Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumen Technologies, Inc.LUMN · Entity 3749 | EVP, Human Resources | March 01, 2023 | March 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumen Technologies, Inc.
Report date March 01, 2023 · Filed March 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,158,792 |
Ending reported balance
After 2023-03-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-03-01 · Grant · Acquired 768,344 · Balance 1,220,938 F1: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026. Row 2 · 2023-03-01 · Tax withholding · Disposed 19,435 · Balance 1,201,503 F2: Shares withheld to cover the taxes due upon the vesting of equity awards. Row 3 · 2023-03-01 · Disposition to issuer · Disposed 42,711 · Balance 1,158,792 F3: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026.
F2: Shares withheld to cover the taxes due upon the vesting of equity awards.
F3: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2023 Filed Mar 4, 2023 02:38 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Disposition to issuerCommon Stock | 42,711 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000026 · wf-form4_167789752099500.xml · nonDerivative · entry 3 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158,792 F3 · kind: Represents performance-based restricted shares or RSUs granted on February 26, 2020, which were forfeited on March 1, 2023 for failing to achieve the three-year performance metrics. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:38 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 19,435 | $3.23 | $62,775.05 |
DisclosureSEC source: 0000018926-23-000026 · wf-form4_167789752099500.xml · nonDerivative · entry 2 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,503 F2 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 02:38 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 768,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000018926-23-000026 · wf-form4_167789752099500.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,938 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2024. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2026. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:39 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 24,946 | $10.42 | $259,937.32 |
DisclosureSEC source: 0001209191-22-015870 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,594 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:08 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 140,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014285 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,540 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2023. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2025. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:38 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 18,748 | $12.51 | $234,537.48 |
DisclosureSEC source: 0001209191-21-017540 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,725 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:35 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 17,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016333 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,473 F1 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2020, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 23:12 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 100,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014946 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,419 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2022. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2024. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 02:10 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 11,089 | $11.94 | $132,402.66 |
DisclosureSEC source: 0001209191-21-013574 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,691 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:08 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 21,428 | $10.14 | $217,279.92 |
DisclosureSEC source: 0001209191-20-034120 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,780 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:06 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,341 | $12.07 | $40,325.87 |
DisclosureSEC source: 0001209191-20-015388 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,208 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:29 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 14,165 | $12.75 | $180,603.75 |
DisclosureSEC source: 0001209191-20-014068 · doc4.xml · nonDerivative · entry 3 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,549 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:29 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 11,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014068 · doc4.xml · nonDerivative · entry 2 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,714 F2 · kind: Represents the aggregate number of additional shares earned under the terms of two grants of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:29 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 71,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014068 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,245 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 21:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 4,028 | $13.22 | $53,250.16 |
DisclosureSEC source: 0001209191-20-012466 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,060 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| June 01, 2019 Filed Jun 3, 2019 21:32 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 21,428 | $10.45 | $223,922.60 |
DisclosureSEC source: 0001209191-19-033997 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,088 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:09 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 4,814 | $13.19 | $63,496.66 |
DisclosureSEC source: 0001209191-19-015992 · doc4.xml · nonDerivative · entry 3 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,516 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:09 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 2,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015992 · doc4.xml · nonDerivative · entry 2 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,330 F2 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:09 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 56,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015992 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,188 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022. Read SEC document |
| February 23, 2019 Filed Feb 25, 2019 23:55 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,342 | $13.44 | $18,036.48 |
DisclosureSEC source: 0001209191-19-013208 · doc4.xml · nonDerivative · entry 2 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,222 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:55 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 4,101 | $13.33 | $54,666.33 |
DisclosureSEC source: 0001209191-19-013208 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,564 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. F2 · balance_after: Includes an additional 3,532 shares acquired through the reinvestment of dividends. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 22:02 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 4,734 | $17.00 | $80,478.00 |
DisclosureSEC source: 0001209191-18-063238 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,133 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:20 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | SaleCommon Stock | 53,164 | $18.88 | $1,003,784.17 |
DisclosureSEC source: 0001209191-18-061343 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,867 F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $18.770 - $18.990. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 21:34 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 1,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058742 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,031 F1 · kind: Represents additional shares of restricted stock earned under an integration award, originally granted on June 1, 2017, based on the Human Resources and Compensation Committee's evaluation of the Reporting Person's performance. All shares earned under this integration award are scheduled to vest on December 15, 2018. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:22 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 20,682 | $17.74 | $366,898.68 |
DisclosureSEC source: 0001209191-18-035825 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,256 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 23:16 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,193 | $18.21 | $58,144.53 |
DisclosureSEC source: 0001209191-18-013557 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,938 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 4,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013104 · doc4.xml · nonDerivative · entry 3 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,131 F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 40,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013104 · doc4.xml · nonDerivative · entry 2 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,781 F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,633 | $17.90 | $29,230.70 |
DisclosureSEC source: 0001209191-18-013104 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,298 F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:28 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 146,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037727 · doc4.xml · nonDerivative · entry 2 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,931 F2 · kind: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:28 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 8,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037727 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,771 F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the reporting person's individual performance on merger integration tasks. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:06 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 2,011 | $24.71 | $49,691.81 |
DisclosureSEC source: 0001209191-17-014865 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,897 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:22 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 25,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013899 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,908 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 23:25 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 4,032 | $24.28 | $97,896.96 |
DisclosureSEC source: 0001209191-17-013497 · doc4.xml · nonDerivative · entry 2 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,030 F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 23:25 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 3,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013497 · doc4.xml · nonDerivative · entry 1 Trezise Scott · CIK 0001585014 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,062 F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.