Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEVEL 3 COMMUNICATIONS INCLVLT · Entity 172141 | President and CEO | July 05, 2017 | July 06, 2017 |
| Lumen Technologies, Inc.LUMN · Entity 3749 | Director · President & CEO | March 01, 2022 | March 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEVEL 3 COMMUNICATIONS INC
Report date July 05, 2017 · Filed July 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 799,836 |
Reported balance
After 2017-07-05 transaction · row 1
1 source rowRow 1 · 2017-07-05 · Sale · Disposed 34,731 · Balance 799,836 F1: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. F2: This is a weighted average price. The prices actually received ranged from $58.87 to $59.62. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 3,299 |
Reported balance
Holding disclosure · report date 2017-07-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,299 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units.
F2: This is a weighted average price. The prices actually received ranged from $58.87 to $59.62. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
Lumen Technologies, Inc.
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,960,312 |
Reported balance
After 2022-03-01 transaction · row 1
1 source rowRow 1 · 2022-03-01 · Tax withholding · Disposed 326,144 · Balance 2,960,312 F1: Shares withheld to cover the taxes due upon the vesting of equity awards. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 7,104 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,104 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 146,001 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 146,001 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee of JS 2021 Trust | 261,333 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 261,333 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee of RS 2021 Trust | 261,333 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 261,333 |
| Common StockSEC Table I · non-derivative | IndirectAs Trustee of SM 2021 Trust | 261,333 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 261,333 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse as trustee of SLS 2021 Trust | 784,000 |
Reported balance
Holding disclosure · report date 2022-03-01 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 784,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover the taxes due upon the vesting of equity awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 23:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 326,144 | $10.42 | $3,398,420.48 |
DisclosureSEC source: 0001209191-22-015868 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960,312 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:04 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 473,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014272 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,286,456 F1 · kind: The Reporting Person received a grant of restricted stock units (36% time-based and 64% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2023. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned. Read SEC document |
| November 05, 2021 Filed Feb 11, 2022 22:20 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 783,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 4 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 146,001 F3 · shares: Represents a gift of shares from the Reporting Person's spouse to three separate trusts, each of which is for the benefit of one of their children. The Reporting Person serves as sole trustee for each of the three trusts. Read SEC document |
| November 05, 2021 Filed Feb 11, 2022 22:20 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 784,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 3 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,813,319 F2 · shares: Represents a gift of shares from the Reporting Person to a family trust for the benefit of his spouse and her children, for which his spouse serves as sole trustee. Read SEC document |
| October 27, 2021 Filed Feb 11, 2022 22:20 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 930,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 930,000 F1 · shares: Represents a gift of securities by the Reporting Person to the Reporting Person's spouse. Read SEC document |
| October 27, 2021 Filed Feb 11, 2022 22:20 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GiftCommon Stock | 930,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-008931 · doc5.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597,319 F1 · shares: Represents a gift of securities by the Reporting Person to the Reporting Person's spouse. Read SEC document |
| May 24, 2021 Filed May 26, 2021 23:38 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 192,794 | $14.35 | $2,766,593.90 |
DisclosureSEC source: 0001209191-21-036058 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,527,319 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 02:32 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 278,713 | $12.51 | $3,486,699.63 |
DisclosureSEC source: 0001209191-21-017583 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,720,113 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:34 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 335,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016328 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,040,897 F1 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2020, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2021 Filed Mar 4, 2021 02:27 UTC Amendment | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 419,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017580 · doc4a.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,998,826 F1 · kind: This Form 4 is being amended to correct an administrative error in reporting (1) the number of shares acquired by the Reporting Person under certain performance-based awards, based on performance as certified by the Human Resources and Compensation Committee on February 26, 2021 and (2) a new long-term incentive grant. F2 · kind: The Reporting Person received a grant of restricted stock units (36% time-based and 64% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2022. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned. Read SEC document |
| February 26, 2021 Filed Mar 4, 2021 02:27 UTC Amendment | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 874,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017580 · doc4a.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,579,225 F1 · kind: This Form 4 is being amended to correct an administrative error in reporting (1) the number of shares acquired by the Reporting Person under certain performance-based awards, based on performance as certified by the Human Resources and Compensation Committee on February 26, 2021 and (2) a new long-term incentive grant. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 02:14 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 124,241 | $11.94 | $1,483,437.54 |
DisclosureSEC source: 0001209191-21-013583 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,704,976 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:34 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 16,267 | $9.87 | $160,555.29 |
DisclosureSEC source: 0001209191-20-041023 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829,217 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| May 24, 2020 Filed May 27, 2020 21:16 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 60,063 | $9.82 | $589,818.66 |
DisclosureSEC source: 0001209191-20-032344 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,845,484 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:05 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 99,237 | $12.07 | $1,197,790.59 |
DisclosureSEC source: 0001209191-20-015382 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,905,547 F1 · kind: Shares withheld to cover the taxes due upon the vesting or settlement of equity awards. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:28 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 126,647 | $12.75 | $1,614,749.25 |
DisclosureSEC source: 0001209191-20-014066 · doc4.xml · nonDerivative · entry 3 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,004,784 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:28 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 629,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014066 · doc4.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131,431 F2 · kind: Represents the total number of shares earned under performance-based RSUs for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:28 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 358,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014066 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,502,003 F1 · kind: The Reporting Person received a grant of restricted stock units (40% time-based and 60% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2021. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:31 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 34,614 | $11.70 | $404,983.80 |
DisclosureSEC source: 0001209191-19-041122 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,143,231 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| May 24, 2019 Filed May 28, 2019 21:54 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 62,156 | $10.11 | $628,397.16 |
DisclosureSEC source: 0001209191-19-033064 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177,845 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| May 23, 2019 Filed May 23, 2019 22:03 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 50,000 | $9.83 | $491,480.00 |
DisclosureSEC source: 0001209191-19-032413 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,240,001 F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.8050 - $9.855. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:24 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 286,358 | $12.34 | $3,533,657.72 |
