LOCL

SEC source: 0001209191-23-023523 · doc4.xml · nonDerivative · entry 1

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,106,430

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-023520 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,522,419.025

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-023517 · doc4.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,323

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-023521 · doc4.xml · nonDerivative · entry 1

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,945

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-027011 · doc4a.xml · nonDerivative · entry 1

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,109,856

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-027016 · doc4a.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,524,019.025

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-027014 · doc4a.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 381,113

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-027019 · doc4a.xml · nonDerivative · entry 1

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,115

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5922 to $0.7851. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-015890 · doc4.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,390

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.61 to $0.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-003783 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,739

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.13 to $1.165. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-002145 · doc4.xml · derivative · entry 5

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Forst GST LLC

Disclosed balance after: 510,952

Underlying: Common Stock · 510,952 shares

Expires 2026-11-19

F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-002145 · doc4.xml · derivative · entry 4

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,000

Underlying: Common Stock · 495,000 shares

Expires 2026-11-19

F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-002145 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,194

F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-002143 · doc4.xml · derivative · entry 2

Leo Investors III LP · CIK 0001840937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,427

Underlying: Common Stock · 4,321,906 shares

Expires 2026-11-19

F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-002143 · doc4.xml · nonDerivative · entry 1

Leo Investors III LP · CIK 0001840937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,832

F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-002147 · doc4.xml · derivative · entry 2

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,667

Underlying: Common Stock · 166,667 shares

Expires 2026-11-19

F2 · kind: Represents the distribution of warrants to purchase Common Stock of the Issuer by Leo pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-002147 · doc4.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,650

F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-23-001355 · doc4.xml · nonDerivative · entry 1

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,735

F1 · shares: Represents 500,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest in three equal installments on April 1, 2023, April 1, 2024, and April 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0001209191-23-001359 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540,724.025

F1 · shares: Represents 500,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest in three equal installments on April 1, 2023, April 1, 2024, and April 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0001209191-23-001358 · doc4.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,000

F1 · shares: Represents 275,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest in three equal installments on April 1, 2023, April 1, 2024, and April 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0001209191-23-001353 · doc4.xml · nonDerivative · entry 1

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,928

F1 · shares: Represents 300,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest in three equal installments on April 1, 2023, April 1, 2024, and April 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0001209191-22-062683 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 14,022,501

F1 · kind: McLeod Management Co. LLC ("McLeod"), of which the Reporting Person is a managing member, contributed 2,000,000 shares of the Issuer's Common Stock to an irrevocable grantor trust, which is managed by an independent corporate trustee.

F2 · ownership.nature: These shares are held by McLeod. The Reporting Person serves as a managing member of McLeod and as such, has sole voting and dispositive power with respect to the shares held by McLeod and may be deemed to beneficially own the shares held by McLeod. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-062684 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 14,593,824

F3 · kind: Wheat Wind contributed 300,000 shares of the Issuer's Common Stock to a donor advised fund.

F2 · ownership.nature: These shares are held by Wheat Wind. The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-062684 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 14,893,824

F1 · kind: Wheat Wind Farms, LLC ("Wheat Wind"), of which the Reporting Person is the Member-Manager, contributed 3,000,000 shares of the Issuer's Common Stock to an irrevocable grantor trust, which is managed by an independent corporate trustee.

F2 · ownership.nature: These shares are held by Wheat Wind. The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-060245 · doc4.xml · nonDerivative · entry 2

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,928

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.2164 to $2.2701. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-060245 · doc4.xml · nonDerivative · entry 1

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,192,428

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.22 to $2.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-008120 · doc5.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 139,861

F2 · ownership.nature: Shares owned by Olive Street Ventures LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-23-008120 · doc5.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,527,618

F1 · ownership.nature: Shares owned by The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 ( the "Trust") of which the insider and his spouse are trustees and beneficiaries. Previously, 635,826 shares were reported as being held by a separate entity, but the Reporting Person is updating to reflect that all shares are owned by the trust with certain shares being held by the Trust with the Reporting Person and his spouse as co-trustees and other shares being held by the Trust with the Reporting Person as sole trustee

SEC source: 0001209191-22-054559 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 11,157,694

F1 · kind: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share.

F1 · price: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share.

F3 · ownership.nature: Shares owned by Live Oak Ventures, LLC.

SEC source: 0001209191-22-054559 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,040,653

F1 · kind: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share.

F1 · price: On October 21, 2022 (the "Agreement Date"), Local Bounti Corporation (the "Company"), entered into a securities purchase agreement with certain purchasers (the "Purchasers"), pursuant to which the Company agreed to issue and sell to the Purchasers, in a private placement, shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). The closing price of the Common Stock on the New York Stock Exchange on October 20, 2022 (the last trading day before the Agreement Date) was $2.50 per share.

F2 · ownership.nature: Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries.

SEC source: 0001209191-22-054551 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 40,000

F1 · kind: On October 21, 2022, Bridget Joyner, the spouse of the Reporting Person, purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock") through a 401K account, pursuant to a securities purchase agreement by and between the Reporting Person's spouse and the Company, as part of a private placement. The issuance of the shares to the Reporting Person's spouse was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-054549 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,893,824

F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-054553 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040,724.025

F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-054555 · doc4.xml · nonDerivative · entry 1

McCandless Margaret · CIK 0001629976 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-054556 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wellfor LLC

Disclosed balance after: 474,489

F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-054558 · doc4.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,041

F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-053690 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,161

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.72 to $2.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-049082 · doc4.xml · nonDerivative · entry 1

McKinney Mark Alan · CIK 0001884772 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,179

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.43 to $3.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047918 · doc4.xml · nonDerivative · entry 2

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,022,501

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047919 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,853,824

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047918 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,038,414

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.235. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047919 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,869,737

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.235. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047418 · doc4.xml · nonDerivative · entry 2

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,077,802

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047417 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,909,125

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047418 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,096,021

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-047417 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,927,344

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-043032 · doc4.xml · nonDerivative · entry 2

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,101,021

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-043030 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,932,344

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-043032 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,101,521

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-043030 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,932,844

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.