 |
DisclosureSEC source: 0001179110-21-004742 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,470 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 23:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,606 | $0.00 Strike: $40.16 | $0.00 |
DisclosureSEC source: 0001179110-21-004145 · edgar.xml · derivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,606 Underlying: Common Stock · 6,606 shares Expires 2031-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 23:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004145 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,872 F1 · shares: Includes 2,381 shares and 1,226 shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:23 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 3,671 | $39.36 | $144,490.56 |
DisclosureSEC source: 0001179110-21-002782 · edgar.xml · nonDerivative · entry 2 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,265 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:23 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 8,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002782 · edgar.xml · nonDerivative · entry 1 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,936 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018. F2 · balance_after: Includes 454 and 268 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2020 and February 28, 2021, respectively. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 23:41 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005314 · edgar.xml · derivative · entry 4 Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.