DisclosureSEC source: 0001209191-19-019206 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190,001 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| March 06, 2019 Filed Mar 6, 2019 22:07 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 83,000 | $11.94 | $991,260.70 |
DisclosureSEC source: 0001209191-19-017427 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,476,359 F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $11.915 - $11.995. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:01 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 46,625 | $12.97 | $604,726.25 |
DisclosureSEC source: 0001209191-19-015975 · doc4.xml · nonDerivative · entry 3 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,393,359 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:01 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 325,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015975 · doc4.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,439,984 F2 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:01 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 358,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015975 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,114,430 F1 · kind: The Reporting Person received a grant of restricted stock units (40% time-based and 60% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2020. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:06 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 144,258 | $15.25 | $2,199,934.50 |
DisclosureSEC source: 0001209191-19-007399 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755,546 F1 · kind: Shares withheld to cover taxes due on vesting of equity awards. F2 · balance_after: Includes 3,947 shares acquired through reinvestment of dividends since the Reporting Person's last Form 4. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 21:00 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049105 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,895,857 F1 · kind: These shares were gifted to a charitable foundation that qualifies as a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 23:16 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 58,250 | $18.64 | $1,085,780.00 |
DisclosureSEC source: 0001209191-18-041326 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,915,857 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| May 24, 2018 Filed May 25, 2018 21:21 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 392,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033603 · doc4.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974,107 F2 · kind: Represents a special promotion grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the applicable performance metrics are met, with any earned shares (or any cash in lieu of shares if required under the terms of the agreement) vesting on the third anniversary of the date of grant. Read SEC document |
| May 24, 2018 Filed May 25, 2018 21:21 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 267,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033603 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,581,931 F1 · kind: Represents the time-based portion of the 2018 annual long-term incentive grant of restricted stock units, which will vest in three equal annual installments beginning one year from the date of grant. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:07 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 48,803 | $16.43 | $801,833.29 |
DisclosureSEC source: 0001209191-18-023145 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,314,828 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:13 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 45,345 | $17.40 | $789,003.00 |
DisclosureSEC source: 0001209191-18-016638 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363,631 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:11 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 89,692 | $17.95 | $1,609,971.40 |
DisclosureSEC source: 0001209191-18-007571 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,408,976 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| December 08, 2017 Filed Dec 9, 2017 00:33 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | PurchaseCommon Stock | 71,000 | $14.30 | $1,015,129.60 |
DisclosureSEC source: 0001209191-17-064870 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,498,668 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.27 to $14.325. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:08 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 4,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 4 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 4,722 F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3" and such acquisition, the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:08 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 542,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 3 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427,668 F3 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based) that will vest on February 1, 2019, with payout on the performance-based portion ranging between 0-200% depending upon the extent to which the performance metric is achieved. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:08 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 1,038,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,885,078 F2 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding Level 3 restricted stock unit award held by the Reporting Person was converted into a restricted stock unit award (the "RSUs") relating to a number of shares of the Issuer's common stock (rounded up to the nearest whole share) equal to the product of (a) 2.8386 (the Equity Award Exchange Ratio, calculated as provided in the Merger Agreement) multiplied by (b) the number of Level 3 common shares subject to the award immediately prior to the Effective Time. Pursuant to an agreement between the Issuer and the Reporting Person, 875,432 of the RSUs were fully vested immediately following the Merger, although they will continue pay out in accordance with their original payout schedule. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:08 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 846,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · Director · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,264 F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3" and such acquisition, the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares. Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 16:23 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 34,731 | $59.10 | $2,052,463.18 |
DisclosureSEC source: 0001225208-17-012343 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,836 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. F2 · price: This is a weighted average price. The prices actually received ranged from $58.87 to $59.62. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 16:31 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 35,186 | $57.49 | $2,022,983.88 |
DisclosureSEC source: 0001225208-17-007655 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,567 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. F2 · price: This is a weighted average price. The prices actually received ranged from $57.39 to $57.62. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 18:44 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 75,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007544 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,753 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 17:29 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 115,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005380 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,853 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 18:06 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 35,001 | $58.65 | $2,052,773.65 |
DisclosureSEC source: 0001225208-17-002364 · doc4.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,738 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. F2 · price: This is a weighted average price. The prices actually received ranged from $58.42 to $59.01. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:06 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002364 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,739 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 19:34 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 20,000 | $51.00 | $1,020,000.00 |
DisclosureSEC source: 0001225208-16-040815 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,739 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2015. F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2015. Read SEC document |
| October 04, 2016 Filed Oct 4, 2016 17:57 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 12,385 | $45.68 | $565,793.86 |
DisclosureSEC source: 0001225208-16-040137 · doc4.xml · nonDerivative · entry 2 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,739 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the receipt of shares on settlement of previously granted outperform stock appreciation units. F2 · price: This is a weighted average price. The prices actually received ranged from $45.58 to $46.32. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the receipt of shares on settlement of previously granted outperform stock appreciation units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:57 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 26,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040137 · doc4.xml · nonDerivative · entry 1 STOREY JEFFREY K · CIK 0001214653 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,124 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.