Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 6, 2026 20:00 UTC |
VALIASEK KATHLEENDirector · President and CEO
|
SaleCommon Stock | 118,720 | $1.06 | $125,843.20 |
DisclosureSEC source: 0001193125-26-415525 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,406,140 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 20:15 UTC |
Schwab Charles R.10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 1,000,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0000902664-26-003369 · ownership.xml · derivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2036-08-07 F1 · security: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F1 · price: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F1 · derivative.exercise_date: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2 · ownership.nature: Securities held by U.S. Bounti. Read SEC document |
| August 07, 2026 Filed Aug 10, 2026 20:15 UTC |
Schwab Charles R.10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $1.37 | $12,500,000.00 |
DisclosureSEC source: 0000902664-26-003369 · ownership.xml · derivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 9,124,088 shares Expires 2031-08-07 F1 · security: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F1 · price: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F1 · derivative.exercise_date: On August 7, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $12.5 million, (i) a convertible note with an initial principal balance of $12.5 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 1,000,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 233,696. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a special meeting no later than November 30, 2026. F2 · ownership.nature: Securities held by U.S. Bounti. Read SEC document |
| July 02, 2026 Filed Jul 2, 2026 20:55 UTC |
VALIASEK KATHLEENPresident and CEO
|
SaleCommon Stock | 118,720 | $1.30 | $154,336.00 |
DisclosureSEC source: 0001694525-26-000008 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,524,860 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 16:19 UTC |
SCHWAB CHARLES R JR.Director
|
GrantCommon Stock | 62,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001125972-26-000002 · ownership.xml · nonDerivative · entry 1 SCHWAB CHARLES R JR. · CIK 0001125972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,699 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 16:16 UTC |
Brewster PamelaDirector
|
GrantCommon Stock | 62,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001872353-26-000002 · ownership.xml · nonDerivative · entry 1 Brewster Pamela · CIK 0001872353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,124 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 16:18 UTC |
Nelson Mark JosephDirector
|
GrantCommon Stock | 62,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001435748-26-000002 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,867 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:18 UTC |
Nordby MatthewDirector
|
GrantCommon Stock | 62,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001893900-26-000002 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,654 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 20:17 UTC |
Molnar MichaelDirector
|
GrantCommon Stock | 62,949 | $0.00 | $0.00 |
DisclosureSEC source: 0002063127-26-000002 · ownership.xml · nonDerivative · entry 1 Molnar Michael · CIK 0002063127 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,291 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 10, 2027, subject to the director's continued service. Read SEC document |
| May 01, 2026 Filed May 1, 2026 20:16 UTC |
Hurlbert Craig M.Director · Executive Chairman
|
GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001872332-26-000005 · ownership.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 889,803 F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| May 01, 2026 Filed May 1, 2026 20:18 UTC |
Hughes AnthonyInterim CFO
|
GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001743539-26-000005 · ownership.xml · nonDerivative · entry 1 Hughes Anthony · CIK 0001743539 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,270 F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| May 01, 2026 Filed May 1, 2026 20:15 UTC |
VALIASEK KATHLEENPresident and CEO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001694525-26-000005 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,643,580 F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| May 01, 2026 Filed May 1, 2026 20:20 UTC |
McCandless MargaretGeneral Counsel & Secretary
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001629976-26-000006 · ownership.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,537 F1 · shares: The RSUs will vest in three equal installments on November 1, 2026, November 1, 2027, and November 1, 2028, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:13 UTC |
Hurlbert Craig M.Director · Executive Chairman
|
SaleCommon Stock | 100,000 | $1.16 | $116,000.00 |
DisclosureSEC source: 0001872332-26-000002 · ownership.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814,803 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:14 UTC |
Hughes AnthonyInterim CFO
|
Tax withholdingCommon Stock | 23,064 | $1.63 | $37,594.32 |
