Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BEYOND MEAT, INC.BYND · Entity 6266 | CFO & Treasurer | March 02, 2021 | March 04, 2021 |
| BIOLASE, INCBIOL · Entity 11470 | SVP & Chief Financial Officer | April 18, 2017 | April 19, 2017 |
| Local Bounti Corporation/DELOCL · Entity 7559 | Director | June 10, 2026 | June 12, 2026 |
| Real Good Food Company, Inc.RGF · Entity 86149 | Director | January 03, 2024 | January 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BEYOND MEAT, INC.
Report date March 02, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,328 |
Reported balance
After 2021-03-02 transaction · row 1
1 source rowRow 1 · 2021-03-02 · Tax withholding · Disposed 294 · Balance 31,328 F1: Shares withheld to pay taxes applicable to vesting of restricted stock units previously awarded pursuant to the 2018 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to pay taxes applicable to vesting of restricted stock units previously awarded pursuant to the 2018 Equity Incentive Plan.
BIOLASE, INC
Report date April 18, 2017 · Filed April 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series D Participating Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 192 |
Reported balance
After 2017-04-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-04-18 · Purchase · Acquired 192 · Balance 192 F1: These shares of Series D Participating Convertible Preferred Stock ("Preferred Stock") and Warrants were acquired by Mark J. Nelson in a private placement with the Issuer that closed on April 18, 2017 (the "Closing"). F2: Each share of Preferred Stock will initially be convertible into 100 shares of Common Stock ("Shares"), reflecting a conversion price equal to $1.24 per Share. The conversion of the Preferred Stock will occur automatically upon the Requisite Stockholder Approval (defined and described further in the Securities Purchase Agreement dated April 11, 2017 and filed as Exhibit 99.1 to the Current Report on Form 8-K filed by the Issuer on April 14, 2017), which is expected to occur after the Closing. The Preferred Stock has no expiration date. |
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2022-04-18 | Direct | 9,346 |
Reported balance
After 2017-04-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-04-18 · Purchase · Acquired 9,346 · Balance 9,346 F1: These shares of Series D Participating Convertible Preferred Stock ("Preferred Stock") and Warrants were acquired by Mark J. Nelson in a private placement with the Issuer that closed on April 18, 2017 (the "Closing"). |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Series D Participating Convertible Preferred Stock ("Preferred Stock") and Warrants were acquired by Mark J. Nelson in a private placement with the Issuer that closed on April 18, 2017 (the "Closing").
F2: Each share of Preferred Stock will initially be convertible into 100 shares of Common Stock ("Shares"), reflecting a conversion price equal to $1.24 per Share. The conversion of the Preferred Stock will occur automatically upon the Requisite Stockholder Approval (defined and described further in the Securities Purchase Agreement dated April 11, 2017 and filed as Exhibit 99.1 to the Current Report on Form 8-K filed by the Issuer on April 14, 2017), which is expected to occur after the Closing. The Preferred Stock has no expiration date.
Local Bounti Corporation/DE
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 139,867 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 62,949 · Balance 139,867 F1: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service.
Real Good Food Company, Inc.
Report date January 03, 2024 · Filed January 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 160,002 |
Reported balance
After 2024-01-03 transaction · row 1
1 source rowRow 1 · 2024-01-03 · Exercise / conversion · Acquired 43,536 · Balance 160,002 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-01-03 · Exercise / conversion · Disposed 43,536 · Balance 0 F1: Each RSU represents a conditional right to receive one share of common stock of the issuer. F2: Represents vesting of RSUs and the concurrent issuance of the issuer's shares which have no expiration. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a conditional right to receive one share of common stock of the issuer.
