Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumen Technologies, Inc.LUMN · Entity 3749 | Director · Chief Executive Officer | August 06, 2026 | August 06, 2026 |
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Director | May 08, 2025 | May 09, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumen Technologies, Inc.
Report date August 06, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Revocable Trust | 100,000 |
Reported balance
After 2026-08-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-06 · Purchase · Acquired 100,000 · Balance 100,000 F1: The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $6.065 to $6.175 per share. The Reporting Person has provided the Company, and upon request, will provide any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, with information regarding the number of shares acquired at each price within that range. F2: Shares are held by the Revocable Trust of Todd and Kathleen Johnson, u/a/d November 29, 2021, of which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | Direct | 7,509,539 |
Reported balance
Holding disclosure · report date 2026-08-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,509,539 F3: Includes the transfer of 1,000,000 shares on May 15, 2026 to the Kathleen E Johnson May 2026 2-Year GRAT, U/A 5/11/26, of which the Reporting Person is the trustee, for estate planning purposes. |
| Common StockSEC Table I · non-derivative | IndirectBy Spousal Trust | 3,606,127 |
Reported balance
Holding disclosure · report date 2026-08-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,606,127 |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 1,000,000 |
Reported balance
Holding disclosure · report date 2026-08-06 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,000,000 F3: Includes the transfer of 1,000,000 shares on May 15, 2026 to the Kathleen E Johnson May 2026 2-Year GRAT, U/A 5/11/26, of which the Reporting Person is the trustee, for estate planning purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $6.065 to $6.175 per share. The Reporting Person has provided the Company, and upon request, will provide any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, with information regarding the number of shares acquired at each price within that range.
F2: Shares are held by the Revocable Trust of Todd and Kathleen Johnson, u/a/d November 29, 2021, of which the Reporting Person is a trustee.
F3: Includes the transfer of 1,000,000 shares on May 15, 2026 to the Kathleen E Johnson May 2026 2-Year GRAT, U/A 5/11/26, of which the Reporting Person is the trustee, for estate planning purposes.
UNITED PARCEL SERVICE INC
Report date May 08, 2025 · Filed May 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,136.6374 |
Reported balance
After 2025-05-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-05-08 · Grant · Acquired 2,011 · Balance 7,136.6374 F1: One unit is equivalent to one share of UPS Class A common stock. F2: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3: Includes units credited upon the payment of dividends on the underlying Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: One unit is equivalent to one share of UPS Class A common stock.
F2: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.
F3: Includes units credited upon the payment of dividends on the underlying Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2026 Filed Aug 6, 2026 22:36 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | PurchaseCommon Stock | 100,000 | $6.13 | $612,680.00 |
DisclosureSEC source: 0001831269-26-000002 · wk-form4_1786055797.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Revocable Trust Disclosed balance after: 100,000 F1 · price: The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $6.065 to $6.175 per share. The Reporting Person has provided the Company, and upon request, will provide any security holder of the Company or the staff of the U.S. Securities and Exchange Commission, with information regarding the number of shares acquired at each price within that range. F2 · ownership.nature: Shares are held by the Revocable Trust of Todd and Kathleen Johnson, u/a/d November 29, 2021, of which the Reporting Person is a trustee. Read SEC document |
| May 07, 2026 Filed May 11, 2026 20:58 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 241,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-033634 · wk-form4_1778533116.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spousal Trust Disclosed balance after: 3,606,127 F1 · shares: Represents the reporting person's transfer of 241,450 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. F2 · ownership.nature: The reporting person disclaims ownership of the shares held in this trust, except to the extent of her beneficial ownership therein. Read SEC document |
| May 07, 2026 Filed May 11, 2026 20:58 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 241,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-033634 · wk-form4_1778533116.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,509,539 F1 · shares: Represents the reporting person's transfer of 241,450 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:53 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 252,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-013972 · wk-form4_1772574827.xml · nonDerivative · entry 3 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750,989 F3 · kind: Represents performance-based restricted shares or RSUs granted on May 18, 2023, which reflects the net amount after a portion were forfeited on March 1, 2026, for failing to achieve the three-year performance metrics and a portion were determined to exceed the applicable performance target. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:53 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 1,715,571 | $7.11 | $12,197,709.81 |
DisclosureSEC source: 0001628280-26-013972 · wk-form4_1772574827.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,003,691 F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:53 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 2,156,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-013972 · wk-form4_1772574827.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,719,262 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2027. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2029. Read SEC document |