DisclosureSEC source: 0001743539-26-000002 · ownership.xml · nonDerivative · entry 1 Hughes Anthony · CIK 0001743539 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,270 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| April 01, 2026 Filed Apr 3, 2026 20:11 UTC |
VALIASEK KATHLEENPresident and CEO
|
SaleCommon Stock | 200,000 | $1.16 | $232,000.00 |
DisclosureSEC source: 0001694525-26-000002 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443,580 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the settlement of equity awards. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC |
Schwab Charles R.10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 5,500,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0000902664-26-001640 · ownership.xml · derivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 5,500,000 Underlying: Common Stock · 5,500,000 shares Expires 2036-03-13 F1 · security: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026. F1 · price: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026. F1 · derivative.exercise_date: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026. F2 · ownership.nature: Securities held by U.S. Bounti, LLC. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 20:47 UTC |
Schwab Charles R.10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $2.50 | $15,000,000.00 |
DisclosureSEC source: 0000902664-26-001640 · ownership.xml · derivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2031-03-13 F1 · security: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026. F1 · price: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026. F1 · derivative.exercise_date: On March 13, 2026, U.S. Bounti, LLC ("U.S. Bounti") and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti purchased from the Issuer, for a combined purchase price of $15 million, (i) a convertible note with an initial principal balance of $15 million (the "Note") and (ii) a warrant (the "Warrant") pursuant to which U.S. Bounti has the right to purchase and acquire 5,500,000 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"). Pursuant to the Purchase Agreement, U.S. Bounti will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares would exceed 222,241. Such limitation will not apply after stockholder approval is obtained and deemed effective, as required by the New York Stock Exchange. The Issuer is required to seek such stockholder approval at a stockholder meeting no later than June 30, 2026. F2 · ownership.nature: Securities held by U.S. Bounti, LLC. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 21:30 UTC |
McCandless MargaretGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 5,393 | $1.52 | $8,197.36 |
DisclosureSEC source: 0001629976-26-000003 · ownership.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,537 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| February 01, 2026 Filed Feb 3, 2026 21:19 UTC |
McCandless MargaretGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 2,874 | $2.10 | $6,035.40 |
DisclosureSEC source: 0001193125-26-035601 · ownership.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,930 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:11 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.22 | $2,222.70 |
DisclosureSEC source: 0001193125-26-008926 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| December 31, 2025 Filed Jan 2, 2026 21:03 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.14 | $2,137.20 |
DisclosureSEC source: 0001193125-26-000911 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 101,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 21:10 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.19 | $2,185.90 |
DisclosureSEC source: 0001193125-25-335320 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 102,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 21:04 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.42 | $2,418.50 |
DisclosureSEC source: 0001193125-25-326798 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| December 10, 2025 Filed Dec 12, 2025 21:15 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.55 | $2,550.20 |
DisclosureSEC source: 0001193125-25-317581 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 104,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:19 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.38 | $2,380.50 |
DisclosureSEC source: 0001193125-25-309719 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 26, 2025 Filed Nov 28, 2025 21:01 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.38 | $2,381.70 |
DisclosureSEC source: 0001193125-25-302417 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 21:15 UTC |
Nordby MatthewDirector
|
SaleCommon Stock | 1,000 | $2.39 | $2,385.50 |
DisclosureSEC source: 0001193125-25-291396 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,705 F1 · kind: The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on August 14, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.28 to $2.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:18 UTC |
Hurlbert Craig M.Director · Executive Chairman
|
Tax withholdingCommon Stock | 34,007 | $2.95 | $100,320.65 |
DisclosureSEC source: 0001193125-25-230232 · ownership.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,803 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:19 UTC |
VALIASEK KATHLEENPresident, CEO and CFO
