Hurlbert Craig M.

SEC source: 0001872332-26-000005 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,803

F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0001872332-26-000002 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,803

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

SEC source: 0001193125-25-230232 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914,803

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-093843 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,810

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-086274 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 989,596

F1 · shares: The RSUs will vest in eight equal quarterly installments, with the first installment on July 1, 2025, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0000950170-25-013806 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,596

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-25-001284 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,139

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0000950170-24-138800 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,823

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.765 to $1.8411. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-136819 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,573

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.9379 to $2.12. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000950170-24-135997 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,823

SEC source: 0000950170-24-049164 · ownership.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,573

F1 · shares: Represents 120,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in three equal installments on February 1, 2025, February 1, 2026 and February 1, 2027, subject to the continuous service of the Reporting Person on each vesting date.

SEC source: 0001209191-24-000760 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,573

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0001209191-23-056511 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,257

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0001209191-23-053991 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 1,177,386

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: These shares are held by Wheat Wind Farms, LLC ("Wheat Wind"). The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-053991 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,003

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.2798 to $1.46. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-23-046912 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · SVP of Strategy · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,600

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

F2 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

SEC source: 0001209191-23-031750 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,045,261

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded.

SEC source: 0001209191-22-062684 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 14,593,824

F3 · kind: Wheat Wind contributed 300,000 shares of the Issuer's Common Stock to a donor advised fund.

F2 · ownership.nature: These shares are held by Wheat Wind. The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-062684 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 14,893,824

F1 · kind: Wheat Wind Farms, LLC ("Wheat Wind"), of which the Reporting Person is the Member-Manager, contributed 3,000,000 shares of the Issuer's Common Stock to an irrevocable grantor trust, which is managed by an independent corporate trustee.

F2 · ownership.nature: These shares are held by Wheat Wind. The Reporting Person serves as Member-Manager of Wheat Wind and as such, has sole voting and dispositive power with respect to the shares held by Wheat Wind and may be deemed to beneficially own the shares held by Wheat Wind. The Reporting Person disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-22-054549 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,893,824

F1 · kind: On October 21, 2022, the Reporting Person purchased shares of Local Bounti Corporation (the "Company") common stock, par value $0.0001 per share (the "Common Stock"), pursuant to a securities purchase agreement by and between the Reporting Person and the Company, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-047919 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,853,824

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047919 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,869,737

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.235. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047417 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,909,125

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-047417 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,927,344

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-043030 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,932,344

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-043030 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,932,844

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-22-042599 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,936,802

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.01 to $4.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-005088 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112,107

F1 · shares: The restricted stock units ("RSUs") were granted under the Company's 2021 Equity Incentive Plan, of which, subject to Mr. Hurlbert's continued service with the Company on the applicable vesting date, 10% will vest on July 1, 2022 and the remaining RSUs will vest in three equal installments (of 30% each) on January 1, 2023, 2024 and 2025.

F2 · price: Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001209191-21-068207 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,107

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.66 to $6.96. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068207 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,353

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.718 to $7.00. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-066617 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,938,230

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.