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Lumen Technologies, Inc.

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3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2017 Filed Nov 3, 2017 21:08 UTC
STOREY JEFFREY KDirector · President & COO
GrantCommon Stock 1,038,814 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 2

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885,078

F2 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding Level 3 restricted stock unit award held by the Reporting Person was converted into a restricted stock unit award (the "RSUs") relating to a number of shares of the Issuer's common stock (rounded up to the nearest whole share) equal to the product of (a) 2.8386 (the Equity Award Exchange Ratio, calculated as provided in the Merger Agreement) multiplied by (b) the number of Level 3 common shares subject to the award immediately prior to the Effective Time. Pursuant to an agreement between the Issuer and the Reporting Person, 875,432 of the RSUs were fully vested immediately following the Merger, although they will continue pay out in accordance with their original payout schedule.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:08 UTC
STOREY JEFFREY KDirector · President & COO
GrantCommon Stock 846,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,264

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3" and such acquisition, the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:07 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 1,428 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059233 · doc4.xml · nonDerivative · entry 7

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,428

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3" and such acquisition, the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:07 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 8,538 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059233 · doc4.xml · nonDerivative · entry 6

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 8,538

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3" and such acquisition, the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:07 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 67,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059233 · doc4.xml · nonDerivative · entry 5

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,273

F5 · kind: Represents a grant of restricted stock that will vest on November 1, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:07 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 77,742 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059233 · doc4.xml · nonDerivative · entry 4

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,896

F4 · kind: Represents a grant of restricted stock that will vest on November 1, 2020, with payout ranging between 0-200% based on the level of achievement on two separate but equally-weighted performance criteria (one qualitative and one quantitative).

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:07 UTC
PATEL SUNIT SExecutive Vice President & CFO
Disposition to issuerCommon Stock 387,437 $17.85 $6,915,750.45
Disclosure

SEC source: 0001209191-17-059233 · doc4.xml · nonDerivative · entry 3

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,154

F3 · price: Effective immediately following the Merger, pursuant to an agreement between the Issuer and the Reporting Person, these RSUs were fully vested and converted to a deferred cash award, which will pay out in accordance with the original award payout schedule.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:07 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 533,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059233 · doc4.xml · nonDerivative · entry 2

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,591

F2 · price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding Level 3 restricted stock unit award was converted into a restricted stock unit award (the "RSUs") relating to a number of shares of the Issuer's common stock (rounded up to the nearest whole share) equal to the product of (a) 2.8386 (the Equity Award Exchange Ratio, calculated as provided in the Merger Agreement) multiplied by (b) the number of Level 3 common shares subject to the award immediately prior to the Effective Time.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:07 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 644,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059233 · doc4.xml · nonDerivative · entry 1

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,892

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3" and such acquisition, the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:06 UTC GrantCommon Stock 7,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059228 · doc4.xml · nonDerivative · entry 3

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,143

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares (together, the "Merger Consideration"). In addition, due to his service as a non-employee member of the board of directors of Level 3 immediately prior to the Effective Time, each outstanding Level 3 restricted stock unit award held by the Reporting Person was cancelled at the Effective Time in exchange for the Merger Consideration per Level 3 common share covered by such award, in accordance with the terms of the Merger Agreement.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:06 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059228 · doc4.xml · nonDerivative · entry 2

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,109

F2 · kind: Represents a grant of restricted stock that will vest on May 25, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:06 UTC GrantCommon Stock 38,885 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059228 · doc4.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,885

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares (together, the "Merger Consideration"). In addition, due to his service as a non-employee member of the board of directors of Level 3 immediately prior to the Effective Time, each outstanding Level 3 restricted stock unit award held by the Reporting Person was cancelled at the Effective Time in exchange for the Merger Consideration per Level 3 common share covered by such award, in accordance with the terms of the Merger Agreement.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:05 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059225 · doc4.xml · nonDerivative · entry 2

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,019

F2 · kind: Represents a grant of restricted stock that will vest on May 25, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:05 UTC GrantCommon Stock 94,795 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059225 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,795

