person · Reporting owner

Moreau Maxine L

Disclosed activity across 1 company

Tapewire entity: 175533
SEC CIK: 0001550795

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Lumen Technologies, Inc.CTL · Entity 3749	President, Consumer Markets	June 01, 2017	June 05, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lumen Technologies, Inc.

Report date June 01, 2017 · Filed June 05, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	230,308	Reported balance After 2017-06-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-06-01 · Grant · Acquired 125,280 · Balance 230,308 F1: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date. F2: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.
Common StockSEC Table I · non-derivative	Indirectby 401(k) Plan	1,412	Reported balance Holding disclosure · report date 2017-06-01 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,412
Common StockSEC Table I · non-derivative	Indirectby ESOP	995	Reported balance Holding disclosure · report date 2017-06-01 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 995 F3: This is a legacy defined contribution plan sponsored by the Issuer.
Common StockSEC Table I · non-derivative	Indirectby Stock Bonus Plan	2	Reported balance Holding disclosure · report date 2017-06-01 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2 F3: This is a legacy defined contribution plan sponsored by the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date.

F2: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

F3: This is a legacy defined contribution plan sponsored by the Issuer.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 01, 2017 Filed Jun 5, 2017 20:26 UTC	Lumen Technologies, Inc. CTL · Entity 3749	GrantCommon Stock	125,280	$0.00	$0.00	Disclosure SEC source: 0001209191-17-037722 · doc4.xml · nonDerivative · entry 1 Moreau Maxine L · CIK 0001550795 · President, Consumer Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,308 F1 · kind: Represents a grant of time-based restricted stock that will vest one-third per year over three years following the grant date. F2 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:04 UTC	Lumen Technologies, Inc. CTL · Entity 3749	Tax withholdingCommon Stock	2,387	$24.71	$58,982.77	Disclosure SEC source: 0001209191-17-014858 · doc4.xml · nonDerivative · entry 1 Moreau Maxine L · CIK 0001550795 · President, Consumer Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,028 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. F2 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document
February 21, 2017 Filed Feb 23, 2017 22:20 UTC	Lumen Technologies, Inc. CTL · Entity 3749	GrantCommon Stock	39,812	$0.00	$0.00	Disclosure SEC source: 0001209191-17-013894 · doc4.xml · nonDerivative · entry 1 Moreau Maxine L · CIK 0001550795 · President, Consumer Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,415 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved. F2 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:23 UTC	Lumen Technologies, Inc. CTL · Entity 3749	Tax withholdingCommon Stock	2,618	$24.28	$63,565.04	Disclosure SEC source: 0001209191-17-013494 · doc4.xml · nonDerivative · entry 2 Moreau Maxine L · CIK 0001550795 · President, Consumer Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,603 F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. F3 · balance_after: Includes 4,137 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report. Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:23 UTC	Lumen Technologies, Inc. CTL · Entity 3749	Disposition to issuerCommon Stock	2,564	$0.00	$0.00	Disclosure SEC source: 0001209191-17-013494 · doc4.xml · nonDerivative · entry 1 Moreau Maxine L · CIK 0001550795 · President, Consumer Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,221 F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.