F2: Represents vesting of RSUs and the concurrent issuance of the issuer's shares which have no expiration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 12, 2026 16:18 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 62,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001435748-26-000002 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,867 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 16:36 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086290 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,918 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 17:10 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 8,405 | $2.68 | $22,532.12 |
DisclosureSEC source: 0000950170-24-077949 · ownership.xml · nonDerivative · entry 2 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,168 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.60 to $2.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 24, 2024 Filed Jun 26, 2024 17:10 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 3,695 | $2.89 | $10,663.77 |
DisclosureSEC source: 0000950170-24-077949 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,573 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.85 to $2.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:27 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 14,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073716 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,268 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 13, 2025, subject to the director's continued service. Read SEC document |
| April 15, 2024 Filed Apr 17, 2024 17:14 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 660 | $2.32 | $1,527.90 |
DisclosureSEC source: 0000950170-24-045177 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,388 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.27 to $2.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 17:53 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 447 | $2.59 | $1,159.38 |
DisclosureSEC source: 0000950170-24-032359 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,048 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on November 14, 2023. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2024 Filed Jan 3, 2024 19:58 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Exercise / conversionRestricted Stock Units · Derivative | 43,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001380 · ownership.xml · derivative · entry 2 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 43,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a conditional right to receive one share of common stock of the issuer. F1 · derivative.exercise_price: Each RSU represents a conditional right to receive one share of common stock of the issuer. F2 · derivative.expiration_date: Represents vesting of RSUs and the concurrent issuance of the issuer's shares which have no expiration. Read SEC document |
| January 03, 2024 Filed Jan 3, 2024 19:58 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Exercise / conversionClass A Common Stock | 43,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001380 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2023 Filed Oct 17, 2023 17:15 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 714 | $1.54 | $1,096.42 |
DisclosureSEC source: 0001209191-23-052980 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,495 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022, as amended on November 11, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.47 to $1.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 11, 2023 Filed Oct 12, 2023 15:41 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | PurchaseClass A Common Stock | 80,000 | $2.10 | $168,000.00 |
DisclosureSEC source: 0000950170-23-053094 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,466 Read SEC document |
| July 13, 2023 Filed Jul 14, 2023 16:20 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 705 | $3.07 | $2,164.35 |
DisclosureSEC source: 0001209191-23-042265 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,209 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:07 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 21,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039129 · doc4.xml · nonDerivative · entry 2 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,914 F4 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's (the "Issuer") next annual stockholders' meeting or (2) June 20, 2024, subject to the Reporting Person's continued service. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 17:07 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 1,294 | $4.05 | $5,241.35 |
DisclosureSEC source: 0001209191-23-039129 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,677 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $4.04 to $4.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Effective on June 15, 2023, the Issuer effected a 1 to 13 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 17:05 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 10,125 | $0.51 | $5,210.33 |
DisclosureSEC source: 0001209191-23-024355 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,614 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022. F2 · price: This transaction was executed in multiple trades at prices ranging from $0.5 to $0.5319. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 17:04 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 9,422 | $1.15 | $10,792.90 |
DisclosureSEC source: 0001209191-23-003783 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,739 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $1.13 to $1.165. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 17:29 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Exercise / conversionRestricted Stock Units · Derivative | 43,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000665 · doc4.xml · derivative · entry 3 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 43,536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a conditional right to receive one share of common stock of the issuer. F2 · derivative.exercise_price: Each RSU represents a conditional right to receive one share of common stock of the issuer. F3 · derivative.expiration_date: Represents vesting of RSUs and the concurrent issuance of the issuer's shares which have no expiration. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 17:29 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Tax withholdingClass A Common Stock | 24,903 | $6.91 | $172,079.73 |
