Tapewire

NYSE · USD

MCO

MOODYS CORP /DE/

Export transactions ↓
Tapewire entity
386
SEC CIK
0001059556
Parsed reports
873

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202604
Mar 202605
Apr 202605
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202602
Oct 202602

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2018 Filed May 16, 2018 21:26 UTC
MCDANIEL RAYMOND WDirector · President and CEO
GiftCommon Stock 33,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust 1

Disclosed balance after: 100,000

Read SEC document
May 14, 2018 Filed May 16, 2018 21:26 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 300 $174.66 $52,396.50
Disclosure

SEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,725

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:26 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 2,000 $174.04 $348,086.00
Disclosure

SEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,025

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.52 to $174.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:26 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 7,700 $172.88 $1,331,176.00
Disclosure

SEC source: 0001209191-18-030615 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,025

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $172.52 to $173.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2018 Filed May 14, 2018 20:08 UTC
Crimmins Michael SSVP-Corporate Controller
SaleCommon Stock 898 $173.46 $155,763.49
Disclosure

SEC source: 0001209191-18-029812 · doc4.xml · nonDerivative · entry 1

Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,968

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.44 to $173.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:02 UTC
Worrall BlairSVP-Ratings Delivery and Data
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 2,496 $0.00 Strike: $98.01 $0.00
Disclosure

SEC source: 0001209191-18-029515 · doc4.xml · derivative · entry 7

Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,496 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:02 UTC
Worrall BlairSVP-Ratings Delivery and Data
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,366 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-18-029515 · doc4.xml · derivative · entry 6

Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,366 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:02 UTC
Worrall BlairSVP-Ratings Delivery and Data
SaleCommon Stock 2,496 $173.80 $433,794.82
Disclosure

SEC source: 0001209191-18-029515 · doc4.xml · nonDerivative · entry 4

Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,143

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.79 to $173.85. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:02 UTC
Worrall BlairSVP-Ratings Delivery and Data
Exercise / conversionCommon Stock 2,496 $98.01 $244,632.96
Disclosure

SEC source: 0001209191-18-029515 · doc4.xml · nonDerivative · entry 3

Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:02 UTC
Worrall BlairSVP-Ratings Delivery and Data
SaleCommon Stock 3,366 $173.90 $585,340.67
Disclosure

SEC source: 0001209191-18-029515 · doc4.xml · nonDerivative · entry 2

Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,143

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $173.89 to $173.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2018 Filed May 11, 2018 20:02 UTC
Worrall BlairSVP-Ratings Delivery and Data
Exercise / conversionCommon Stock 3,366 $79.55 $267,765.30
Disclosure

SEC source: 0001209191-18-029515 · doc4.xml · nonDerivative · entry 1

Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:08 UTC
Cantor RichardChief Risk Officer
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029238 · doc4.xml · nonDerivative · entry 2

Cantor Richard · CIK 0001453619 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,472

Read SEC document
May 08, 2018 Filed May 10, 2018 20:08 UTC
Cantor RichardChief Risk Officer
SaleCommon Stock 4,344 $167.42 $727,259.45
Disclosure

SEC source: 0001209191-18-029238 · doc4.xml · nonDerivative · entry 1

Cantor Richard · CIK 0001453619 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,072

F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $167.34 to $167.46. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 21:36 UTC
Zalm GerritDirector
GrantCommon Stock 1,115 $161.37 $179,927.55
Disclosure

SEC source: 0001209191-18-026130 · doc4.xml · nonDerivative · entry 1

Zalm Gerrit · CIK 0001738291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 21:35 UTC GrantCommon Stock 1,115 $161.37 $179,927.55
Disclosure

SEC source: 0001209191-18-026125 · doc4.xml · nonDerivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115

F1 · shares: Exempt grant of restricted stock units.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 21:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 45,215 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-18-024372 · doc4.xml · derivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,215 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F7 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 21:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 10,196 $161.07 $1,642,259.52
Disclosure

SEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,796

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $160.66 to $161.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 21:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 18,684 $160.24 $2,993,998.90
Disclosure

SEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,992

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $159.66 to $160.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 21:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 4,510 $158.96 $716,918.62
Disclosure

SEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,676

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $158.53 to $159.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 21:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 11,825 $158.07 $1,869,177.75
Disclosure

SEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,186

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $157.52 to $158.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2018 Filed Apr 9, 2018 21:06 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 45,215 $25.37 $1,147,104.55
Disclosure

SEC source: 0001209191-18-024372 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:02 UTC SaleCommon Stock 500 $160.96 $80,480.00
Disclosure

SEC source: 0001209191-18-022836 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,944

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan.

Read SEC document
March 18, 2018 Filed Mar 19, 2019 20:13 UTC GrantCommon Stock 22 $177.11 $3,896.42
Disclosure

SEC source: 0001209191-19-020272 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,408

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 18, 2018 Filed Mar 19, 2019 20:03 UTC GrantDividend Equivalent · Derivative 3.169 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020259 · doc4.xml · derivative · entry 2

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.169

Underlying: Common Stock · 3.169 shares

Expires not disclosed

F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

Read SEC document
March 18, 2018 Filed Mar 19, 2019 20:03 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 1.279 $177.97 $227.62
Disclosure

SEC source: 0001209191-19-020259 · doc4.xml · derivative · entry 1

FORLENZA VINCENT A · CIK 0001221787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465.502

Underlying: Common Stock · 1.279 shares

Expires not disclosed

F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 18, 2018 Filed Mar 19, 2019 20:01 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 33.139 $177.97 $5,897.75
Disclosure

SEC source: 0001209191-19-020257 · doc4.xml · derivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053.817

Underlying: Common Stock · 33.139 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 14, 2018 Filed Feb 8, 2019 21:03 UTC
GOGGINS JOHN JEVP and General Counsel
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008468 · doc5.xml · nonDerivative · entry 1

GOGGINS JOHN J · CIK 0001195304 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,619

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:07 UTC GrantDividend Equivalent · Derivative 2.785 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019165 · doc4.xml · derivative · entry 2

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.785

Underlying: Common Stock · 2.785 shares

Expires not disclosed

F2 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F2 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F2 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:07 UTC GrantCommon Stock 7 $170.25 $1,191.75
Disclosure

SEC source: 0001209191-18-019165 · doc4.xml · nonDerivative · entry 1

VAN SAUN BRUCE · CIK 0001199914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,337

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:07 UTC GrantCommon Stock 17 $170.25 $2,894.25
Disclosure

SEC source: 0001209191-18-019163 · doc4.xml · nonDerivative · entry 1

Seidman Leslie · CIK 0001595268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,128

F1 · shares: Restricted Stock deferred dividend reinvestment accrual

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:06 UTC GrantDividend Equivalent · Derivative 3.868 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019159 · doc4.xml · derivative · entry 3

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.868

Underlying: Common Stock · 3.868 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:06 UTC GrantPhantom Stock Units (Deferred Performance Shares) · Derivative 4.731 $169.86 $803.61
Disclosure

SEC source: 0001209191-18-019159 · doc4.xml · derivative · entry 2

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831.237

Underlying: Common Stock · 4.731 shares

Expires not disclosed

F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:06 UTC GrantCommon Stock 129 $170.25 $21,962.25
Disclosure

SEC source: 0001209191-18-019159 · doc4.xml · nonDerivative · entry 1

MCKINNELL HENRY A · CIK 0001174453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,951

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:05 UTC GrantCommon Stock 33 $170.25 $5,618.25
Disclosure

SEC source: 0001209191-18-019154 · doc4.xml · nonDerivative · entry 1

Duffie Darrell · CIK 0001448801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,444

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:04 UTC GrantCommon Stock 20 $170.25 $3,405.00
Disclosure

SEC source: 0001209191-18-019153 · doc4.xml · nonDerivative · entry 1

Bermudez Jorge A. · CIK 0001419202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,286