|
Tax withholdingCommon Stock | 84,517 | $2.95 | $249,325.15 |
DisclosureSEC source: 0001193125-25-230239 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,643,580 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| September 01, 2025 Filed Sep 3, 2025 16:01 UTC |
Almassy DaneChief Commercial Officer
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-112818 · ownership.xml · nonDerivative · entry 1 Almassy Dane · CIK 0002081558 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 F1 · shares: Represents 300,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in four equal installments on September 1, 2026, 2027, 2028 and 2029, subject to the continued service of the Reporting Person on each vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:18 UTC |
Schwab Charles R.10% owner
|
PurchaseCommon Stock Purchase Warrant · Derivative | 550,000 | Not disclosed Strike: $0.13 | Not disclosed |
DisclosureSEC source: 0000950170-25-103076 · ownership.xml · derivative · entry 2 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LLC Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires 2035-08-01 F1 · security: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · security: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · price: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · price: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · derivative.exercise_date: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · derivative.exercise_date: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F3 · ownership.nature: Securities held by U.S. Bounti, LLC. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:18 UTC |
Schwab Charles R.10% owner
|
PurchaseConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $2.50 | $10,000,000.00 |
DisclosureSEC source: 0000950170-25-103076 · ownership.xml · derivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By LLC Disclosed balance after: Not disclosed Underlying: Common Stock · 4,000,000 shares Expires 2030-08-01 F1 · security: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · security: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · price: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · price: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F1 · derivative.exercise_date: On August 1, 2025, U.S. Bounti, LLC and Local Bounti Corporation (the "Issuer") entered into an agreement (the "Purchase Agreement") under which U.S. Bounti, LLC purchased from the Issuer, for a combined purchase price of $10.0 million, (i) a convertible note with an initial principal balance of $10.0 million (the "Note") and (ii) a common stock purchase warrant (the "Warrant") pursuant to which U.S. Bounti, LLC has the right to purchase and acquire 550,000 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock"). (Continued on Footnote 2). F2 · derivative.exercise_date: (Continued from Footnote 1). Pursuant to the terms of the Purchase Agreement, U.S. Bounti, LLC will not have the right to receive, upon conversion of the Note or exercise of the Warrant, any shares of Common Stock if the issuance of such shares of Common Stock would exceed 221,031 shares, except that such limitation will not apply after the date that stockholder approval is obtained and deemed effective, as required by the rules and regulations of the New York Stock Exchange (the "Required Stockholder Approval"). The Issuer is required to seek the Required Stockholder Approval at a special stockholders meeting within three months of August 1, 2025. F3 · ownership.nature: Securities held by U.S. Bounti, LLC. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:06 UTC |
Hurlbert Craig M.Director · Executive Chairman
|
Tax withholdingCommon Stock | 40,786 | $2.41 | $98,294.26 |
DisclosureSEC source: 0000950170-25-093843 · ownership.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 948,810 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:05 UTC |
VALIASEK KATHLEENPresident, CEO and CFO
|
Tax withholdingCommon Stock | 79,021 | $2.41 | $190,440.61 |
DisclosureSEC source: 0000950170-25-093841 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,728,097 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:03 UTC |
VALIASEK KATHLEENPresident, CEO and CFO
|
Tax withholdingCommon Stock | 9,783 | $2.27 | $22,207.41 |
DisclosureSEC source: 0000950170-25-090492 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,807,118 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| June 13, 2025 Filed Jun 13, 2025 20:31 UTC |
Hurlbert Craig M.Director · Executive Chairman
|
GrantCommon Stock | 700,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086274 · ownership.xml · nonDerivative · entry 1 Hurlbert Craig M. · CIK 0001872332 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 989,596 F1 · shares: The RSUs will vest in eight equal quarterly installments, with the first installment on July 1, 2025, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| June 13, 2025 Filed Jun 13, 2025 20:34 UTC |
VALIASEK KATHLEENPresident, CEO and CFO
|
GrantCommon Stock | 1,400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086280 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,816,901 F1 · shares: The RSUs will vest in eight equal quarterly installments, with the first installment on July 1, 2025, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
