Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | EVP, COMM. & SPECIALTY BANKING | September 03, 2024 | September 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date September 03, 2024 · Filed September 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,365 |
Reported balance
After 2024-09-03 transaction · row 1
1 source rowRow 1 · 2024-09-03 · Sale · Disposed 3,750 · Balance 14,365 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.41 to $43.71, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.41 to $43.71, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2024 Filed Sep 5, 2024 17:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 3,750 | $43.51 | $163,162.50 |
DisclosureSEC source: 0001415889-24-022962 · form4-09052024_090904.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,365 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.41 to $43.71, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| April 28, 2024 Filed Apr 30, 2024 20:34 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 453 | $33.50 | $15,175.50 |
DisclosureSEC source: 0001415889-24-011824 · form4-05012024_120503.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,115 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:30 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 460 | $35.41 | $16,288.60 |
DisclosureSEC source: 0001415889-24-010229 · form4-04042024_010420.xml · nonDerivative · entry 3 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,568 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2024. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:30 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010229 · form4-04042024_010420.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,028 F2 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2021. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:30 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010229 · form4-04042024_010420.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,426 F1 · shares: Shares of restricted stock granted under the NBHC 2023 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2025. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 20:59 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 271 | $33.63 | $9,113.73 |
DisclosureSEC source: 0001415889-24-006937 · form4-03062024_010302.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,836 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2024. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 20:59 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 788 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-006937 · form4-03062024_010302.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,107 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2021. Read SEC document |
| November 15, 2023 Filed Nov 16, 2023 18:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 4,000 | $34.25 | $137,000.00 |
DisclosureSEC source: 0001415889-23-015232 · form4-11162023_111125.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,319 Read SEC document |
| April 28, 2023 Filed May 2, 2023 20:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 445 | $31.80 | $14,151.00 |
DisclosureSEC source: 0001415889-23-007150 · form4-05032023_120504.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,319 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2023. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,038 | $0.00 Strike: $33.46 | $0.00 |
DisclosureSEC source: 0001415889-23-006202 · form4-04052023_010456.xml · derivative · entry 4 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,038 Underlying: Common Stock · 5,038 shares Expires 2033-04-01 F4 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 549 | $33.46 | $18,369.54 |
DisclosureSEC source: 0001415889-23-006202 · form4-04052023_010456.xml · nonDerivative · entry 3 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,764 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006202 · form4-04052023_010456.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,313 F2 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 21:42 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006202 · form4-04052023_010456.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,399 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:22 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 630 | $40.42 | $25,464.60 |
DisclosureSEC source: 0001415889-23-004245 · form4-03042023_120346.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,364 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:22 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-004245 · form4-03042023_120346.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,994 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,042 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · derivative · entry 8 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,021 Underlying: Common Stock · 6,042 shares Expires 2030-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2021 and April 28, 2022. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Disposition to issuerCommon Stock | 6,042 | $40.86 | $246,876.12 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · nonDerivative · entry 5 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,164 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.71 to $41.16, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 6,042 | $23.10 | $139,570.20 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · nonDerivative · entry 3 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,543 | $0.00 Strike: $19.85 | $0.00 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · derivative · entry 7 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,543 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017 and October 1, 2018. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,626 | $0.00 Strike: $19.08 | $0.00 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · derivative · entry 6 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,626 shares Expires 2025-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Disposition to issuerCommon Stock | 8,169 | $41.01 | $335,010.69 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · nonDerivative · entry 4 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,206 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.68 to $41.25, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 4,543 | $19.85 | $90,178.55 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 3,626 | $19.08 | $69,184.08 |
DisclosureSEC source: 0001415889-22-005988 · form4-06012022_020632.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2022 Filed May 2, 2022 19:59 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 466 | $37.05 | $17,265.30 |
DisclosureSEC source: 0001415889-22-004479 · form4-05022022_040529.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,164 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 18:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,484 | $0.00 Strike: $40.83 | $0.00 |
DisclosureSEC source: 0001415889-22-003873 · form4-04052022_030435.xml · derivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,484 Underlying: Common Stock · 3,484 shares Expires 2032-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2023. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 18:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-003873 · form4-04052022_030435.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,630 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2023. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,253 | $41.40 | $51,874.20 |
DisclosureSEC source: 0001415889-22-002444 · form4-03032022_050350.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,245 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 20:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-002444 · form4-03032022_050350.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,498 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on April 1, 2019. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 19:38 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 543 | $40.55 | $22,018.65 |
DisclosureSEC source: 0001179110-21-004744 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,577 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,704 | $0.00 Strike: $40.16 | $0.00 |
DisclosureSEC source: 0001179110-21-004147 · edgar.xml · derivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,704 Underlying: Common Stock · 3,704 shares Expires 2031-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2022. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004147 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,120 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:33 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,781 | $39.36 | $70,100.16 |
DisclosureSEC source: 0001179110-21-002788 · edgar.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,785 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:33 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 5,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-002788 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,566 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2018. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 18:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 8,900 | $32.66 | $290,687.35 |
DisclosureSEC source: 0001179110-20-011551 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.42 to $32.92, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 19:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 427 | $26.47 | $11,302.69 |
DisclosureSEC source: 0001179110-20-005316 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,727 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,063 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001179110-20-004638 · edgar.xml · derivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,063 Underlying: Common Stock · 9,063 shares Expires 2030-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2021. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004638 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,154 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:16 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 637 | $30.59 | $19,485.83 |
DisclosureSEC source: 0001179110-20-002945 · edgar.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,206 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:16 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002945 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,843 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2017. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 19:07 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 276 | $37.68 | $10,399.68 |
DisclosureSEC source: 0001179110-19-005326 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,981 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:16 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,683 | $0.00 Strike: $34.08 | $0.00 |
DisclosureSEC source: 0001179110-19-004718 · edgar.xml · derivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,683 Underlying: Common Stock · 5,683 shares Expires 2029-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2020. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:16 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 1,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004718 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,257 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2020. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 17:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 439 | $37.18 | $16,322.02 |
DisclosureSEC source: 0001179110-18-012033 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,684 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2018. Read SEC document |
| April 28, 2018 Filed May 1, 2018 18:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 420 | $34.69 | $14,569.80 |
DisclosureSEC source: 0001179110-18-006009 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,123 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:23 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,309 | $0.00 Strike: $32.65 | $0.00 |
DisclosureSEC source: 0001179110-18-003512 · edgar.xml · derivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,309 Underlying: Common Stock · 6,309 shares Expires 2028-03-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:23 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003512 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,543 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 17:03 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 484 | $35.69 | $17,273.96 |
DisclosureSEC source: 0001179110-17-012989 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,407 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2017. Read SEC document |
| April 29, 2017 Filed May 2, 2017 18:51 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 149 | $31.57 | $4,703.93 |
DisclosureSEC source: 0001179110-17-006438 · edgar.xml · nonDerivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,891 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 29, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:51 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 386 | $31.57 | $12,186.02 |
DisclosureSEC source: 0001179110-17-006438 · edgar.xml · nonDerivative · entry 1 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,040 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:09 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 2,096 | $0.00 Strike: $34.04 | $0.00 |
DisclosureSEC source: 0001179110-17-003873 · edgar.xml · derivative · entry 2 Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096 Underlying: Common Stock · 2,096 shares Expires 2027-03-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.