DisclosureSEC source: 0000899243-23-000665 · doc4.xml · nonDerivative · entry 2 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,466 F1 · shares: Represents shares of common stock of the issuer withheld for the payment of taxes due upon conversion of restricted stock units ("RSUs"). Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 17:29 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Exercise / conversionClass A Common Stock | 43,536 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-000665 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:35 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Exercise / conversionRestricted Stock Units · Derivative | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-035593 · doc4.xml · derivative · entry 3 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock · 41,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a conditional right to receive one share of common stock of the issuer. F3 · derivative.expiration_date: Represents vesting of RSUs and the concurrent issuance of the issuer's shares which have no expiration. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:35 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Tax withholdingClass A Common Stock | 23,833 | $6.75 | $160,872.75 |
DisclosureSEC source: 0000899243-22-035593 · doc4.xml · nonDerivative · entry 2 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 F1 · shares: Represents shares of common stock of the issuer withheld for the payment of taxes due upon conversion of restricted stock units ("RSUs"). Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 21:35 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | Exercise / conversionClass A Common Stock | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-035593 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2022 Filed Oct 14, 2022 17:37 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 9,696 | $2.76 | $26,743.51 |
DisclosureSEC source: 0001209191-22-053690 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,161 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.72 to $2.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 16:31 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | SaleCommon Stock | 9,275 | $3.79 | $35,152.25 |
DisclosureSEC source: 0001209191-22-042247 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,857 F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: This transaction was executed in multiple trades at prices ranging from $3.75 to $3.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 17:06 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 26,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038983 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,132 F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's next annual stockholders' meeting or (2) June 21, 2023, subject to the reporting person's continued service. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 16:41 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 9,056 | $8.02 | $72,629.12 |
DisclosureSEC source: 0001209191-22-024433 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,091 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on April 12, 2022. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 17:48 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | Tax withholdingCommon Stock | 3,008 | $5.67 | $17,055.36 |
DisclosureSEC source: 0001209191-22-003373 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,147 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on January 12, 2022. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:42 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | GrantRestricted Stock Units · Derivative | 87,072 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000730 · doc4.xml · derivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,738 Underlying: Class A Common Stock · 87,072 shares Expires not disclosed F1 · derivative.exercise_date: Represents a grant of time-based restricted stock units (RSUs) pursuant to the Issuer's 2021 Stock Incentive Plan. The RSUs shall vest in two equal installments, commencing on November 9, 2023 and one year thereafter, conditioned upon the Reporting Person's continued service to the Issuer. F1 · derivative.expiration_date: Represents a grant of time-based restricted stock units (RSUs) pursuant to the Issuer's 2021 Stock Incentive Plan. The RSUs shall vest in two equal installments, commencing on November 9, 2023 and one year thereafter, conditioned upon the Reporting Person's continued service to the Issuer. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 18:38 UTC | Local Bounti Corporation/DE LOCL · Entity 7559 | GrantCommon Stock | 193,155 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066622 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,155 F1 · shares: Includes 147,769 Restricted Stock Units ("RSUs") awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time ("the 2020 Plan") and will vest as follows: 25% of the RSUs vested on November 19, 2021 and the remaining 75% of the RSUs will vest over the 36-month period following April 12, 2021, in equal quarterly amounts. Notwithstanding the foregoing, 100% of the RSUs shall vest immediately upon a Change in Control (as defined in the 2020 Plan). F2 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. F2 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 18:37 UTC | Real Good Food Company, Inc. RGF · Entity 86149 | GrantClass A common stock | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044092 · doc4.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,666 F1 · shares: Represents a grant of time-based restricted stock units (RSUs) pursuant to the Issuer's 2021 Stock Incentive Plan. The RSUs shall vest in full on the one-year anniversary of the date of grant, conditioned upon the Reporting Person's continued service to the Issuer. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:42 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Tax withholdingCommon Stock | 294 | $139.66 | $41,060.04 |
DisclosureSEC source: 0001655210-21-000044 · wf-form4_161489771083230.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,328 F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock units previously awarded pursuant to the 2018 Equity Incentive Plan. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 17:52 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Tax withholdingCommon Stock | 383 | $138.53 | $53,056.99 |
