Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumen Technologies, Inc.LUMN · Entity 3749 | EVP & GC | March 01, 2024 | March 06, 2024 |
| Origin Bancorp, Inc.OBK · Entity 4646 | Director | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumen Technologies, Inc.
Report date March 01, 2024 · Filed March 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,099,838 |
Ending reported balance
After 2024-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-01 · Tax withholding · Disposed 57,405 · Balance 1,200,566 F1: Shares withheld to cover the taxes due upon the vesting of equity awards. Row 2 · 2024-03-01 · Disposition to issuer · Disposed 100,728 · Balance 1,099,838 F2: Represents performance-based restricted shares or RSUs granted on February 24, 2021, which were forfeited on March 1, 2024, for failing to achieve the three-year performance metrics. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 4,006 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,006 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 5,676 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,676 F3: This is a legacy defined contribution plan sponsored by the Issuer. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Bonus Plan | 1,078 |
Reported balance
Holding disclosure · report date 2024-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,078 F3: This is a legacy defined contribution plan sponsored by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover the taxes due upon the vesting of equity awards.
F2: Represents performance-based restricted shares or RSUs granted on February 24, 2021, which were forfeited on March 1, 2024, for failing to achieve the three-year performance metrics.
F3: This is a legacy defined contribution plan sponsored by the Issuer.
Origin Bancorp, Inc.
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,914 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 1,162 · Balance 9,914 F1: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. The shares will vest on the date of the next annual meeting of stockholders following the grant date, unless the next annual meeting of stockholders occurs less than 50 weeks after the grant date in which case the shares will vest on April 28, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. The shares will vest on the date of the next annual meeting of stockholders following the grant date, unless the next annual meeting of stockholders occurs less than 50 weeks after the grant date in which case the shares will vest on April 28, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2026 Filed Apr 30, 2026 14:19 UTC | Origin Bancorp, Inc. OBK · Entity 4646 | GrantCommon Stock | 1,162 | $47.35 | $55,020.70 |
DisclosureSEC source: 0001260767-26-000002 · wk-form4_1777573195.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,914 F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. The shares will vest on the date of the next annual meeting of stockholders following the grant date, unless the next annual meeting of stockholders occurs less than 50 weeks after the grant date in which case the shares will vest on April 28, 2027. Read SEC document |
| May 20, 2025 Filed May 21, 2025 17:09 UTC | Origin Bancorp, Inc. OBK · Entity 4646 | GrantCommon Stock | 1,476 | $33.89 | $50,021.64 |
DisclosureSEC source: 0001516912-25-000098 · wk-form4_1747861773.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,752 F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. The shares will vest on April 22, 2026. Read SEC document |
| May 20, 2024 Filed May 21, 2024 17:39 UTC | Origin Bancorp, Inc. OBK · Entity 4646 | GrantCommon Stock | 1,514 | $33.03 | $50,007.42 |
DisclosureSEC source: 0001516912-24-000060 · wk-form4_1716327534.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,276 F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. The shares will vest on April 23, 2025. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:03 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 100,728 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000034 · wk-form4_1709683384.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,099,838 F2 · kind: Represents performance-based restricted shares or RSUs granted on February 24, 2021, which were forfeited on March 1, 2024, for failing to achieve the three-year performance metrics. Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 00:03 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 57,405 | $1.62 | $92,996.10 |
DisclosureSEC source: 0000018926-24-000034 · wk-form4_1709683384.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200,566 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| May 19, 2023 Filed May 22, 2023 15:35 UTC | Origin Bancorp, Inc. OBK · Entity 4646 | GrantCommon Stock | 1,399 | $28.61 | $40,025.39 |
DisclosureSEC source: 0001516912-23-000113 · wf-form4_168478411338645.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,762 F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. The shares will vest on April 1, 2024. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 85,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000027 · wf-form4_167789754692182.xml · nonDerivative · entry 3 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257,971 F3 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 31,091 | $3.23 | $100,423.93 |
DisclosureSEC source: 0000018926-23-000027 · wf-form4_167789754692182.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343,393 F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 576,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000027 · wf-form4_167789754692182.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,484 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026. Read SEC document |
| May 20, 2022 Filed May 23, 2022 15:58 UTC | Origin Bancorp, Inc. OBNK · Entity 4646 | GrantCommon Stock | 1,070 | $37.39 | $40,007.30 |
DisclosureSEC source: 0001516912-22-000107 · wf-form4_165333587015915.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,363 F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for services as a director. The shares will vest on April 3, 2023. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:38 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 55,535 | $10.42 | $578,674.70 |
DisclosureSEC source: 0001209191-22-015867 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,226 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:51 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 211,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014220 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,761 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025. Read SEC document |
| November 05, 2021 Filed Nov 9, 2021 22:56 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | SaleCommon Stock | 128,616 | $14.16 | $1,821,202.56 |
DisclosureSEC source: 0001209191-21-063683 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642,539 F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $14.07 - $14.23. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 20, 2021 Filed May 21, 2021 11:58 UTC | Origin Bancorp, Inc. OBNK · Entity 4646 | GrantCommon Stock | 826 | $43.60 | $36,013.60 |
DisclosureSEC source: 0001516912-21-000068 · wf-form4_162161271978119.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,293 F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. The shares will vest on April 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:41 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 45,347 | $12.51 | $567,290.97 |
