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LUMN

Lumen Technologies, Inc.

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Tapewire entity
3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2022 Filed Nov 9, 2022 22:18 UTC PurchaseCommon Stock 12,500 $6.36 $79,500.00
Disclosure

SEC source: 0000018926-22-000054 · wf-form4_166803230368068.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,430

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.315 to $6.495. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 23:01 UTC
Johnson Kathleen EDirector · President & CEO
GrantCommon Stock 351,118 $0.00 $0.00
Disclosure

SEC source: 0000018926-22-000052 · wf-form4_166794848222869.xml · nonDerivative · entry 2

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,957

F2 · kind: Represents a sign-on grant of restricted stock that will vest in three equal annual installments beginning on November 7, 2023.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 23:01 UTC
Johnson Kathleen EDirector · President & CEO
GrantCommon Stock 147,839 $0.00 $0.00
Disclosure

SEC source: 0000018926-22-000052 · wf-form4_166794848222869.xml · nonDerivative · entry 1

Johnson Kathleen E · CIK 0001831269 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,839

F1 · kind: Represents a sign-on grant of restricted stock with a one-year cliff vesting on November 7, 2023.

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:16 UTC PurchaseCommon Stock 20,000 $5.92 $118,400.00
Disclosure

SEC source: 0000018926-22-000048 · wf-form4_166785935378118.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,414

Read SEC document
November 04, 2022 Filed Nov 7, 2022 22:07 UTC
Jones HalDirector
PurchaseCommon Stock 11,500 $5.93 $68,195.00
Disclosure

SEC source: 0000018926-22-000046 · wf-form4_166785882551113.xml · nonDerivative · entry 1

Jones Hal · CIK 0001450693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,989

Read SEC document
November 04, 2022 Filed Nov 8, 2022 22:29 UTC PurchaseCommon Stock 11,500 $5.90 $67,850.00
Disclosure

SEC source: 0000018926-22-000050 · wf-form4_166794654805715.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,029

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.83 to $5.99. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 13:29 UTC
Genschaw AndreaSVP and Controller
GrantCommon Stock 68,865 $0.00 $0.00
Disclosure

SEC source: 0000018926-22-000032 · wf-form4_166074293878909.xml · nonDerivative · entry 1

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,114

F1 · kind: Represents a one-time retention grant of restricted stock (50% time-based and 50% performance-based). All shares earned will vest in one installment on August 23, 2024. The performance-based portion is based on special relative TSR design with payout opportunity of 125%, 100% or 75% depending on the Issuer's relative TSR performance from July 1, 2022 through June 30, 2024.

Read SEC document
August 09, 2022 Filed Mar 11, 2024 22:07 UTC GiftCommon Stock 14,536 $0.00 $0.00
Disclosure

SEC source: 0000018926-24-000038 · wk-form4_1710194827.xml · nonDerivative · entry 2

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Laurie 2020 Gift Trust

Disclosed balance after: 44,536

F1 · kind: Represents the reporting person's transfer of shares of the Issuer's common stock to an irrevocable trust. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
August 09, 2022 Filed Mar 11, 2024 22:07 UTC GiftCommon Stock 14,536 $0.00 $0.00
Disclosure

SEC source: 0000018926-24-000038 · wk-form4_1710194827.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,916

F1 · kind: Represents the reporting person's transfer of shares of the Issuer's common stock to an irrevocable trust. This late filing is due to an inadvertent administrative error and not any error of the reporting person.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:06 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030804 · doc4.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,847

F1 · kind: This grant of restricted stock will vest on May 18, 2023.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:05 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030803 · doc4.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,451

F1 · kind: This grant of restricted stock will vest on May 18, 2023.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:04 UTC
Jones HalDirector
GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030802 · doc4.xml · nonDerivative · entry 1

Jones Hal · CIK 0001450693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,489

F1 · kind: This grant of restricted stock will vest on May 18, 2023.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:04 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030801 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,661

F1 · kind: This grant of restricted stock will vest on May 18, 2023.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:03 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030800 · doc4.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,414

F1 · kind: This grant of restricted stock units will vest on May 18, 2023 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:02 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030798 · doc4.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,002

F1 · kind: This grant of restricted stock units will vest on May 18, 2023 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:02 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030799 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,529

F1 · kind: This grant of restricted stock will vest on May 18, 2023.

