Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 6, 2018 21:03 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionCommon Stock | 16,907 | $79.55 | $1,344,951.85 |
DisclosureSEC source: 0001209191-18-017191 · doc4.xml · nonDerivative · entry 1 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:02 UTC |
Crimmins Michael SSVP-Corporate Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 486 | $0.00 Strike: $113.34 | $0.00 |
DisclosureSEC source: 0001209191-18-017190 · doc4.xml · derivative · entry 3 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 486 shares Expires 2027-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:02 UTC |
Crimmins Michael SSVP-Corporate Controller
|
SaleCommon Stock | 486 | $167.12 | $81,217.89 |
DisclosureSEC source: 0001209191-18-017190 · doc4.xml · nonDerivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 21:02 UTC |
Crimmins Michael SSVP-Corporate Controller
|
Exercise / conversionCommon Stock | 486 | $113.34 | $55,083.24 |
DisclosureSEC source: 0001209191-18-017190 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 21:06 UTC |
Crimmins Michael SSVP-Corporate Controller
|
SaleCommon Stock | 300 | $166.04 | $49,810.50 |
DisclosureSEC source: 0001209191-18-016368 · doc4.xml · nonDerivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:11 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Tax withholdingCommon Stock | 602 | $166.82 | $100,425.64 |
DisclosureSEC source: 0001209191-18-016397 · doc4.xml · nonDerivative · entry 2 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,143 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:11 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
GrantCommon Stock | 1,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016397 · doc4.xml · nonDerivative · entry 1 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,745 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:10 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
Tax withholdingCommon Stock | 15,404 | $166.82 | $2,569,695.28 |
DisclosureSEC source: 0001209191-18-016392 · doc4.xml · nonDerivative · entry 2 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,796 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:10 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
GrantCommon Stock | 25,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016392 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,200 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:09 UTC |
Hughes MelanieSVP & Chief HR Officer
|
Tax withholdingCommon Stock | 98 | $166.82 | $16,348.36 |
DisclosureSEC source: 0001209191-18-016387 · doc4.xml · nonDerivative · entry 1 Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,549 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:08 UTC |
Huber LindaExecutive VP and CFO
|
Tax withholdingCommon Stock | 4,226 | $166.82 | $704,981.32 |
DisclosureSEC source: 0001209191-18-016383 · doc4.xml · nonDerivative · entry 2 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,490 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:08 UTC |
Huber LindaExecutive VP and CFO
|
GrantCommon Stock | 7,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016383 · doc4.xml · nonDerivative · entry 1 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,716 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC |
GOGGINS JOHN JEVP and General Counsel
|
Tax withholdingCommon Stock | 2,322 | $166.82 | $387,356.04 |
DisclosureSEC source: 0001209191-18-016376 · doc4.xml · nonDerivative · entry 2 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,919 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC |
GOGGINS JOHN JEVP and General Counsel
|
GrantCommon Stock | 4,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016376 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,241 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC |
Fauber RobertPresident-MIS
|
Tax withholdingCommon Stock | 2,163 | $166.82 | $360,831.66 |
DisclosureSEC source: 0001209191-18-016371 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,621 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:07 UTC |
Fauber RobertPresident-MIS
|
GrantCommon Stock | 3,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016371 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,784 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:06 UTC |
Crimmins Michael SSVP-Corporate Controller
|
Tax withholdingCommon Stock | 620 | $166.82 | $103,428.40 |
DisclosureSEC source: 0001209191-18-016368 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:05 UTC |
Cantor RichardChief Risk Officer
|
Tax withholdingCommon Stock | 4,090 | $166.82 | $682,293.80 |
DisclosureSEC source: 0001209191-18-016364 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,416 F1 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:04 UTC |
Almeida MarkPresident, Moody's Analytics
|
Tax withholdingCommon Stock | 3,691 | $166.82 | $615,732.62 |
DisclosureSEC source: 0001209191-18-016359 · doc4.xml · nonDerivative · entry 2 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,398 F2 · shares: Disposition of shares to satisfy tax withholding obligation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 21:04 UTC |
Almeida MarkPresident, Moody's Analytics
|
GrantCommon Stock | 6,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-016359 · doc4.xml · nonDerivative · entry 1 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,089 F1 · shares: Receipt of shares acquired upon settlement of 2015-2017 Performance Shares. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:14 UTC |
VAN SAUN BRUCEDirector
|
GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011283 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:13 UTC |
Seidman LeslieDirector
|
GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011281 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,111 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:12 UTC |
MCKINNELL HENRY ADirector
|
GrantCommon Stock | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011278 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,822 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:11 UTC |
Kist EwaldDirector
|
GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011273 · doc4.xml · nonDerivative · entry 1 Kist Ewald · CIK 0001296883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,179 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:09 UTC |
Duffie DarrellDirector
|
GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011267 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,411 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:10 UTC |
Hill KathrynDirector
|
GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011272 · doc4.xml · nonDerivative · entry 1 Hill Kathryn · CIK 0001533931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,027 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:07 UTC |
ANDERSON BASILDirector
|
GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011258 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,866 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:08 UTC |