| February 05, 2026 Filed Feb 5, 2026 22:34 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | PurchaseCommon Stock | 78,685 | $6.35 | $499,925.15 |
DisclosureSEC source: 0001628280-26-005876 · wk-form4_1770330846.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,562,582 F1 · price: The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $6.2775 to $6.42 per share. The reporting person has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares acquired at each price within that range. Read SEC document |
| November 07, 2025 Filed Nov 13, 2025 02:27 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 46,735 | $10.52 | $491,652.20 |
DisclosureSEC source: 0001193125-25-278435 · ownership.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,483,897 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 20:45 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 1,086,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-25-000097 · wk-form4_1755290707.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spousal Trust Disclosed balance after: 3,364,677 F1 · shares: Represents the reporting person's transfer of 1,086,315 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. F2 · ownership.nature: The reporting person disclaims ownership of the shares held in this trust, except to the extent of her beneficial ownership therein. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 20:45 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 1,086,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-25-000097 · wk-form4_1755290707.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,530,632 F1 · shares: Represents the reporting person's transfer of 1,086,315 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| August 05, 2025 Filed Aug 7, 2025 20:24 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | PurchaseCommon Stock | 135,870 | $3.69 | $501,781.50 |
DisclosureSEC source: 0000018926-25-000095 · wk-form4_1754598242.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,616,947 F1 · price: The price in column 4 is a weighted average price. The prices actually paid for the stock ranged from $3.693132 to $3.695 per share. The reporting person has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares acquired at each price within that range. Read SEC document |
| May 08, 2025 Filed May 9, 2025 20:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 2,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-004907 · doc4.xml · derivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,136.6374 Underlying: Class A Common Stock · 2,011 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:49 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 739,237 | $4.72 | $3,489,198.64 |
DisclosureSEC source: 0000018926-25-000020 · wk-form4_1741132160.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,481,077 F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:49 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 3,331,063 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-25-000020 · wk-form4_1741132160.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,220,314 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2026. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2028. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 22:10 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 65,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000115 · wk-form4_1731535829.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spousal Trust Disclosed balance after: 2,278,362 F1 · shares: Represents the reporting person's transfer of 65,834 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. F2 · ownership.nature: The reporting person disclaims ownership of the shares held in this trust, except to the extent of her beneficial ownership therein. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 22:10 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 65,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000115 · wk-form4_1731535829.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,889,251 F1 · shares: Represents the reporting person's transfer of 65,834 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| November 07, 2024 Filed Nov 12, 2024 23:00 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 51,205 | $9.19 | $470,573.95 |
DisclosureSEC source: 0000018926-24-000113 · wk-form4_1731452451.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,955,085 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| May 08, 2024 Filed May 9, 2024 22:08 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000058 · wk-form4_1715292525.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spousal Trust Disclosed balance after: 2,212,528 F1 · shares: Represents the reporting person's transfer of 750,000 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| May 08, 2024 Filed May 9, 2024 22:08 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000058 · wk-form4_1715292525.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,006,290 F1 · shares: Represents the reporting person's transfer of 750,000 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| May 02, 2024 Filed May 3, 2024 12:18 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | PurchaseCommon Stock | 750,000 | $1.28 | $959,850.00 |
DisclosureSEC source: 0000018926-24-000056 · wk-form4_1714738669.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,756,290 Read SEC document |
| May 02, 2024 Filed May 3, 2024 20:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005549 · doc4.xml · derivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,871.3621 Underlying: Class A Common Stock · 1,256 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:20 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 273,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000036 · wk-form4_1709850039.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spousal Trust Disclosed balance after: 1,462,528 F1 · kind: Represents the reporting person's transfer of shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:20 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 273,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000036 · wk-form4_1709850039.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,006,290 F1 · kind: Represents the reporting person's transfer of shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:00 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 212,815 | $1.62 | $344,760.30 |
