Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumen Technologies, Inc.CTL · Entity 3749 | EVP and Controller | February 23, 2018 | February 26, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumen Technologies, Inc.
Report date February 23, 2018 · Filed February 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 399,853 |
Reported balance
After 2018-02-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-02-23 · Tax withholding · Disposed 4,844 · Balance 399,853 F1: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. F2: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.
F2: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 26, 2018 23:13 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 4,844 | $18.21 | $88,209.24 |
DisclosureSEC source: 0001209191-18-013551 · doc4.xml · nonDerivative · entry 1 COLE DAVID D · CIK 0001202820 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,853 F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock. F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:21 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 10,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013092 · doc4.xml · nonDerivative · entry 3 COLE DAVID D · CIK 0001202820 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,697 F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. F4 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:21 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 65,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013092 · doc4.xml · nonDerivative · entry 2 COLE DAVID D · CIK 0001202820 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,626 F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 22:21 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,921 | $17.90 | $34,385.90 |
DisclosureSEC source: 0001209191-18-013092 · doc4.xml · nonDerivative · entry 1 COLE DAVID D · CIK 0001202820 · EVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,697 F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:23 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 125,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037716 · doc4.xml · nonDerivative · entry 1 COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,618 F1 · kind: Represents a grant of time-based restricted stock, one-half of which will vest on December 15, 2018 and one-half of which will vest on December 15, 2019. F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:00 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,165 | $24.71 | $78,207.15 |
DisclosureSEC source: 0001209191-17-014845 · doc4.xml · nonDerivative · entry 1 COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,338 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:18 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 45,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014042 · doc4.xml · nonDerivative · entry 1 COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,503 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved. F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 23:21 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 7,129 | $24.28 | $173,092.12 |
DisclosureSEC source: 0001209191-17-013489 · doc4.xml · nonDerivative · entry 2 COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,117 F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. F3 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document |
| February 20, 2017 Filed Feb 22, 2017 23:21 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Disposition to issuerCommon Stock | 7,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013489 · doc4.xml · nonDerivative · entry 1 COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,246 F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 20:47 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | SaleCommon Stock | 30,000 | $33.00 | $990,000.00 |
DisclosureSEC source: 0001209191-16-147478 · doc4.xml · nonDerivative · entry 1 COLE DAVID D · CIK 0001202820 · EVP, Controller & Ops Support 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,440 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.