Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARMONIC INC.HLIT · Entity 4789 | Director | March 16, 2026 | March 19, 2026 |
| Lumen Technologies, Inc.LUMN · Entity 3749 | EVP and CFO | March 01, 2022 | March 03, 2022 |
| WESCO INTERNATIONAL INCWCC · Entity 3330 | EVP & CFO | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARMONIC INC.
Report date March 16, 2026 · Filed March 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-02-15 | Direct | 18,756 |
Reported balance
After 2026-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-16 · Grant · Acquired 18,756 · Balance 18,756 F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.
Lumen Technologies, Inc.
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,027,716 |
Reported balance
After 2022-03-01 transaction · row 1
1 source rowRow 1 · 2022-03-01 · Tax withholding · Disposed 86,872 · Balance 1,027,716 F1: Shares withheld to cover the taxes due upon the vesting of equity awards. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 5,296 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,296 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse as Trustee of Family Trust 1 | 123,668 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 123,668 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse as Trustee of Family Trust 2 | 123,669 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 123,669 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse as Trustee of Family Trust 3 | 123,698 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 123,698 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover the taxes due upon the vesting of equity awards.
WESCO INTERNATIONAL INC
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,895.5776 |
Reported balance
After 2026-09-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 23.4602 · Balance 16,895.5776 F1: Represents dividend equivalent rights ("DERs") in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on restricted stock units ("RSUs") held by the Reporting Person. Each DER is the economic equivalent of one share of Issuer's common stock and vests on the same schedule as the underlying award. F2: This Form 4 is deemed to amend and update the beneficial ownership reported in Table I of each subsequently filed Form 4 by the Reporting Person through the date hereof. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights ("DERs") in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on restricted stock units ("RSUs") held by the Reporting Person. Each DER is the economic equivalent of one share of Issuer's common stock and vests on the same schedule as the underlying award.
F2: This Form 4 is deemed to amend and update the beneficial ownership reported in Table I of each subsequently filed Form 4 by the Reporting Person through the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 3, 2026 00:17 UTC | WESCO INTERNATIONAL INC WCC · Entity 3330 | GrantCommon Stock | 23.4602 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-412317 · ownership.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,895.5776 F1 · shares: Represents dividend equivalent rights ("DERs") in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on restricted stock units ("RSUs") held by the Reporting Person. Each DER is the economic equivalent of one share of Issuer's common stock and vests on the same schedule as the underlying award. F2 · balance_after: This Form 4 is deemed to amend and update the beneficial ownership reported in Table I of each subsequently filed Form 4 by the Reporting Person through the date hereof. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 20:25 UTC | WESCO INTERNATIONAL INC WCC · Entity 3330 | GrantCommon Stock | 24.3868 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-294652 · ownership.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,880.4556 F1 · shares: Represents dividend equivalent rights ("DERs") in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on restricted stock units ("RSUs") held by the Reporting Person. Each DER is the economic equivalent of one share of Issuer's common stock and vests on the same schedule as the underlying award. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:20 UTC | WESCO INTERNATIONAL INC WCC · Entity 3330 | GrantCommon Stock | 39.0688 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-140540 · ownership.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,856.0688 F1 · shares: Represents dividend equivalent rights ("DERs") in connection with the Issuer's quarterly dividend and accrued to the Reporting Person on restricted stock units ("RSUs") held by the Reporting Person. Each DER is the economic equivalent of one share of Issuer's common stock and vests on the same schedule as the underlying award. Read SEC document |
| March 16, 2026 Filed Mar 19, 2026 01:49 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 18,756 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-114863 · ownership.xml · derivative · entry 1 Dev Indraneel · CIK 0001754974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,756 Underlying: Common Stock · 18,756 shares Expires 2027-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2027. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 01:21 UTC | WESCO INTERNATIONAL INC WCC · Entity 3330 | GrantStock Options (Right to Buy) · Derivative | 5,439 | $0.00 Strike: $295.84 | $0.00 |
DisclosureSEC source: 0001193125-26-089495 · ownership.xml · derivative · entry 4 Dev Indraneel · CIK 0001754974 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,439 Underlying: Common Stock · 5,439 shares Expires 2036-03-02 F4 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 01:21 UTC | WESCO INTERNATIONAL INC WCC · Entity 3330 | GrantCommon Stock | 2,282 | $295.84 | $675,106.88 |
DisclosureSEC source: 0001193125-26-089495 · ownership.xml · nonDerivative · entry 3 Dev Indraneel · CIK 0001754974 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,817 F3 · shares: Represents a grant of RSUs. Each RSU represents a contingent right to acquire one share of Issuer's common stock. The RSUs vest in three equal installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 01:21 UTC | WESCO INTERNATIONAL INC WCC · Entity 3330 | GrantCommon Stock | 9,465 | $295.84 | $2,800,125.60 |
DisclosureSEC source: 0001193125-26-089495 · ownership.xml · nonDerivative · entry 2 Dev Indraneel · CIK 0001754974 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,535 F2 · shares: Represents a grant of RSUs. Each RSU represents a contingent right to acquire one share of Issuer's common stock. The RSUs will cliff vest on the third anniversary of the date of grant. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 01:21 UTC | WESCO INTERNATIONAL INC WCC · Entity 3330 | GrantCommon Stock | 5,070 | $295.84 | $1,499,908.80 |
DisclosureSEC source: 0001193125-26-089495 · ownership.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,070 F1 · shares: Represents a grant of RSUs. Each RSU represents a contingent right to acquire one share of Issuer's common stock. The RSUs will cliff vest on the second anniversary of the date of grant. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 23:57 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 16,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025909 · ownership.xml · derivative · entry 1 Dev Indraneel · CIK 0001754974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,143 Underlying: Common Stock · 16,143 shares Expires 2026-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 21:06 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-086116 · ownership.xml · derivative · entry 1 Dev Indraneel · CIK 0001754974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 7,400 shares Expires 2025-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2025. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:37 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 86,872 | $10.42 | $905,206.24 |
DisclosureSEC source: 0001209191-22-015863 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,716 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:09 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 398,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014287 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,152 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025. Read SEC document |