Read SEC document
May 18, 2022 Filed May 20, 2022 00:59 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030796 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,930

F1 · kind: This grant of restricted stock units will vest on May 18, 2023 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 18, 2022 Filed May 20, 2022 01:01 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030797 · doc4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,821

F1 · kind: This grant of restricted stock will vest on May 18, 2023.

Read SEC document
May 18, 2022 Filed May 20, 2022 00:58 UTC GrantCommon Stock 18,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030795 · doc4.xml · nonDerivative · entry 1

Allen Quincy L · CIK 0001347047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,050

F1 · kind: This grant of restricted stock units will vest on May 18, 2023 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:44 UTC
Genschaw AndreaSVP and Controller
Tax withholdingCommon Stock 4,622 $11.28 $52,136.16
Disclosure

SEC source: 0001209191-22-023683 · doc4.xml · nonDerivative · entry 1

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,249

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:40 UTC GrantCommon Stock 394,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023488 · doc4.xml · nonDerivative · entry 2

Stansbury Christopher · CIK 0001674266 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,762

F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based) under the Issuer's 2022 long-term incentive program. The time-based portion will vest in three equal annual installments beginning on April 4, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on April 4, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:40 UTC GrantCommon Stock 339,705 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023488 · doc4.xml · nonDerivative · entry 1

Stansbury Christopher · CIK 0001674266 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,705

F1 · kind: Represents a sign-on grant of restricted stock vesting based on continuous service as follows: 67,941 shares will vest in three equal annual installments beginning on April 4, 2023; 135,882 shares will vest in one installment on April 4, 2027; and 135,882 shares will vest in one installment on April 4, 2029.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:38 UTC Tax withholdingCommon Stock 55,535 $10.42 $578,674.70
Disclosure

SEC source: 0001209191-22-015867 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,226

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:39 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 24,946 $10.42 $259,937.32
Disclosure

SEC source: 0001209191-22-015870 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,594

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:39 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 326,144 $10.42 $3,398,420.48
Disclosure

SEC source: 0001209191-22-015868 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,960,312

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:38 UTC
Genschaw AndreaSVP and Controller
Tax withholdingCommon Stock 2,446 $10.42 $25,487.32
Disclosure

SEC source: 0001209191-22-015864 · doc4.xml · nonDerivative · entry 1

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,871

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:37 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 86,872 $10.42 $905,206.24
Disclosure

SEC source: 0001209191-22-015863 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,716

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:37 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
Tax withholdingCommon Stock 27,645 $10.42 $288,060.90
Disclosure

SEC source: 0001209191-22-015862 · doc4.xml · nonDerivative · entry 1

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,806

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:09 UTC
Dev IndraneelEVP and CFO
GrantCommon Stock 398,975 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014287 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,152

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:08 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 140,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014285 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,540

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:04 UTC
STOREY JEFFREY KDirector · President & CEO
GrantCommon Stock 473,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014272 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,286,456

F1 · kind: The Reporting Person received a grant of restricted stock units (36% time-based and 64% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2023. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:51 UTC GrantCommon Stock 211,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014220 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,761

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:50 UTC
Genschaw AndreaSVP and Controller
GrantCommon Stock 37,551 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014215 · doc4.xml · nonDerivative · entry 1

Genschaw Andrea · CIK 0001863152 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,317

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 22:49 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
GrantCommon Stock 150,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-014209 · doc4.xml · nonDerivative · entry 1

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,451

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 22:56 UTC SaleCommon Stock 128,616 $14.16 $1,821,202.56
Disclosure

SEC source: 0001209191-21-063683 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,539

F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $14.07 - $14.23. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 05, 2021 Filed Feb 11, 2022 22:20 UTC
STOREY JEFFREY KDirector · President & CEO
GiftCommon Stock 783,999 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 4

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 146,001

F3 · shares: Represents a gift of shares from the Reporting Person's spouse to three separate trusts, each of which is for the benefit of one of their children. The Reporting Person serves as sole trustee for each of the three trusts.