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares (together, the "Merger Consideration"). In addition, due to his service as a non-employee member of the board of directors of Level 3 immediately prior to the Effective Time, each outstanding Level 3 restricted stock unit award held by the Reporting Person was cancelled at the Effective Time in exchange for the Merger Consideration per Level 3 common share covered by such award, in accordance with the terms of the Merger Agreement.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:04 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059222 · doc4.xml · nonDerivative · entry 2

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,732

F2 · kind: Represents a grant of restricted stock that will vest on May 25, 2018.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 21:04 UTC GrantCommon Stock 35,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059222 · doc4.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,508

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares (together, the "Merger Consideration"). In addition, due to his service as a non-employee member of the board of directors of Level 3 immediately prior to the Effective Time, each outstanding Level 3 restricted stock unit award held by the Reporting Person was cancelled at the Effective Time in exchange for the Merger Consideration per Level 3 common share covered by such award, in accordance with the terms of the Merger Agreement.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 21:30 UTC GrantPhantom Stock · Derivative 167 $18.81 $3,141.27
Disclosure

SEC source: 0001209191-17-053204 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,977

Underlying: Common Stock · 167 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:26 UTC
HANKS WILLIAM BRUCEDirector · Vice Chairman
OtherCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044800 · doc4.xml · nonDerivative · entry 2

HANKS WILLIAM BRUCE · CIK 0001202824 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,722

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:26 UTC
HANKS WILLIAM BRUCEDirector · Vice Chairman
OtherCommon Stock 3,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044800 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · pursuant to a POA

Disclosed balance after: 0

Read SEC document
June 16, 2017 Filed Jun 19, 2017 21:05 UTC GrantPhantom Stock · Derivative 115 $26.66 $3,065.90
Disclosure

SEC source: 0001209191-17-040877 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 07, 2017 Filed Jun 7, 2017 21:26 UTC OtherCommon Stock 4,859 $25.84 $125,556.56
Disclosure

SEC source: 0001209191-17-038373 · doc4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,882

F1 · kind: These shares were transferred to a charitable foundation in exchange for their cash value. The foundation is controlled by the insider but qualifies as a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:27 UTC
POST GLEN F IIIDirector · CEO & President
GrantCommon Stock 62,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037725 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,139

F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the Reporting Person's individual performance on merger integration tasks.

F2 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:28 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 146,160 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037727 · doc4.xml · nonDerivative · entry 2

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,931

F2 · kind: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:28 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 8,874 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037727 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,771

F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the reporting person's individual performance on merger integration tasks.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:26 UTC
Moreau Maxine LPresident, Consumer Markets
GrantCommon Stock 125,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037722 · doc4.xml · nonDerivative · entry 1

Moreau Maxine L · CIK 0001550795 · President, Consumer Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,308

F1 · kind: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date.

F2 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:26 UTC
Hussain AamirEVP, Chief Technology Officer
GrantCommon Stock 187,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037720 · doc4.xml · nonDerivative · entry 2

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,093

F2 · kind: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:26 UTC
Hussain AamirEVP, Chief Technology Officer
GrantCommon Stock 12,528 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037720 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,173

F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the reporting person's individual performance on merger integration tasks.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:25 UTC
GOFF STACEY WEVP, CAO & GC
GrantCommon Stock 187,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037719 · doc4.xml · nonDerivative · entry 2

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,734

F2 · kind: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:25 UTC
GOFF STACEY WEVP, CAO & GC
GrantCommon Stock 11,484 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037719 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,814

F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the reporting person's individual performance on merger integration tasks.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:24 UTC
Douglas DeanPresident, Enterprise Markets
GrantCommon Stock 10,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037717 · doc4.xml · nonDerivative · entry 1

Douglas Dean · CIK 0001296005 · President, Enterprise Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,306

F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the reporting person's individual performance on merger integration tasks.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:23 UTC
COLE DAVID DEVP, Controller & Ops Support
GrantCommon Stock 125,280 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-037716 · doc4.xml · nonDerivative · entry 1

COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,618

F1 · kind: Represents a grant of time-based restricted stock, one-half of which will vest on December 15, 2018 and one-half of which will vest on December 15, 2019.