| June 11, 2025 Filed Jun 14, 2025 01:22 UTC |
Schwab Charles R.10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 10,299,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086500 · ownership.xml · derivative · entry 5 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 0 Underlying: Common Stock · 10,299,277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F5 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F5 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F1 · ownership.nature: Shares owned by U.S. Bounti, LLC. Read SEC document |
| June 11, 2025 Filed Jun 14, 2025 01:22 UTC |
Schwab Charles R.10% owner
|
ConversionCommon Stock | 10,299,277 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086500 · ownership.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 12,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares owned by U.S. Bounti, LLC. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:22 UTC |
SCHWAB CHARLES R JR.Director
|
ConversionSeries A Convertible Preferred Stock · Derivative | 429,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086501 · ownership.xml · derivative · entry 3 SCHWAB CHARLES R JR. · CIK 0001125972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 429,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F2 · derivative.exercise_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. F2 · derivative.expiration_date: Pursuant to the terms of the Securities Purchase Agreement dated as of March 31, 2025, by and among the Issuer, the Reporting Party and the other parties thereto, the Issuer submitted to its stockholders the approval of the issuance of Common Stock issuable upon conversion of the Preferred Stock into shares of Common Stock at its 2025 annual meeting of stockholders (the "Conversion Proposal"). The Conversion Proposal was approved at the 2025 annual meeting of stockholders and following such approval of the Conversion Proposal, each share of Preferred Stock automatically converted into one share of Common Stock. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:22 UTC |
SCHWAB CHARLES R JR.Director
|
ConversionCommon Stock | 429,137 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086501 · ownership.xml · nonDerivative · entry 2 SCHWAB CHARLES R JR. · CIK 0001125972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:22 UTC |
SCHWAB CHARLES R JR.Director
|
GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086501 · ownership.xml · nonDerivative · entry 1 SCHWAB CHARLES R JR. · CIK 0001125972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,613 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 16:35 UTC |
Brewster PamelaDirector
|
GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086285 · ownership.xml · nonDerivative · entry 1 Brewster Pamela · CIK 0001872353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,175 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 16:36 UTC |
Nelson Mark JosephDirector
|
GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086290 · ownership.xml · nonDerivative · entry 1 Nelson Mark Joseph · CIK 0001435748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,918 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 20:36 UTC |
Nordby MatthewDirector
|
GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086286 · ownership.xml · nonDerivative · entry 1 Nordby Matthew · CIK 0001893900 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,705 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 20:35 UTC |
Molnar MichaelDirector
|
GrantCommon Stock | 43,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086281 · ownership.xml · nonDerivative · entry 1 Molnar Michael · CIK 0002063127 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,342 F1 · shares: The RSUs will vest on the earlier of (1) the day before the Issuer's next annual stockholders' meeting or (2) June 11, 2026, subject to the director's continued service. Read SEC document |
| May 01, 2025 Filed May 2, 2025 21:55 UTC |
VALIASEK KATHLEENPresident, CEO and CFO
|
Tax withholdingCommon Stock | 3,365 | $2.39 | $8,042.35 |
DisclosureSEC source: 0000950170-25-062987 · ownership.xml · nonDerivative · entry 1 VALIASEK KATHLEEN · CIK 0001694525 · President, CEO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,901 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| May 01, 2025 Filed May 2, 2025 21:56 UTC |
McCandless MargaretGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 4,535 | $2.39 | $10,838.65 |
DisclosureSEC source: 0000950170-25-062989 · ownership.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,804 F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. Read SEC document |
| April 14, 2025 Filed Apr 16, 2025 21:11 UTC |
McCandless MargaretGeneral Counsel & Secretary
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-054859 · ownership.xml · nonDerivative · entry 1 McCandless Margaret · CIK 0001629976 · General Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,339 F1 · shares: Represents 40,000 restricted stock units ("RSUs") issued under the Issuer's 2021 Equity Incentive Plan. The RSUs will vest in three equal installments on May 1, 2025, March 1, 2026 and March 1, 2027, subject to the continuous service of the Reporting Person on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.