Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumen Technologies, Inc.LUMN · Entity 3749 | SVP and Controller | March 01, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumen Technologies, Inc.
Report date March 01, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 639,567 |
Ending reported balance
After 2025-03-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2025-03-01 · Grant · Acquired 148,993 · Balance 581,636 F1: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2026. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2028. Row 2 · 2025-03-01 · Grant · Acquired 117,066 · Balance 698,702 F2: Represents a one-time retention grant of restricted stock that will vest in three equal annual installments beginning on March 1, 2026. Row 3 · 2025-03-01 · Tax withholding · Disposed 36,604 · Balance 662,098 F3: Shares withheld to cover the taxes due upon the vesting of equity awards. Row 4 · 2025-03-01 · Disposition to issuer · Disposed 22,531 · Balance 639,567 F4: Represents performance-based restricted shares or RSUs granted on February 25, 2022, which were forfeited on March 1, 2025, for failing to achieve the three-year performance metrics. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 3,560 |
Reported balance
Holding disclosure · report date 2025-03-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,560 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2026. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2028.
F2: Represents a one-time retention grant of restricted stock that will vest in three equal annual installments beginning on March 1, 2026.
F3: Shares withheld to cover the taxes due upon the vesting of equity awards.
F4: Represents performance-based restricted shares or RSUs granted on February 25, 2022, which were forfeited on March 1, 2025, for failing to achieve the three-year performance metrics.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2025 Filed Mar 4, 2025 23:45 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 22,531 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-25-000016 · wk-form4_1741131911.xml · nonDerivative · entry 4 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 639,567 F4 · kind: Represents performance-based restricted shares or RSUs granted on February 25, 2022, which were forfeited on March 1, 2025, for failing to achieve the three-year performance metrics. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:45 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 36,604 | $4.72 | $172,770.88 |
DisclosureSEC source: 0000018926-25-000016 · wk-form4_1741131911.xml · nonDerivative · entry 3 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 662,098 F3 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:45 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 117,066 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-25-000016 · wk-form4_1741131911.xml · nonDerivative · entry 2 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 698,702 F2 · kind: Represents a one-time retention grant of restricted stock that will vest in three equal annual installments beginning on March 1, 2026. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 23:45 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 148,993 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-25-000016 · wk-form4_1741131911.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 581,636 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2026. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2028. Read SEC document |
| August 23, 2024 Filed Sep 5, 2024 21:16 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 8,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000098 · wk-form4_1725571007.xml · nonDerivative · entry 2 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 432,643 F2 · kind: This late filing is due to an inadvertent administrative error and not any error of the reporting person. F3 · kind: Represents performance-based restricted shares granted on August 15, 2022, which were forfeited on August 23, 2024, for failing to achieve the performance metrics. Read SEC document |
| August 23, 2024 Filed Sep 5, 2024 21:16 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 25,158 | $6.23 | $156,734.34 |
DisclosureSEC source: 0000018926-24-000098 · wk-form4_1725571007.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,252 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. F2 · kind: This late filing is due to an inadvertent administrative error and not any error of the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:57 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 14,690 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000026 · wk-form4_1709683025.xml · nonDerivative · entry 3 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,410 F3 · kind: Represents performance-based restricted shares or RSUs granted on February 24, 2021, which were forfeited on March 1, 2024, for failing to achieve the three-year performance metrics. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:57 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 14,439 | $1.62 | $23,391.18 |
DisclosureSEC source: 0000018926-24-000026 · wk-form4_1709683025.xml · nonDerivative · entry 2 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,100 F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:57 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 177,294 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-24-000026 · wk-form4_1709683025.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,539 F1 · kind: Represents time-based restricted stock grant that will vest in three equal annual installments beginning on March 1, 2025. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 6,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000028 · wf-form4_167789757755439.xml · nonDerivative · entry 3 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,245 F3 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 5,775 | $3.23 | $18,653.25 |
DisclosureSEC source: 0000018926-23-000028 · wf-form4_167789757755439.xml · nonDerivative · entry 2 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,008 F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 153,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000028 · wf-form4_167789757755439.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,783 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 13:29 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 68,865 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-22-000032 · wf-form4_166074293878909.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,114 F1 · kind: Represents a one-time retention grant of restricted stock (50% time-based and 50% performance-based). All shares earned will vest in one installment on August 23, 2024. The performance-based portion is based on special relative TSR design with payout opportunity of 125%, 100% or 75% depending on the Issuer's relative TSR performance from July 1, 2022 through June 30, 2024. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:44 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 4,622 | $11.28 | $52,136.16 |
DisclosureSEC source: 0001209191-22-023683 · doc4.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,249 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:38 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 2,446 | $10.42 | $25,487.32 |
DisclosureSEC source: 0001209191-22-015864 · doc4.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,871 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:50 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 37,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014215 · doc4.xml · nonDerivative · entry 1 Genschaw Andrea · CIK 0001863152 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,317 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.