F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
May 25, 2017 Filed May 26, 2017 21:24 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035953 · doc4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,741

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

Read SEC document
May 25, 2017 Filed May 26, 2017 21:30 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035962 · doc4.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,920

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

Read SEC document
May 25, 2017 Filed May 26, 2017 21:29 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035961 · doc4.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,512

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

Read SEC document
May 25, 2017 Filed May 26, 2017 21:28 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035960 · doc4.xml · nonDerivative · entry 1

PERRY HARVEY P · CIK 0001202859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

F2 · balance_after: Includes 2,711 shares acquired through the Issuer's DRIP since the Reporting Person's last Section 16 filing.

Read SEC document
May 25, 2017 Filed May 26, 2017 21:27 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035959 · doc4.xml · nonDerivative · entry 1

Landrieu Mary L. · CIK 0001659021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,741

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

Read SEC document
May 25, 2017 Filed May 26, 2017 21:25 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035955 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,912

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

Read SEC document
May 25, 2017 Filed May 26, 2017 21:23 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035951 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,045

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

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May 25, 2017 Filed May 26, 2017 21:22 UTC GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035949 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,991

F1 · kind: This grant of restricted stock will vest on May 25, 2018.

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March 17, 2017 Filed Mar 24, 2017 21:04 UTC GrantPhantom Stock · Derivative 128 $23.60 $3,020.80
Disclosure

SEC source: 0001209191-17-022794 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,695

Underlying: Common Stock · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

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March 07, 2017 Filed Mar 8, 2017 21:46 UTC
Douglas DeanPresident, Enterprise Markets
Tax withholdingCommon Stock 478 $22.50 $10,755.00
Disclosure

SEC source: 0001209191-17-019280 · doc4.xml · nonDerivative · entry 1

Douglas Dean · CIK 0001296005 · President, Enterprise Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,866

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

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February 23, 2017 Filed Feb 27, 2017 22:05 UTC
POST GLEN F IIIDirector · CEO & President
Tax withholdingCommon Stock 34,204 $24.71 $845,180.84
Disclosure

SEC source: 0001209191-17-014862 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445,499

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F2 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

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February 23, 2017 Filed Feb 27, 2017 22:03 UTC
Hussain AamirEVP, Chief Technology Officer
Tax withholdingCommon Stock 5,130 $24.71 $126,762.30
Disclosure

SEC source: 0001209191-17-014855 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,645

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

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February 23, 2017 Filed Feb 27, 2017 22:07 UTC
Varma GirishPresident - IT & Managed Svcs
Tax withholdingCommon Stock 1,861 $24.71 $45,985.31
Disclosure

SEC source: 0001209191-17-014867 · doc4.xml · nonDerivative · entry 1

Varma Girish · CIK 0001623769 · President - IT & Managed Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,795

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:04 UTC
Moreau Maxine LPresident, Consumer Markets
Tax withholdingCommon Stock 2,387 $24.71 $58,982.77
Disclosure

SEC source: 0001209191-17-014858 · doc4.xml · nonDerivative · entry 1

Moreau Maxine L · CIK 0001550795 · President, Consumer Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,028

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F2 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

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February 23, 2017 Filed Feb 27, 2017 22:06 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 2,011 $24.71 $49,691.81
Disclosure

SEC source: 0001209191-17-014865 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,897

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

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February 23, 2017 Filed Feb 27, 2017 22:02 UTC
GOFF STACEY WEVP, CAO & GC
Tax withholdingCommon Stock 3,498 $24.71 $86,435.58
Disclosure

SEC source: 0001209191-17-014852 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,330

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:02 UTC Tax withholdingCommon Stock 4,629 $24.71 $114,382.59
Disclosure

SEC source: 0001209191-17-014849 · doc4.xml · nonDerivative · entry 1

EWING R STEWART JR · CIK 0001202822 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,897

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:00 UTC
Douglas DeanPresident, Enterprise Markets
Tax withholdingCommon Stock 3,796 $24.71 $93,799.16
Disclosure

SEC source: 0001209191-17-014848 · doc4.xml · nonDerivative · entry 1

Douglas Dean · CIK 0001296005 · President, Enterprise Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,344

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:00 UTC
COLE DAVID DEVP, Controller & Ops Support
Tax withholdingCommon Stock 3,165 $24.71 $78,207.15
Disclosure

SEC source: 0001209191-17-014845 · doc4.xml · nonDerivative · entry 1

COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,338

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.