Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lumen Technologies, Inc.
Report date November 01, 2017 · Filed November 03, 2017
Section 16 reporting ended · disclosed 2017-11-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 174,053 |
Ending reported balance
After 2017-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-01 · Grant · Acquired 2,088 · Balance 192,394 F1: Represents additional shares earned under restricted stock award originally granted to the Reporting Person on June 1, 2017, as determined by the Human Resources and Compensation Committee. Row 2 · 2017-11-01 · Tax withholding · Disposed 18,341 · Balance 174,053 F2: Shares withheld to cover taxes due on vesting of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents additional shares earned under restricted stock award originally granted to the Reporting Person on June 1, 2017, as determined by the Human Resources and Compensation Committee.
F2: Shares withheld to cover taxes due on vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2017 Filed Nov 3, 2017 21:10 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 18,341 | $17.85 | $327,386.85 |
DisclosureSEC source: 0001209191-17-059242 · doc4.xml · nonDerivative · entry 2 Douglas Dean · CIK 0001296005 · President, Enterprise Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,053 F2 · kind: Shares withheld to cover taxes due on vesting of restricted stock. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 21:10 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 2,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059242 · doc4.xml · nonDerivative · entry 1 Douglas Dean · CIK 0001296005 · President, Enterprise Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,394 F1 · kind: Represents additional shares earned under restricted stock award originally granted to the Reporting Person on June 1, 2017, as determined by the Human Resources and Compensation Committee. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:24 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 10,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037717 · doc4.xml · nonDerivative · entry 1 Douglas Dean · CIK 0001296005 · President, Enterprise Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,306 F1 · kind: Represents a grant of restricted stock that will vest on December 15, 2018, with the number of shares vesting ranging between 80-120% of this figure based on the Human Resources and Compensation Committee's subjective evaluation of the reporting person's individual performance on merger integration tasks. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 21:46 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 478 | $22.50 | $10,755.00 |
DisclosureSEC source: 0001209191-17-019280 · doc4.xml · nonDerivative · entry 1 Douglas Dean · CIK 0001296005 · President, Enterprise Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,866 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:00 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,796 | $24.71 | $93,799.16 |
DisclosureSEC source: 0001209191-17-014848 · doc4.xml · nonDerivative · entry 1 Douglas Dean · CIK 0001296005 · President, Enterprise Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,344 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:13 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 91,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013890 · doc4.xml · nonDerivative · entry 1 Douglas Dean · CIK 0001296005 · President, Enterprise Markets 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,140 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. The performance-based portion is divided among two separate three-year performance metrics, which will vest on February 21, 2020 to the extent that the applicable metric is achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.