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:04 UTC GrantDividend Equivalent · Derivative 2.785 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019150 · doc4.xml · derivative · entry 3

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2.785

Underlying: Common Stock · 2.785 shares

Expires not disclosed

F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:04 UTC GrantPhantom Stock Units (Deferred Compensation) · Derivative 30.24 $169.86 $5,136.57
Disclosure

SEC source: 0001209191-18-019150 · doc4.xml · derivative · entry 2

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,919.401

Underlying: Common Stock · 30.24 shares

Expires not disclosed

F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement.

F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 20:04 UTC GrantCommon Stock 103 $170.25 $17,535.75
Disclosure

SEC source: 0001209191-18-019150 · doc4.xml · nonDerivative · entry 1

ANDERSON BASIL · CIK 0001180659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,969

F1 · shares: Restricted Stock deferred dividend reinvestment accrual.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:08 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 45,216 $0.00 Strike: $25.37 $0.00
Disclosure

SEC source: 0001209191-18-017680 · doc4.xml · derivative · entry 9

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,216 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F6 · derivative.exercise_date: One fourth of the options vested each year beginning with the date indicated.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:08 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 300 $167.98 $50,394.00
Disclosure

SEC source: 0001209191-18-017680 · doc4.xml · nonDerivative · entry 5

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,796

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:08 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 200 $167.03 $33,405.00
Disclosure

SEC source: 0001209191-18-017680 · doc4.xml · nonDerivative · entry 4

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,096

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $166.63 to $167.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:08 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 15,961 $165.67 $2,644,258.87
Disclosure

SEC source: 0001209191-18-017680 · doc4.xml · nonDerivative · entry 3

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,296

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $165.42 to $166.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:08 UTC
MCDANIEL RAYMOND WDirector · President and CEO
SaleCommon Stock 28,755 $165.02 $4,745,207.61
Disclosure

SEC source: 0001209191-18-017680 · doc4.xml · nonDerivative · entry 2

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,257

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $164.42 to $165.41. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:08 UTC
MCDANIEL RAYMOND WDirector · President and CEO
Exercise / conversionCommon Stock 45,216 $25.37 $1,147,129.92
Disclosure

SEC source: 0001209191-18-017680 · doc4.xml · nonDerivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:07 UTC
Fauber RobertPresident-MIS
SaleCommon Stock 3,500 $168.00 $588,000.00
Disclosure

SEC source: 0001209191-18-017678 · doc4.xml · nonDerivative · entry 1

Fauber Robert · CIK 0001481153 · President-MIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,121

F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:03 UTC
Huber LindaExecutive VP and CFO
Exercise / conversionEmployee stock option (right to buy) · Derivative 13,484 $0.00 Strike: $80.81 $0.00
Disclosure

SEC source: 0001209191-18-017191 · doc4.xml · derivative · entry 6

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,484 shares

Expires 2026-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:03 UTC
Huber LindaExecutive VP and CFO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,907 $0.00 Strike: $79.55 $0.00
Disclosure

SEC source: 0001209191-18-017191 · doc4.xml · derivative · entry 5

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,907 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:03 UTC
Huber LindaExecutive VP and CFO
SaleCommon Stock 13,484 $161.92 $2,183,329.28
Disclosure

SEC source: 0001209191-18-017191 · doc4.xml · nonDerivative · entry 4

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,490

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:03 UTC
Huber LindaExecutive VP and CFO
Exercise / conversionCommon Stock 13,484 $80.81 $1,089,642.04
Disclosure

SEC source: 0001209191-18-017191 · doc4.xml · nonDerivative · entry 3

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 21:03 UTC
Huber LindaExecutive VP and CFO
SaleCommon Stock 16,907 $161.92 $2,737,581.44
Disclosure

SEC source: 0001209191-18-017191 · doc4.xml · nonDerivative · entry 2

Huber Linda · CIK 0001327278 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,490

F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.