Bermudez Jorge A.Director
|
GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011261 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,266 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:13 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,398 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-012009 · doc4.xml · derivative · entry 3 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,398 Underlying: Common Stock · 2,398 shares Expires 2028-02-16 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:13 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
GrantCommon Stock | 657 | $167.50 | $110,047.50 |
DisclosureSEC source: 0001209191-18-012009 · doc4.xml · nonDerivative · entry 1 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,207 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:12 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 34,227 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-012007 · doc4.xml · derivative · entry 5 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,227 Underlying: Common Stock · 34,227 shares Expires 2028-02-16 F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:12 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
GrantCommon Stock | 9,373 | $167.50 | $1,569,977.50 |
DisclosureSEC source: 0001209191-18-012007 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,458 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:11 UTC |
GOGGINS JOHN JEVP and General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 4,665 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-012006 · doc4.xml · derivative · entry 3 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,665 Underlying: Common Stock · 4,665 shares Expires 2028-02-16 F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:11 UTC |
GOGGINS JOHN JEVP and General Counsel
|
GrantCommon Stock | 1,278 | $167.50 | $214,065.00 |
DisclosureSEC source: 0001209191-18-012006 · doc4.xml · nonDerivative · entry 1 GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,499 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:06 UTC |
Fauber RobertPresident-MIS
|
GrantEmployee Stock Option (right to buy) · Derivative | 6,322 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-011996 · doc4.xml · derivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,322 Underlying: Common Stock · 6,322 shares Expires 2028-02-16 F2 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:06 UTC |
Fauber RobertPresident-MIS
|
GrantCommon Stock | 1,731 | $167.50 | $289,942.50 |
DisclosureSEC source: 0001209191-18-011996 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,941 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:09 UTC |
Hughes MelanieSVP & Chief HR Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 3,575 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-012003 · doc4.xml · derivative · entry 2 Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,575 Underlying: Common Stock · 3,575 shares Expires 2028-02-16 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:09 UTC |
Hughes MelanieSVP & Chief HR Officer
|
GrantCommon Stock | 979 | $167.50 | $163,982.50 |
DisclosureSEC source: 0001209191-18-012003 · doc4.xml · nonDerivative · entry 1 Hughes Melanie · CIK 0001380530 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,647 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:05 UTC |
Crimmins Michael SSVP-Corporate Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,281 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-011993 · doc4.xml · derivative · entry 2 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281 Underlying: Common Stock · 1,281 shares Expires 2028-02-16 F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:05 UTC |
Crimmins Michael SSVP-Corporate Controller
|
GrantCommon Stock | 351 | $167.50 | $58,792.50 |
DisclosureSEC source: 0001209191-18-011993 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,786 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:05 UTC |
Cantor RichardChief Risk Officer
|
GrantCommon Stock | 5,284 | $167.50 | $885,070.00 |
DisclosureSEC source: 0001209191-18-011992 · doc4.xml · nonDerivative · entry 1 Cantor Richard · CIK 0001453619 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,506 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:04 UTC |
Almeida MarkPresident, Moody's Analytics
|
GrantEmployee Stock Option (right to buy) · Derivative | 7,325 | $0.00 Strike: $167.50 | $0.00 |
DisclosureSEC source: 0001209191-18-011989 · doc4.xml · derivative · entry 3 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,325 Underlying: Common Stock · 7,325 shares Expires 2028-02-16 F3 · derivative.exercise_date: One fourth of the options vest each year beginning with the date indicated. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 22:04 UTC |
Almeida MarkPresident, Moody's Analytics
|
GrantCommon Stock | 2,006 | $167.50 | $336,005.00 |
DisclosureSEC source: 0001209191-18-011989 · doc4.xml · nonDerivative · entry 1 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,862 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:30 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-18-006466 · doc4.xml · derivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:30 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 5 | $161.62 | $808.10 |
DisclosureSEC source: 0001209191-18-006466 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,210 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:30 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 5 | $38.07 | $190.35 |
DisclosureSEC source: 0001209191-18-006466 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:09 UTC |
Almeida MarkPresident, Moody's Analytics
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 62,500 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-18-006808 · doc4.xml · derivative · entry 6 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:09 UTC |
Almeida MarkPresident, Moody's Analytics
|
SaleCommon Stock | 52,829 | $161.81 | $8,547,996.35 |
DisclosureSEC source: 0001209191-18-006808 · doc4.xml · nonDerivative · entry 4 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,826 F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $161.63 to $162.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:09 UTC |
Almeida MarkPresident, Moody's Analytics
|
SaleCommon Stock | 9,671 | $161.29 | $1,559,787.24 |
DisclosureSEC source: 0001209191-18-006808 · doc4.xml · nonDerivative · entry 3 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,655 F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $160.63 to $161.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:09 UTC |
Almeida MarkPresident, Moody's Analytics
|
Exercise / conversionCommon Stock | 62,500 | $38.07 | $2,379,375.00 |
DisclosureSEC source: 0001209191-18-006808 · doc4.xml · nonDerivative · entry 2 Almeida Mark · CIK 0001409155 · President, Moody's Analytics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.