Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | Chief Admin Officer | April 28, 2020 | April 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date April 28, 2020 · Filed April 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,713 |
Reported balance
After 2020-04-28 transaction · row 1
1 source rowRow 1 · 2020-04-28 · Tax withholding · Disposed 1,154 · Balance 38,713 F1: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2020 Filed Apr 30, 2020 19:28 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,154 | $26.47 | $30,546.38 |
DisclosureSEC source: 0001179110-20-005311 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,713 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:35 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 16,178 | $0.00 Strike: $23.10 | $0.00 |
DisclosureSEC source: 0001179110-20-004628 · edgar.xml · derivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,178 Underlying: Common Stock · 16,178 shares Expires 2030-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2021. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:35 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-004628 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,867 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:08 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 2,743 | $30.59 | $83,908.37 |
DisclosureSEC source: 0001179110-20-002940 · edgar.xml · nonDerivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,390 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 18:08 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 5,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002940 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,133 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2017. F2 · balance_after: Includes 463 and 172 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 30, 2019 and February 28, 2020, respectively. Read SEC document |
| April 28, 2019 Filed Apr 30, 2019 19:04 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,380 | $37.68 | $51,998.40 |
DisclosureSEC source: 0001179110-19-005322 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,526 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:20 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,513 | $0.00 Strike: $34.08 | $0.00 |
DisclosureSEC source: 0001179110-19-004726 · edgar.xml · derivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,513 Underlying: Common Stock · 8,513 shares Expires 2029-04-01 F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2020. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:20 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004726 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,906 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2020. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:06 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,949 | $36.00 | $70,164.00 |
DisclosureSEC source: 0001179110-19-003285 · edgar.xml · nonDerivative · entry 3 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,550 F4 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on March 1, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:06 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 4,062 | $36.00 | $146,232.00 |
DisclosureSEC source: 0001179110-19-003285 · edgar.xml · nonDerivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,499 F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 17:06 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 9,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-003285 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,561 F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016. F2 · balance_after: Includes 342 and 134 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2018 and February 28, 2019, respectively. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 17:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,480 | $0.00 Strike: $18.92 | $0.00 |
DisclosureSEC source: 0001179110-18-010683 · edgar.xml · derivative · entry 3 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,480 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 17:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 5,805 | $40.40 | $234,497.04 |
DisclosureSEC source: 0001179110-18-010683 · edgar.xml · nonDerivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,065 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.4725, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 17:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 4,480 | $18.92 | $84,761.60 |
DisclosureSEC source: 0001179110-18-010683 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2018 Filed Jul 2, 2018 18:05 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,039 | $38.59 | $40,095.01 |
DisclosureSEC source: 0001179110-18-009227 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,390 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on July 1, 2018. Read SEC document |
| May 22, 2018 Filed May 22, 2018 19:43 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,450 | $0.00 Strike: $20.54 | $0.00 |
DisclosureSEC source: 0001179110-18-007378 · edgar.xml · derivative · entry 3 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,450 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on July 1, 2016 and July 1, 2017. Read SEC document |
| May 22, 2018 Filed May 22, 2018 19:43 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 9,450 | $38.70 | $365,744.30 |
DisclosureSEC source: 0001179110-18-007378 · edgar.xml · nonDerivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,429 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.70 to $38.73, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| May 22, 2018 Filed May 22, 2018 19:43 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 9,450 | $20.54 | $194,103.00 |
DisclosureSEC source: 0001179110-18-007378 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2018 Filed May 1, 2018 18:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,674 | $34.69 | $58,071.06 |
DisclosureSEC source: 0001179110-18-006007 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,429 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:21 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,443 | $0.00 Strike: $32.65 | $0.00 |
DisclosureSEC source: 0001179110-18-003506 · edgar.xml · derivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,443 Underlying: Common Stock · 9,443 shares Expires 2028-03-01 F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2019. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:21 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-003506 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,103 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2019. F2 · balance_after: Includes 317 and 162 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2017 and February 28, 2018, respectively. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 19:12 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 755 | $33.11 | $24,998.05 |
DisclosureSEC source: 0001179110-17-010101 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,427 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on July 1, 2017. Read SEC document |
| April 29, 2017 Filed May 2, 2017 18:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 695 | $31.57 | $21,941.15 |
DisclosureSEC source: 0001179110-17-006435 · edgar.xml · nonDerivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,182 F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 29, 2017. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:47 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 1,747 | $31.57 | $55,152.79 |
DisclosureSEC source: 0001179110-17-006435 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,877 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:10 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantEmployee Stock Option (Right to Buy) · Derivative | 6,724 | $0.00 Strike: $34.04 | $0.00 |
DisclosureSEC source: 0001179110-17-003874 · edgar.xml · derivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,724 Underlying: Common Stock · 6,724 shares Expires 2027-03-01 F3 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:10 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003874 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,624 F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2018. F2 · balance_after: Includes 517 and 159 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2016 and February 28, 2017, respectively. Read SEC document |
| December 06, 2016 Filed Dec 6, 2016 17:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 1,899 | $30.12 | $57,204.91 |
DisclosureSEC source: 0001179110-16-032484 · edgar.xml · nonDerivative · entry 3 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,617 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.14, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 17:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,450 | $0.00 Strike: $20.54 | $0.00 |
DisclosureSEC source: 0001179110-16-032484 · edgar.xml · derivative · entry 4 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,450 Underlying: Common Stock · 9,450 shares Expires 2023-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Time-vested stock option award. First tranche of 9,450 stock options vested on July 1, 2016. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 17:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 7,551 | $29.15 | $220,111.65 |
DisclosureSEC source: 0001179110-16-032484 · edgar.xml · nonDerivative · entry 2 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,516 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 17:18 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 9,450 | $20.54 | $194,103.00 |
DisclosureSEC source: 0001179110-16-032484 · edgar.xml · nonDerivative · entry 1 Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.