Read SEC document
November 05, 2021 Filed Feb 11, 2022 22:20 UTC
STOREY JEFFREY KDirector · President & CEO
GiftCommon Stock 784,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 3

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813,319

F2 · shares: Represents a gift of shares from the Reporting Person to a family trust for the benefit of his spouse and her children, for which his spouse serves as sole trustee.

Read SEC document
October 27, 2021 Filed Feb 11, 2022 22:20 UTC
STOREY JEFFREY KDirector · President & CEO
GiftCommon Stock 930,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 2

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 930,000

F1 · shares: Represents a gift of securities by the Reporting Person to the Reporting Person's spouse.

Read SEC document
October 27, 2021 Filed Feb 11, 2022 22:20 UTC
STOREY JEFFREY KDirector · President & CEO
GiftCommon Stock 930,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,597,319

F1 · shares: Represents a gift of securities by the Reporting Person to the Reporting Person's spouse.

Read SEC document
October 22, 2021 Filed Mar 3, 2022 00:34 UTC Amendment
Dev IndraneelEVP and CFO
GiftCommon Stock 81,464 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015063 · doc5a.xml · nonDerivative · entry 2

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,613

F2 · shares: Represents a gift of shares to three separate irrevocable family trusts. The Reporting Person's spouse serves as sole trustee for each of the three trusts.

F3 · shares: This transaction was erroneously omitted from the Reporting Person's original Form 5.

Read SEC document
October 18, 2021 Filed Feb 11, 2022 22:17 UTC
Dev IndraneelEVP and CFO
GiftCommon Stock 256,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-008929 · doc5.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,177

F1 · shares: Represents a gift of shares to three separate family trusts, each of which is for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as sole trustee for each of the three trusts.

Read SEC document
October 18, 2021 Filed Mar 3, 2022 00:34 UTC Amendment
Dev IndraneelEVP and CFO
GiftCommon Stock 289,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015063 · doc5a.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,077

F1 · shares: This transaction is being amended to correct the number of shares gifted by the Reporting Person on this date.

F2 · shares: Represents a gift of shares to three separate irrevocable family trusts. The Reporting Person's spouse serves as sole trustee for each of the three trusts.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 22:03 UTC PurchaseCommon Stock 2,500 $11.98 $29,937.50
Disclosure

SEC source: 0001209191-21-053354 · doc4.xml · nonDerivative · entry 2

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,015

F1 · balance_after: The Reporting Person is no longer reporting any beneficial ownership interest in 500 shares owned by his adult son, which were included in his prior ownership reports.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 22:03 UTC PurchaseCommon Stock 2,500 $11.98 $29,942.50
Disclosure

SEC source: 0001209191-21-053354 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,515

Read SEC document
August 07, 2021 Filed Aug 10, 2021 22:23 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 14,828 $11.75 $174,229.00
Disclosure

SEC source: 0001209191-21-050679 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,648

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

F2 · balance_after: The reporting person's ending balance has been reduced by 12,864 shares to correct the number of additional shares acquired pursuant to his performance-based restricted stock award that vested on August 7, 2021.

Read SEC document
May 24, 2021 Filed May 26, 2021 23:38 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 192,794 $14.35 $2,766,593.90
Disclosure

SEC source: 0001209191-21-036058 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,527,319

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

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May 20, 2021 Filed May 24, 2021 21:30 UTC GrantCommon Stock 14,536 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035459 · doc4.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,333

F1 · kind: This grant of restricted stock will vest on May 20, 2022.

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May 20, 2021 Filed May 24, 2021 21:05 UTC GrantCommon Stock 14,536 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035411 · doc4.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,937

F1 · kind: This grant of restricted stock will vest on May 20, 2022.

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May 20, 2021 Filed May 24, 2021 21:04 UTC
Jones HalDirector
GrantCommon Stock 14,536 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035408 · doc4.xml · nonDerivative · entry 1

Jones Hal · CIK 0001450693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,975

F1 · kind: This grant of restricted stock will vest on May 20, 2022.

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May 20, 2021 Filed May 24, 2021 21:03 UTC GrantCommon Stock 14,536 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035406 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,147

F1 · kind: This grant of restricted stock will vest on May 20, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.