| October 22, 2021 Filed Mar 3, 2022 00:34 UTC Amendment | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 81,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015063 · doc5a.xml · nonDerivative · entry 2 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,613 F2 · shares: Represents a gift of shares to three separate irrevocable family trusts. The Reporting Person's spouse serves as sole trustee for each of the three trusts. F3 · shares: This transaction was erroneously omitted from the Reporting Person's original Form 5. Read SEC document |
| October 18, 2021 Filed Feb 11, 2022 22:17 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 256,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008929 · doc5.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,177 F1 · shares: Represents a gift of shares to three separate family trusts, each of which is for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as sole trustee for each of the three trusts. Read SEC document |
| October 18, 2021 Filed Mar 3, 2022 00:34 UTC Amendment | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 289,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015063 · doc5a.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,077 F1 · shares: This transaction is being amended to correct the number of shares gifted by the Reporting Person on this date. F2 · shares: Represents a gift of shares to three separate irrevocable family trusts. The Reporting Person's spouse serves as sole trustee for each of the three trusts. Read SEC document |
| August 07, 2021 Filed Aug 10, 2021 22:23 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 14,828 | $11.75 | $174,229.00 |
DisclosureSEC source: 0001209191-21-050679 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,648 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. F2 · balance_after: The reporting person's ending balance has been reduced by 12,864 shares to correct the number of additional shares acquired pursuant to his performance-based restricted stock award that vested on August 7, 2021. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:27 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 65,877 | $12.51 | $824,121.27 |
DisclosureSEC source: 0001209191-21-017500 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,340 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:30 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 68,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016310 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,217 F1 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2020, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:09 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 356,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014937 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,412 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2022. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2024. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:58 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 9,930 | $11.94 | $118,564.20 |
DisclosureSEC source: 0001209191-21-013557 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,668 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 23:00 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 7,598 | $8.62 | $65,494.76 |
DisclosureSEC source: 0001209191-20-056730 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,598 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:32 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,757 | $9.87 | $17,341.59 |
DisclosureSEC source: 0001209191-20-041020 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,196 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 12, 2020 Filed Mar 12, 2020 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 30,000 | $9.00 | $270,000.00 |
DisclosureSEC source: 0001209191-20-018627 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,953 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:03 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 16,172 | $12.07 | $195,196.04 |
DisclosureSEC source: 0001209191-20-015371 · doc4.xml · nonDerivative · entry 2 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 743,953 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:03 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 15,568 | $12.07 | $187,905.76 |
DisclosureSEC source: 0001209191-20-015371 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 760,125 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:26 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 6,832 | $12.75 | $87,108.00 |
DisclosureSEC source: 0001209191-20-014059 · doc4.xml · nonDerivative · entry 3 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,693 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:26 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 37,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014059 · doc4.xml · nonDerivative · entry 2 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,525 F2 · kind: Represents the aggregate number of additional shares earned under the terms of two grants of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:26 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 284,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014059 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,503 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:03 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,026 | $13.33 | $40,336.58 |
DisclosureSEC source: 0001209191-20-011501 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,763 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:22 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 7,598 | $13.32 | $101,205.36 |
DisclosureSEC source: 0001209191-19-055286 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,789 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:31 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 2,766 | $11.70 | $32,362.20 |
DisclosureSEC source: 0001209191-19-041124 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,387 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| May 23, 2019 Filed May 23, 2019 22:02 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 3,100 | $9.85 | $30,535.00 |
DisclosureSEC source: 0001209191-19-032412 · doc4.xml · nonDerivative · entry 2 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,153 Read SEC document |
| May 23, 2019 Filed May 23, 2019 22:02 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 11,900 | $9.80 | $116,620.00 |
DisclosureSEC source: 0001209191-19-032412 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,053 Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:07 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 50,000 | $11.75 | $587,500.00 |
DisclosureSEC source: 0001209191-19-017428 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,153 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:04 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,228 | $12.97 | $41,867.16 |
DisclosureSEC source: 0001209191-19-015979 · doc4.xml · nonDerivative · entry 2 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,153 F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:04 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 192,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015979 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,381 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:19 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,911 | $14.10 | $26,945.10 |
DisclosureSEC source: 0001209191-19-012171 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,121 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:59 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,640 | $15.25 | $55,510.00 |
DisclosureSEC source: 0001209191-19-007389 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,032 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:12 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 7,598 | $20.58 | $156,366.84 |
DisclosureSEC source: 0001209191-18-057241 · doc4.xml · nonDerivative · entry 1 Dev Indraneel · CIK 0001754974 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,672 F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.