Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumen Technologies, Inc.LUMN · Entity 3749 | Exec VP & Chief Mktg Officer | March 01, 2023 | March 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumen Technologies, Inc.
Report date March 01, 2023 · Filed March 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 355,619 |
Ending reported balance
After 2023-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-01 · Tax withholding · Disposed 23,391 · Balance 415,415 F1: Shares withheld to cover the taxes due upon the vesting of equity awards. Row 2 · 2023-03-01 · Disposition to issuer · Disposed 59,796 · Balance 355,619 F2: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 2,938 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,938 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover the taxes due upon the vesting of equity awards.
F2: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 4, 2023 02:40 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 59,796 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000029 · wf-form4_167789760831460.xml · nonDerivative · entry 2 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,619 F2 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:40 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 23,391 | $3.23 | $75,552.93 |
DisclosureSEC source: 0000018926-23-000029 · wf-form4_167789760831460.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,415 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:37 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 27,645 | $10.42 | $288,060.90 |
DisclosureSEC source: 0001209191-22-015862 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,806 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:49 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 150,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014209 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,451 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:23 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 19,503 | $12.51 | $243,982.53 |
DisclosureSEC source: 0001209191-21-017492 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,249 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:27 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 15,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016291 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,752 F1 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2020, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:06 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 134,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014930 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,764 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2022. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2024. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:54 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 8,006 | $11.94 | $95,591.64 |
DisclosureSEC source: 0001209191-21-013552 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,460 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 22:06 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 906 | $9.87 | $8,942.22 |
DisclosureSEC source: 0001209191-20-041127 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,466 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:03 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 5,149 | $12.07 | $62,148.43 |
DisclosureSEC source: 0001209191-20-015368 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,372 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:26 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 5,959 | $12.75 | $75,977.25 |
DisclosureSEC source: 0001209191-20-014058 · doc4.xml · nonDerivative · entry 3 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,521 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:26 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 9,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014058 · doc4.xml · nonDerivative · entry 2 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,480 F2 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:26 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 99,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014058 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,574 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:22 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,844 | $13.22 | $24,377.68 |
DisclosureSEC source: 0001209191-20-012455 · doc4.xml · nonDerivative · entry 1 Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,915 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.