DisclosureSEC source: 0000018926-24-000030 · wk-form4_1709683215.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,280,093 F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:00 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 3,609,194 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000030 · wk-form4_1709683215.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,492,908 F1 · kind: Represents time-based restricted stock grant that will vest in three equal annual installments beginning on March 1, 2025. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 21:27 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 1,188,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000110 · wk-form4_1701293244.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spousal Trust Disclosed balance after: 1,188,725 F1 · shares: Represents the reporting person's transfer of 1,188,725 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 21:27 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 1,188,725 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000110 · wk-form4_1701293244.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,883,714 F1 · shares: Represents the reporting person's transfer of 1,188,725 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. Read SEC document |
| November 07, 2023 Filed Nov 9, 2023 22:11 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 76,153 | $1.30 | $98,998.90 |
DisclosureSEC source: 0000018926-23-000108 · wk-form4_1699567899.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,072,439 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 20:33 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | PurchaseCommon Stock | 1,000,000 | $0.97 | $970,000.00 |
DisclosureSEC source: 0000018926-23-000102 · wk-form4_1699043600.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,148,592 F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $0.814 - $1.03. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:06 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 2,189,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000071 · wf-form4_168478957466027.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,148,592 F1 · kind: Represents the grant of performance-based restricted stock under the Issuer's Second Amended and Restated 2018 Equity Incentive Plan, which was approved at the Issuer's 2023 annual meeting of stockholders on May 17, 2023. Vesting of the performance-based restricted stock will be dependent upon the extent to which the three-year performance metrics for the award are achieved, with any earned shares vesting on March 1, 2026. Read SEC document |
| May 04, 2023 Filed May 5, 2023 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 1,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005496 · doc4.xml · derivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,472.9823 Underlying: Class A Common Stock · 1,038 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| March 30, 2023 Filed Apr 3, 2023 22:04 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 2,189,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000033 · wf-form4_168055943137253.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,958,811 F1 · shares: Reflects the cancellation of a grant of performance-based restricted stock previously reported on a Form 4 filed by the Reporting Person on March 3, 2023. A new grant of these shares of performance-based restricted stock will be effective following the Issuer's 2023 annual meeting of stockholders (the "Meeting") if the stockholders approve the Issuer's Second Amended and Restated 2018 Equity Incentive Plan at the Meeting. Vesting of the performance-based stock will be dependent upon the extent to which the three-year performance metrics for the award are achieved, with any earned shares vesting on March 1, 2026. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 01:02 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 3,649,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000020 · wf-form4_167789172989279.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,148,592 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 23:01 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 351,118 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-22-000052 · wf-form4_166794848222869.xml · nonDerivative · entry 2 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,957 F2 · kind: Represents a sign-on grant of restricted stock that will vest in three equal annual installments beginning on November 7, 2023. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 23:01 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 147,839 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-22-000052 · wf-form4_166794848222869.xml · nonDerivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,839 F1 · kind: Represents a sign-on grant of restricted stock with a one-year cliff vesting on November 7, 2023. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:18 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 973 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006709 · doc4.xml · derivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,356.1432 Underlying: Class A Common Stock · 973 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 13, 2021 Filed May 17, 2021 21:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 811 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008229 · doc4.xml · derivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352.5629 Underlying: Class A Common Stock · 811 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director. F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:15 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013130 · doc4.xml · derivative · entry 1 Johnson Kathleen E · CIK 0001831269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535 Underlying: Class A Common Stock · 535 shares Expires not disclosed F1 · derivative.exercise_price: One unit is equivalent to one share of UPS class A common stock. F2 · derivative.exercise_date: RSUs are fully vested on the date of the grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock. F2 · derivative.expiration_date: RSUs are fully vested on the date of the grant and are required to be held by the director until he or she separates from the board, at which time the RSUs are paid out in shares of class A common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.