DisclosureSEC source: 0001209191-21-017552 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,155 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:31 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 42,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016315 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,502 F1 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2020, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:13 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 167,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014947 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,864 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2022. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2024. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 02:03 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 31,375 | $11.94 | $374,617.50 |
DisclosureSEC source: 0001209191-21-013563 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,984 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:07 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 27,844 | $10.14 | $282,338.16 |
DisclosureSEC source: 0001209191-20-034117 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,359 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| May 20, 2020 Filed May 20, 2020 17:45 UTC | Origin Bancorp, Inc. OBNK · Entity 4646 | GrantCommon Stock | 2,467 | $19.46 | $48,007.82 |
DisclosureSEC source: 0001516912-20-000060 · wf-form4_159001111727565.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,467 F1 · kind: Represents shares of restricted stock granted to reporting person by the issuer as compensation for service as a director. 617 shares will vest immediately on May 20, 2020, 1,850 shares will vest on May 20, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:04 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 8,441 | $12.07 | $101,882.87 |
DisclosureSEC source: 0001209191-20-015375 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,203 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 35,544 | $12.75 | $453,186.00 |
DisclosureSEC source: 0001209191-20-014061 · doc4.xml · nonDerivative · entry 3 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,644 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 34,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014061 · doc4.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,188 F2 · kind: Represents the aggregate number of additional shares earned under the terms of two grants of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 142,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014061 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,212 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:24 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 9,884 | $13.22 | $130,666.48 |
DisclosureSEC source: 0001209191-20-012459 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,842 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 21:31 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 27,844 | $10.45 | $290,969.80 |
DisclosureSEC source: 0001209191-19-033995 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,726 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:06 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 6,768 | $13.19 | $89,269.92 |
DisclosureSEC source: 0001209191-19-015984 · doc4.xml · nonDerivative · entry 3 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,570 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:06 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 6,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015984 · doc4.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,338 F2 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:06 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 142,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015984 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,339 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022. Read SEC document |
| February 23, 2019 Filed Feb 25, 2019 23:54 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,897 | $13.44 | $25,495.68 |
DisclosureSEC source: 0001209191-19-013205 · doc4.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,924 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:54 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 6,633 | $13.33 | $88,417.89 |
DisclosureSEC source: 0001209191-19-013205 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,821 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:01 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 6,126 | $17.00 | $104,142.00 |
DisclosureSEC source: 0001209191-18-063237 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,454 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:28 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 2,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058734 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,580 F1 · kind: Represents additional shares of restricted stock earned under an integration award, originally granted on June 1, 2017, based on the Human Resources and Compensation Committee's evaluation of the Reporting Person's performance. All shares earned under this integration award are scheduled to vest on December 15, 2018. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:20 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 27,628 | $17.74 | $490,120.72 |
DisclosureSEC source: 0001209191-18-035818 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,283 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:14 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 5,365 | $18.21 | $97,696.65 |
DisclosureSEC source: 0001209191-18-013553 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,911 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:23 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 12,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013096 · doc4.xml · nonDerivative · entry 3 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,276 F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:23 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 115,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013096 · doc4.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,356 F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:23 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 2,042 | $17.90 | $36,551.80 |
DisclosureSEC source: 0001209191-18-013096 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,692 F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:25 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 187,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037719 · doc4.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,734 F2 · kind: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:25 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 11,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037719 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,814 F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the reporting person's individual performance on merger integration tasks. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:02 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,498 | $24.71 | $86,435.58 |
DisclosureSEC source: 0001209191-17-014852 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,330 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:44 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 50,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014053 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,828 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 23:22 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 7,847 | $24.28 | $190,525.16 |
DisclosureSEC source: 0001209191-17-013492 · doc4.xml · nonDerivative · entry 2 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,665 F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 23:22 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 7,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013492 · doc4.xml · nonDerivative · entry 1 GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,512 F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.