Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | Director | May 08, 2023 | May 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date May 08, 2023 · Filed May 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,010 |
Reported balance
After 2023-05-08 transaction · row 1
1 source rowRow 1 · 2023-05-08 · Tax withholding · Disposed 608 · Balance 29,010 F1: Shares withheld to settle income tax liability on restricted stock that vested on May 8, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to settle income tax liability on restricted stock that vested on May 8, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2023 Filed May 10, 2023 22:14 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 608 | $28.16 | $17,121.28 |
DisclosureSEC source: 0001415889-23-007743 · form4-05102023_100556.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,010 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 8, 2023. Read SEC document |
| October 30, 2022 Filed Nov 2, 2022 00:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 610 | $41.94 | $25,583.40 |
DisclosureSEC source: 0001415889-22-010955 · form4-11012022_051119.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,618 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2022. Read SEC document |
| May 03, 2022 Filed May 4, 2022 23:10 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004644 · form4-05042022_040554.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,228 F2 · balance_after: Total includes 2,938 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2023 Annual Meeting of Shareholders. Read SEC document |
| May 02, 2022 Filed May 4, 2022 23:10 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 574 | $37.03 | $21,255.22 |
DisclosureSEC source: 0001415889-22-004644 · form4-05042022_040554.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,290 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2022. Read SEC document |
| October 31, 2021 Filed Nov 3, 2021 00:31 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 573 | $43.37 | $24,851.01 |
DisclosureSEC source: 0001179110-21-009791 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,864 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021. Read SEC document |
| May 04, 2021 Filed May 5, 2021 23:02 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004924 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,437 F2 · balance_after: Total includes 2,763 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders. Read SEC document |
| May 03, 2021 Filed May 5, 2021 23:02 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 915 | $39.70 | $36,325.50 |
DisclosureSEC source: 0001179110-21-004924 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,674 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 23:21 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 9,584 | $40.99 | $392,848.16 |
DisclosureSEC source: 0001179110-21-004740 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Burney S. Warren Family Limited Partnership Disclosed balance after: 0 Read SEC document |
| November 01, 2020 Filed Nov 4, 2020 00:10 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 933 | $30.15 | $28,129.95 |
DisclosureSEC source: 0001179110-20-010776 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,589 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 22:26 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005530 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,522 F2 · balance_after: Total includes 4,408 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders. Read SEC document |
| May 04, 2020 Filed May 6, 2020 22:26 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 606 | $25.74 | $15,598.44 |
DisclosureSEC source: 0001179110-20-005530 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,114 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 4, 2020. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:19 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 606 | $35.89 | $21,749.34 |
DisclosureSEC source: 0001179110-19-011538 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,720 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 5, 2019. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:15 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005883 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,326 F2 · balance_after: Total includes 2,916 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2020 Annual Meeting of Shareholders. Read SEC document |
| May 08, 2019 Filed May 10, 2019 21:15 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 539 | $37.63 | $20,282.57 |
DisclosureSEC source: 0001179110-19-005883 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,410 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 8, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 02:39 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 19,233 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002275 · edgar.xml · derivative · entry 3 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,233 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 02:39 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 19,233 | $35.63 | $685,269.87 |
DisclosureSEC source: 0001179110-19-002275 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,949 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $35.72, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 02:39 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 19,233 | $20.00 | $384,660.00 |
DisclosureSEC source: 0001179110-19-002275 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 21:37 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 540 | $33.14 | $17,895.60 |
DisclosureSEC source: 0001179110-18-012424 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,949 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 29, 2018. Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:06 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 3,825 | $36.36 | $139,080.83 |
DisclosureSEC source: 0001179110-18-006582 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,489 Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006182 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,314 F2 · balance_after: Total includes 2,545 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 598 | $35.37 | $21,151.26 |
DisclosureSEC source: 0001179110-18-006182 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,769 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 1, 2018. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 23:25 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,600 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005343 · edgar.xml · derivative · entry 3 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,233 Underlying: Common Stock · 9,600 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012. Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 23:25 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 5,775 | $33.25 | $192,018.75 |
DisclosureSEC source: 0001179110-18-005343 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,367 Read SEC document |
| March 29, 2018 Filed Apr 3, 2018 23:25 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 9,600 | $20.00 | $192,000.00 |
DisclosureSEC source: 0001179110-18-005343 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2018 Filed Feb 21, 2018 22:14 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 3,841 | $34.00 | $130,594.00 |
DisclosureSEC source: 0001179110-18-002478 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,542 Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 23:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,500 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000933 · edgar.xml · derivative · entry 3 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,833 Underlying: Common Stock · 9,500 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. First tranche of stock options vested on October 20, 2011. Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 23:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 5,659 | $33.58 | $190,029.22 |
DisclosureSEC source: 0001179110-18-000933 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,383 Read SEC document |
| January 12, 2018 Filed Jan 17, 2018 23:52 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 9,500 | $20.00 | $190,000.00 |
DisclosureSEC source: 0001179110-18-000933 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 23:29 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 634 | $32.64 | $20,693.76 |
DisclosureSEC source: 0001179110-17-013637 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,542 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2017. Read SEC document |
| May 03, 2017 Filed May 4, 2017 21:26 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,799 | $32.15 | $89,987.85 |
DisclosureSEC source: 0001179110-17-006573 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,176 F2 · balance_after: Total includes 2,799 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2018 Annual Meeting of Shareholders. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:26 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,039 | $31.65 | $32,884.35 |
DisclosureSEC source: 0001179110-17-006573 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,377 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2017. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 23:00 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 3,098 | $32.50 | $100,685.00 |
DisclosureSEC source: 0001179110-17-001692 · edgar.xml · nonDerivative · entry 3 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,416 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:00 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001692 · edgar.xml · derivative · entry 4 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2018-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 11, 2013. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:00 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 4,902 | $32.64 | $160,001.28 |
DisclosureSEC source: 0001179110-17-001692 · edgar.xml · nonDerivative · entry 2 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,514 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:00 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 8,000 | $20.00 | $160,000.00 |
DisclosureSEC source: 0001179110-17-001692 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 24, 2016 00:02 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 5,000 | $27.00 | $135,000.00 |
DisclosureSEC source: 0001179110-16-032098 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,416 Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 17:26 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,126 | $24.34 | $27,406.84 |
DisclosureSEC source: 0001179110-16-031077 · edgar.xml · nonDerivative · entry 1 Warren Burney S. III · CIK 0001558068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,416 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.