Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | Chief Financial Officer | May 02, 2018 | May 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date May 02, 2018 · Filed May 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,703 |
Reported balance
After 2018-05-02 transaction · row 1
1 source rowRow 1 · 2018-05-02 · Tax withholding · Disposed 1,194 · Balance 121,703 F1: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2018 Filed May 4, 2018 17:10 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,194 | $35.36 | $42,219.84 |
DisclosureSEC source: 0001179110-18-006328 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,703 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018. Read SEC document |
| April 28, 2018 Filed May 1, 2018 18:17 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 3,585 | $34.69 | $124,363.65 |
DisclosureSEC source: 0001179110-18-006005 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,897 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,109 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 19 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,218 Underlying: Common Stock · 7,109 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2017, April 28, 2018, and April 28, 2019. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,672 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 18 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,672 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 15,376 | $33.81 | $519,902.54 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 11 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,482 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.92, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 7,109 | $19.56 | $139,052.04 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 10 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 5,672 | $20.00 | $113,440.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 9 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,718 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 17 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,672 Underlying: Common Stock · 1,718 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,064 | $0.00 Strike: $19.08 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 16 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,534 Underlying: Common Stock · 9,064 shares Expires 2025-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2016, April 28, 2017, and April 28, 2018. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,900 | $0.00 Strike: $18.92 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 15 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,900 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,300 | $0.00 Strike: $18.09 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 14 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,300 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,231 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 13 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,231 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 64,213 | $33.81 | $2,170,771.84 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 8 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,077 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.89, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 1,718 | $20.00 | $34,360.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 7 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 9,064 | $19.08 | $172,941.12 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 6 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 11,900 | $18.92 | $225,148.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 5 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 16,300 | $18.09 | $294,867.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 4 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 25,231 | $20.00 | $504,620.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 3 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 74,769 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 12 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,231 Underlying: Common Stock · 74,769 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 74,769 | $33.52 | $2,505,950.33 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 2 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,077 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.50 to $33.62, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 19:54 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 74,769 | $20.00 | $1,495,380.00 |
DisclosureSEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,875 | $0.00 Strike: $32.65 | $0.00 |
DisclosureSEC source: 0001179110-18-003502 · edgar.xml · derivative · entry 2 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,875 Underlying: Common Stock · 15,875 shares Expires 2028-03-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:20 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 5,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003502 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,077 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 17:12 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 13,224 | $36.23 | $479,105.52 |
DisclosureSEC source: 0001179110-17-013262 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,702 F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on October 9, 2017. Read SEC document |
| May 02, 2017 Filed May 4, 2017 17:28 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,264 | $31.65 | $40,005.60 |
DisclosureSEC source: 0001179110-17-006576 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,926 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2017. Read SEC document |
| April 29, 2017 Filed May 2, 2017 18:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,847 | $31.57 | $58,309.79 |
DisclosureSEC source: 0001179110-17-006433 · edgar.xml · nonDerivative · entry 2 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,190 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 29, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 3,181 | $31.57 | $100,424.17 |
DisclosureSEC source: 0001179110-17-006433 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,037 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,435 | $0.00 Strike: $34.04 | $0.00 |
DisclosureSEC source: 0001179110-17-003876 · edgar.xml · derivative · entry 2 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,435 Underlying: Common Stock · 11,435 shares Expires 2027-03-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003876 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,218 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:12 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 13,316 | $33.26 | $442,890.16 |
DisclosureSEC source: 0001179110-17-003273 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,253 F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on February 23, 2017. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 17:36 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 13,223 | $31.28 | $413,615.44 |
DisclosureSEC source: 0001179110-16-033359 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,569 F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on December 19, 2016. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 18:17 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 17,990 | $27.32 | $491,420.24 |
DisclosureSEC source: 0001179110-16-032151 · edgar.xml · nonDerivative · entry 3 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,792 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.425, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 18:17 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032151 · edgar.xml · derivative · entry 4 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 18:17 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 83,068 | $27.59 | $2,291,846.12 |
DisclosureSEC source: 0001179110-16-032151 · edgar.xml · nonDerivative · entry 2 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,782 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 18:17 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 100,000 | $20.00 | $2,000,000.00 |
DisclosureSEC source: 0001179110-16-032151 · edgar.xml · nonDerivative · entry 1 LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.