DisclosureSEC source: 0001655210-20-000262 · wf-form4_160712233201575.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,622 F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock units previously awarded pursuant to the 2018 Equity Incentive Plan. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionStock Option (right to buy) · Derivative | 1,059 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · derivative · entry 16 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,125 Underlying: Common Stock · 1,059 shares Expires 2029-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Exercise of stock option granted under the 2018 Equity Incentive Plan on May 1, 2019; the option vested and became exercisable as to 25% of the total shares on May 1, 2020, and 1/48th of the total shares vests and becomes exercisable monthly thereafter such that the option is fully vested and exercisable on May 1, 2023, subject to an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer, and subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionStock Option (right to buy) · Derivative | 20,149 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · derivative · entry 15 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,253 Underlying: Common Stock · 20,149 shares Expires 2028-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: Exercise of stock option granted under the 2018 Equity Incentive Plan on May 30, 2018; the option vested and became exercisable as to 25% of the total shares on August 3, 2018, and 1/48th of the total shares vests and becomes exercisable monthly thereafter such that the option is fully vested and exercisable on August 3, 2021, subject to an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer, and subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 1,436 | $136.88 | $196,556.66 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 12 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,005 F8 · kind: This transaction was executed in multiple trades at prices ranging from $136.80 to $136.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 16,581 | $136.18 | $2,257,974.05 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 11 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,441 F7 · kind: This transaction was executed in multiple trades at prices ranging from $135.80 to $136.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 12,569 | $135.40 | $1,701,852.66 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 10 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,022 F6 · kind: This transaction was executed in multiple trades at prices ranging from $134.80 to $135.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 8,894 | $134.33 | $1,194,715.90 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 9 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,591 F5 · kind: This transaction was executed in multiple trades at prices ranging from $133.80 to $134.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 2,373 | $133.59 | $316,999.58 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 8 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,485 F4 · kind: This transaction was executed in multiple trades at prices ranging from $132.80 to $133.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionCommon Stock | 1,059 | $25.00 | $26,475.00 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 7 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionCommon Stock | 20,149 | $3.00 | $60,447.00 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 6 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionStock Option (right to buy) · Derivative | 1,543 | $0.00 Strike: $96.10 | $0.00 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · derivative · entry 14 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,847 Underlying: Common Stock · 1,543 shares Expires 2030-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Exercise of stock option granted under the 2018 Equity Incentive Plan on March 2, 2020; the option vested and became exercisable as to 1/48th of the total shares on April 2, 2020, and 1/48th of the total shares vests and becomes exercisable monthly thereafter such that the option is fully vested and exercisable on March 2, 2024, subject to an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer, and subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionStock Option (right to buy) · Derivative | 12,813 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · derivative · entry 13 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,184 Underlying: Common Stock · 12,813 shares Expires 2029-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Exercise of stock option granted under the 2018 Equity Incentive Plan on May 1, 2019; the option vested and became exercisable as to 25% of the total shares on May 1, 2020, and 1/48th of the total shares vests and becomes exercisable monthly thereafter such that the option is fully vested and exercisable on May 1, 2023, subject to an Executive Change in Control Severance Agreement by and between the Reporting Person and the Issuer, and subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 7,982 | $129.69 | $1,035,180.79 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 5 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,650 F3 · kind: This transaction was executed in multiple trades at prices ranging from $129.14 to $129.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 31,876 | $128.44 | $4,094,166.19 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 4 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,632 F2 · kind: This transaction was executed in multiple trades at prices ranging from $128.11 to $129.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | SaleCommon Stock | 16,687 | $127.84 | $2,133,304.46 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 3 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,508 F1 · kind: This transaction was executed in multiple trades at prices ranging from $127.12 to $128.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionCommon Stock | 12,813 | $25.00 | $320,325.00 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 2 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 21:17 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionCommon Stock | 1,543 | $96.10 | $148,282.30 |
DisclosureSEC source: 0001655210-20-000245 · wf-form4_160583864646345.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 19:08 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Tax withholdingCommon Stock | 383 | $129.70 | $49,675.10 |
DisclosureSEC source: 0001655210-20-000205 · wf-form4_159926091408970.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,839 F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock units previously awarded pursuant to the 2018 Equity Incentive Plan. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 21:26 UTC | BEYOND MEAT, INC. BYND · Entity 6266 | Exercise / conversionStock Option (right to buy) · Derivative | 2,128 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001655210-20-000181 · wf-form4_159710914854158.xml · derivative · entry 19 Nelson Mark Joseph · CIK 0001435748 · CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,128 shares Expires 2026-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: Exercise of fully vested stock options granted on July 20, 2016 under 2011 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.